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| Happy Holidays!! thanks for using AUM13F!! |
| Financial Directions LLC
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| CRD # | 108475 |
| SEC # | 801-56919 |
| CIK # | |
| AUM | $672.5 M (2025-03-05) |
| Employees | 3 (100% Investors, 0% Brokers) |
| Phone | 520-408-7777 |
| Address | 1228 East Prince Road Tucson, AZ 85719 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 3,200 | 272.6 |
| (b) Individuals (high net worth individuals) | 144 | 399.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3,200 | 672.5 |
| By Discretionary | ||
| Discretionary | 3,200 | 672.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3,200 | 672.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.1 | |
| United States Persons | 672.4 | |
| Total | 3,200 | 672.5 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Saxon Woods Advisors LLC
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|
NY | 0.7 |
|
Sycamore Financial Group Inc
✚
|
IN | 0.7 |
|
Peninsula Wealth LLC
✚
|
CA | 0.7 |
|
SSA Swiss Advisors AG
✚
|
0.7 | |
|
Whelan Financial
✚
|
CA | 0.7 |
|
PAVE Investment Advisors LLC
✚
|
NY | 0.7 |
|
Walled Lake Planning & Wealth Management LLC
✚
|
IL | 0.7 |
|
Hopwood Financial Services Inc
✚
|
VA | 0.7 |
|
BCM Advisors LLC
✚
|
LA | 0.7 |
|
Drucker Wealth 30 LLC
✚
|
0.7 |