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| Financial Management Professionals Inc
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|---|---|
| CRD # | 110270 |
| SEC # | 801-30367 |
| CIK # | 0001692430, 0001568132 |
| AUM | $1.3 B (2026-03-27) |
| Employees | 14 (86% Investors, 0% Brokers) |
| Phone | 512-329-5174 |
| Address | 6034 West Courtyard Drive Austin, TX 78730 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 8.1 | ||
| Nvidia Corp | 7.2 | ||
| Bitwise Bitcoin ETF | 5.3 | ||
| J P Morgan Chase & Co | 3.8 | ||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | FMP Select Assets Diversified Fund LP | [2016-12-21] | 29.6 | 41.0 |
| RE | FMP Real Estate Two LP | [2013-11-26] | 7.8 | 4.4 |
| RE | FMP Real Estate One LP | [2012-03-28] | 5.9 | 0.0 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 393 | 223.0 |
| (b) Individuals (high net worth individuals) | 328 | 985.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 41.4 |
| (g) Pension and profit sharing plans | 15 | 82.4 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 10 | 7.5 |
| (n) Other | 0 | 0.0 |
| Total | 2,806 | 1,340.1 |
| By Discretionary | ||
| Discretionary | 2,805 | 1,313.4 |
| Non-Discretionary | 1 | 26.7 |
| Total | 2,806 | 1,340.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,340.1 | |
| Total | 2,806 | 1,340.1 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Mike Carr | 6 | 2 | ||
| Financial Management Professionals Inc | 5 | 2 | ||
| John Hixson | 5 | 2 | ||
| Dan Frick | 5 | 2 | ||
| H Hixson | 4 | 2 | ||
| Les Hixson | 4 | 2 | ||
| FMP Select Assets Diversified Fund GP LLC | 4 | 2 | ||
| Adam Todd | 4 | 2 | ||
| Fmp Real Estate GP LLC | 1 | 1 | ||
| Milton Hixson | 1 | 1 | ||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001568132] | |
| D | [0001692430] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Wellesley Asset Management Inc
✚
|
NH | 2.0 |
|
Howard Financial Services Ltd
✚
|
TX | 1.4 |
|
ANDA Asset Management Co Ltd
✚
|
1.2 | |
|
NexWave Capital Partners LLC
✚
|
NY | 1.0 |
|
Omnia Family Wealth LLC
✚
|
FL | 1.0 |
|
New Vernon Advisers LP
✚
|
NJ | 0.9 |
|
The Weil Company
✚
|
CA | 0.9 |
|
Allegheny Investments
✚
|
PA | 0.7 |
|
Vizcaya Capital LLC
✚
|
FL | 0.6 |
|
Proaltus USA Inc
✚
|
0.6 |