Financial Management Inc

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Assets, Funds, Holdings

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Financial Management Inc
CRD #108350
SEC #801-126707
CIK #0001051042, 0001728896, 0001142031, 0001633071, 0001428242, 0001860140, 0001632554, 0001704609
AUM $105.3 MM (2023-03-22)
Employees 4 (100% Investors, 0% Brokers)
Phone501-227-7400
Address10809 Executive Center Drive
Little Rock, AR 72211
Source [IAPD] [EDGAR] [Website]
Total AUM ($MM)
50040030020010001999200720152024
Sector Form 13F Holdings Cap ($MM) Value ($MM)
SPNT 890.5 56.8
PAG 8,405.7 55.9
VLO 47,441.2 55.8
JPM 340,169.2 48.4
OI 2,293.2 48.4
JEF 6,766.0 46.1
TAP 12,094.1 42.8
FDX 62,226.1 39.5
BK 34,622.2 36.8
TDS 1,816.3 35.1
View All
Holdings by Sector ($MM)
17001360102068034002011201520192024
AUM Breakdown Accounts AUM ($MM)
By Client Type
(a) Individuals (other than high net worth individuals) 117 29.2
(b) Individuals (high net worth individuals) 24 48.3
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 1.1
(h) Charitable organizations 0 7.3
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 10 19.3
(n) Other 0 0.0
Total 341 105.3
By Discretionary
Discretionary 335 104.7
Non-Discretionary 6 0.5
Total 341 105.3
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 105.3
Total 341 105.3
EDGAR Form CIK 2011 - 2023
13F-HR [0001051042]
SC 13G [0001051042]
13F-HR [0001142031]
SC 13G [0001142031]
13F-HR [0001428242]
13F-HR [0001632554]
13F-NT [0001633071]
D [0001704609]
3 [0001728896]
3 [0001860140]
4 [0001860140]
Form 13D/13G Filer Form 13D/13G Subject Filed
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Form 3/4/5 Subject 2011 - 2023
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