|
⚲
|
| Financial Management Professionals Inc
✚
|
|
|---|---|
| CRD # | 110270 |
| SEC # | 801-30367 |
| CIK # | 0001568132 |
| AUM | $817.7 MM (2023-03-30) |
| Employees | 13 (92% Investors, 0% Brokers) |
| Phone | 512-329-5174 |
| Address | 6034 West Courtyard Drive Austin, TX 78730 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| AAPL | 2,382,844.0 | 0.0 | |
| HOMB | 4,328.7 | 0.0 | |
| Holdings by Sector ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | FMP Select Assets Diversified Fund LP | [2016-12-21] | 29.6 | 37.7 |
| RE | FMP Real Estate Two LP | [2013-11-26] | 7.8 | 5.7 |
| RE | FMP Real Estate One LP | [2012-03-28] | 5.9 | 0.0 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 393 | 113.8 |
| (b) Individuals (high net worth individuals) | 296 | 594.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 39.5 |
| (g) Pension and profit sharing plans | 21 | 64.7 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 9 | 5.5 |
| (n) Other | 0 | 0.0 |
| Total | 2,727 | 817.7 |
| By Discretionary | ||
| Discretionary | 2,723 | 779.5 |
| Non-Discretionary | 4 | 38.2 |
| Total | 2,727 | 817.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 817.7 | |
| Total | 2,727 | 817.7 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Mike Carr | 4 | |||
| Dan Frick | 3 | |||
| Financial Management Professionals Inc | 3 | |||
| John Hixson | 3 | |||
| Adam Todd | 2 | |||
| Les Hixson | 2 | |||
| H Hixson | 2 | |||
| FMP Select Assets Diversified Fund GP LLC | 2 | |||
| Fmp Real Estate Two GP LLC | 1 | |||
| Fmp Real Estate GP LLC | 1 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001568132] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
The Weil Company
✚
|
CA | 1.1 |
|
Howard Financial Services Ltd
✚
|
TX | 1.0 |
|
NexWave Capital Partners LLC
✚
|
NY | 1.0 |
|
New Vernon Advisers LP
✚
|
NJ | 0.8 |
|
Omnia Family Wealth LLC
✚
|
FL | 0.7 |
|
Allegheny Investments Ltd
✚
|
PA | 0.7 |
|
Highmore Group Advisors LLC
✚
|
NY | 0.6 |
|
Watts Gwilliam & Company LLC
✚
|
AZ | 0.4 |
|
Carmel Capital Partners LLC
✚
|
CA | 0.4 |
|
Proaltus USA Inc
✚
|
FL | 0.3 |