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| Happy Holidays!! thanks for using AUM13F!! |
| Wellesley Asset Management Inc
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| CRD # | 116176 |
| SEC # | 801-61288 |
| CIK # | 0001533551, 0002050846 |
| AUM | $2.1 B (2025-03-28) |
| Employees | 30 (50% Investors, 20% Brokers) |
| Phone | 781-416-4000 |
| Address | 100 Market Street Portsmouth, NH 03801 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Brenton Partners II LP | [2021-02-26] | 16.9 | 0.0 |
| HF | Brenton Partners LP | [2012-03-29] | 115.7 | 115.9 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,179 | 0.5 |
| (b) Individuals (high net worth individuals) | 244 | 0.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 3 | 0.9 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 0.1 |
| (g) Pension and profit sharing plans | 25 | 0.1 |
| (h) Charitable organizations | 13 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 2 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 9 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,478 | 2.1 |
| By Discretionary | ||
| Discretionary | 1,475 | 2.1 |
| Non-Discretionary | 3 | 0.0 |
| Total | 1,478 | 2.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.1 | |
| Total | 1,478 | 2.1 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Greg Miller | 11 | ||
| Wellesley Asset Management Inc | 3 | ||
| Advisors Inc Wellesley Investment | 1 | ||
| Wellesley Investment Advisors Inc | 1 | ||
| Darlene Murphy | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001533551] | |
| D | [0002050846] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Altes Capital LLC
✚
|
NY | 3.1 |
|
Cantor Fitzgerald Investment Advisors LP
✚
|
NY | 2.4 |
|
Howard Financial Services Ltd
✚
|
TX | 1.4 |
|
Financial Management Professionals Inc
✚
|
TX | 1.1 |
|
NexWave Capital Partners LLC
✚
|
NY | 1.0 |
|
New Vernon Advisers LP
✚
|
NJ | 0.9 |
|
Omnia Family Wealth LLC
✚
|
FL | 0.9 |
|
The Weil Company
✚
|
CA | 0.8 |
|
ANDA Asset Management Co Ltd
✚
|
0.6 | |
|
Allegheny Investments Ltd
✚
|
PA | 0.6 |