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| Financial Management Network Inc
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|---|---|
| CRD # | 110454 |
| SEC # | 801-40473 |
| CIK # | 0001844831, 0001538900, 0001534468, 0001094814 |
| AUM | 2,143.7 M (2025-12-19) |
| Employees | 50 (42% Investors, 42% Brokers) |
| Fees | |
| Minimum | |
| Phone | 949-455-0300 |
| Address | 26041 Acero Mission Viejo, CA 92691 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 0.0 | ||
| Nvidia Corp | 0.0 | ||
| Amazon Com Inc | 0.0 | ||
| Microsoft Corp | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 919 | 0.3 |
| (b) Individuals (high net worth individuals) | 460 | 1.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 131 | 0.6 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 7 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 11 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4,474 | 2.1 |
| By Discretionary | ||
| Discretionary | 4,296 | 1.6 |
| Non-Discretionary | 178 | 0.6 |
| Total | 4,474 | 2.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.1 | |
| Total | 4,474 | 2.1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001094814] | |
| 10-Q | [0001094814] | |
| 3 | [0001094814] | |
| 4 | [0001094814] | |
| 5 | [0001094814] | |
| 8-K | [0001094814] | |
| D | [0001094814] | |
| SC 13D | [0001094814] | |
| 13F-HR | [0001534468] | |
| 13F-HR | [0001538900] | |
| 13F-NT | [0001538900] | |
| 13F-HR | [0001844831] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Cartesian Holdings Inc | Cartesian Inc | [2018-04-10] |
| Pessin Norman H | Cartesian Inc | [2016-07-28] |
| Elutions Inc | Management Network Group Inc | [2014-03-07] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.4B |
| Serves | Institutional, Retail |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Management Network Group Inc CRTN
Common Stock
|
2018-05-11 | Tender | 25,000 | $0.40 | 10,000 |
|
Management Network Group Inc CRTN
Common Stock
|
2017-07-25 | Grant | 12,500 | $0.00 | |
|
Management Network Group Inc CRTN
Common Stock
|
2017-07-25 | Grant | 12,500 | $0.00 | |
|
Management Network Group Inc CRTN
Common Stock
|
2017-07-25 | Grant | 12,500 | $0.00 | |
|
Management Network Group Inc CRTN
Common Stock
|
2017-07-25 | Grant | 12,500 | $0.00 | |
|
Management Network Group Inc CRTN
Stock Option (right to buy) · derivative
|
2016-09-28 | Grant | 75,000 | $0.00 | |
|
Management Network Group Inc CRTN
Stock Option (right to buy) · derivative
|
2016-09-28 | Grant | 50,000 | $0.00 | |
|
Management Network Group Inc CRTN
Common Stock
|
2016-09-14 | Buy | 3,409 | $0.69 | 2,352 |
|
Management Network Group Inc CRTN
Common Stock
|
2016-09-13 | Buy | 1,300 | $0.69 | 897 |
|
Management Network Group Inc CRTN
Common Stock
|
2016-09-12 | Buy | 5,291 | $0.69 | 3,651 |
|
Management Network Group Inc CRTN
Common Stock
|
2016-08-25 | Buy | 10,000 | $0.78 | 7,800 |
|
Management Network Group Inc CRTN
Common Stock
|
2016-08-24 | Buy | 5,300 | $0.80 | 4,240 |
|
Management Network Group Inc CRTN
Common Stock
|
2016-08-22 | Buy | 35,000 | $0.66 | 23,100 |
|
Management Network Group Inc CRTN
Common Stock
|
2016-08-22 | Buy | 6,706 | $0.66 | 4,426 |
|
Management Network Group Inc CRTN
Common Stock
|
2016-08-19 | Buy | 3,294 | $0.65 | 2,141 |
|
Management Network Group Inc CRTN
Common Stock
|
2016-08-18 | Buy | 5,000 | $0.61 | 3,050 |
|
Management Network Group Inc CRTN
Common Stock
|
2016-07-26 | Grant | 20,000 | $0.00 | |
|
Management Network Group Inc CRTN
Common Stock
|
2016-07-22 | Grant | 20,000 | $0.00 | |
|
Management Network Group Inc CRTN
Common Stock
|
2016-06-15 | Buy | 7,000 | $1.23 | 8,610 |
|
Management Network Group Inc CRTN
Common Stock
|
2016-06-14 | Buy | 3,000 | $1.20 | 3,600 |
| showing 20 of 115 most recent transactions | |||||
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|
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|
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|
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