Financial Management Inc

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Assets, Funds, Holdings

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Financial Management Inc
CRD #108350
SEC #801-126707
CIK #0001633071, 0001051042, 0001728896, 0001704609, 0001860140, 0001142031, 0001428242, 0000789307, 0001632554, 0002062515
AUM $181.2 M (2025-05-30)
Employees 6 (50% Investors, 17% Brokers)
Phone501-227-7400
Address521 President Clinton Avenue
Little Rock, AR 72201
Source [IAPD] [EDGAR] [Website] [Facebook]
Total AUM ($M)
50040030020010002000200820172026
Sector Form 13F Holdings Value ($B)
Lowes Companies Inc 0.0
SPDR Gold Trust 0.0
Microsoft Corp 0.0
Amazon Com Inc 0.0
CrowdStrike Holdings Inc 0.0
iShares Comex Gold Trust 0.0
Nvidia Corp 0.0
Facebook Inc 0.0
Cintas Corp 0.0
SEI Investments Co 0.0
Holdings by Sector ($B)
4.03.22.41.60.80.02012201620212026
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 142 96.9
(b) Individuals (high net worth individuals) 22 50.6
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 1.5
(h) Charitable organizations 0 8.7
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 10 23.5
(n) Other 0 0.0
Total 356 181.2
By Discretionary
Discretionary 350 180.6
Non-Discretionary 6 0.5
Total 356 181.2
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 181.2
Total 356 181.2
EDGAR Form CIK 2011 - 2025
13F-HR [0000789307]
13F-HR [0001051042]
SC 13G [0001051042]
13F-HR [0001142031]
SC 13G [0001142031]
13F-HR [0001428242]
13F-HR [0001632554]
13F-NT [0001633071]
D [0001704609]
3 [0001728896]
3 [0001860140]
4 [0001860140]
SC 13G [0001860140]
D [0002062515]
Form 13D/13G Filer Form 13D/13G Subject Filed
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