|
⚲
|
| Wellesley Asset Management Inc
✚
|
|
|---|---|
| CRD # | 116176 |
| SEC # | 801-61288 |
| CIK # | 0001533551 |
| AUM | $2.4 BB (2023-03-23) |
| Employees | 34 (53% Investors, 21% Brokers) |
| Phone | 781-416-4000 |
| Address | 20 William Street Wellesley, MA 02481 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Brenton Partners II LP | [2021-02-26] | 15.1 | 35.4 |
| HF | Brenton Partners LP | [2012-03-29] | 86.3 | 124.0 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,467 | 0.7 |
| (b) Individuals (high net worth individuals) | 315 | 0.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 3 | 0.8 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 0.2 |
| (g) Pension and profit sharing plans | 6 | 0.0 |
| (h) Charitable organizations | 2 | 0.0 |
| (i) State or municipal government entities | 1 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 2 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 16 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,814 | 2.4 |
| By Discretionary | ||
| Discretionary | 1,811 | 2.4 |
| Non-Discretionary | 3 | 0.0 |
| Total | 1,814 | 2.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.4 | |
| Total | 1,814 | 2.4 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Greg Miller | 8 | ||
| Wellesley Asset Management Inc | 3 | ||
| Wellesley Investment Advisors Inc | 1 | ||
| Darlene Murphy | 1 | ||
| Advisors Inc Wellesley Investment | 1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001533551] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Global Forest Partners LP
✚
|
NH | 4.1 |
|
Family Management Corporation
✚
|
NY | 3.2 |
|
True North Advisors LLC
✚
|
TX | 3.0 |
|
ANDA Asset Management Co Ltd
✚
|
1.7 | |
|
The Weil Company
✚
|
CA | 1.1 |
|
Howard Financial Services Ltd
✚
|
TX | 1.0 |
|
NexWave Capital Partners LLC
✚
|
NY | 1.0 |
|
New Vernon Advisers LP
✚
|
NJ | 0.8 |
|
Financial Management Professionals Inc
✚
|
TX | 0.8 |
|
Omnia Family Wealth LLC
✚
|
FL | 0.7 |