Walled Lake Planning & Wealth Management LLC

Item 5: Fees and Compensation

representative to utilize such funds as opposed to those funds that may be equally appropriate
for a client but do not carry the additional cost of 12b-1 fees. As a policy matter, the firm does
not allow funds that impose 12b-1 or revenue sharing fees on the client’s investment within its
wrap fee programs. Clients should understand and discuss with their investment adviser
representative the types of mutual fund share classes available in the wrap fee program and the
basis for using one share class over another in accordance with their individual circumstances
and priorities.

          Part 2A of Form ADV: Walled Lake Planning and Wealth Management, LLC Brochure

Item 7: Types of Clients
Walled Lake offers investment advice to individuals, pension and profit-sharing plans, 529 plans,
trusts, estates, charitable organizations, corporations and other business entities.
Walled Lake does not impose a stated minimum fee or minimum portfolio value for starting and
maintaining an investment management relationship.

          Part 2A of Form ADV: Walled Lake Planning and Wealth Management, LLC Brochure