⚲
|
Financial Management Inc
✚
|
|
---|---|
CRD # | 108350 |
SEC # | 801-126707 |
CIK # | 0001051042, 0001728896, 0001142031, 0001633071, 0001428242, 0001860140, 0001632554, 0001704609 |
AUM | $105.3 MM (2023-03-22) |
Employees | 4 (100% Investors, 0% Brokers) |
Phone | 501-227-7400 |
Address | 10809 Executive Center Drive Little Rock, AR 72211 |
Source | [IAPD] [EDGAR] [Website] |
Total AUM ($MM) |
---|
Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
---|---|---|---|
SPNT | 890.5 | 56.8 | |
PAG | 8,405.7 | 55.9 | |
VLO | 47,441.2 | 55.8 | |
JPM | 340,169.2 | 48.4 | |
OI | 2,293.2 | 48.4 | |
JEF | 6,766.0 | 46.1 | |
TAP | 12,094.1 | 42.8 | |
FDX | 62,226.1 | 39.5 | |
BK | 34,622.2 | 36.8 | |
TDS | 1,816.3 | 35.1 | |
View All |
Holdings by Sector ($MM) |
---|
AUM Breakdown | Accounts | AUM ($MM) |
---|---|---|
By Client Type | ||
(a) Individuals (other than high net worth individuals) | 117 | 29.2 |
(b) Individuals (high net worth individuals) | 24 | 48.3 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 0 | 0.0 |
(g) Pension and profit sharing plans | 0 | 1.1 |
(h) Charitable organizations | 0 | 7.3 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 10 | 19.3 |
(n) Other | 0 | 0.0 |
Total | 341 | 105.3 |
By Discretionary | ||
Discretionary | 335 | 104.7 |
Non-Discretionary | 6 | 0.5 |
Total | 341 | 105.3 |
By Non-United States Persons | ||
Non-United States Persons | 0.0 | |
United States Persons | 105.3 | |
Total | 341 | 105.3 |
EDGAR Form | CIK | 2011 - 2023 |
---|---|---|
13F-HR | [0001051042] | |
SC 13G | [0001051042] | |
13F-HR | [0001142031] | |
SC 13G | [0001142031] | |
13F-HR | [0001428242] | |
13F-HR | [0001632554] | |
13F-NT | [0001633071] | |
D | [0001704609] | |
3 | [0001728896] | |
3 | [0001860140] | |
4 | [0001860140] |
Comparable Firms | State | AUM ($BB) |
---|---|---|
Roth Asset Management Inc
✚
|
OR | 0.1 |
Mayfield Advisors Inc
✚
|
CA | 0.1 |
Fithian LLC
✚
|
NY | 0.1 |
Pariax LLC
✚
|
CA | 0.1 |
GeoVest Advisors Inc
✚
|
NY | 0.1 |
Beresh Patrick Michael
✚
|
CA | 0.1 |
Lexington Avenue Capital Management LLC
✚
|
NY | 0.1 |
Michael S Ryan Inc
✚
|
NY | 0.1 |
MJB Asset Management LLC
✚
|
NY | 0.1 |
Price Financial Group Wealth Management Inc
✚
|
OR | 0.1 |