Allegheny Investments

Item 5 – Fees and Compensation

Our advisory fees for investment management services are generally based on a percentage of assets under
management and excludes costs that may be imposed by your custodian, broker-dealer, and any Independent
Managers. Advisory fees for services are set forth in our investment management agreement with you.

 Form ADV Part 2A

COMBINED INVESTMENT MANAGEMENT AND FINANCIAL PLANNING
Comprehensive Portfolio Management (“PMA”)
Our advisory fees for PMA accounts are calculated as a percentage of billable assets under management listed on
the investment management agreement and generally billed at least semi-annually. Fees are typically billed in
advance, in accordance with the terms of the investment management agreement. With your authorization,
Instructions will be provided to your qualified custodian to deduct your advisory fee from your account. In limited
circumstances, Allegheny invoices clients for their fees as described in the client’s investment management
agreement. The following are the advisory fees you will pay to Allegheny:

   •   1.00% on the first $2,500,000 of assets under management, per annum
   •   0.65% on the amount from $2,500,000 to $5,000,000
   •   0.50% on the amount from $5,000,000 to $10,000,000
   •   0.45% on the amount from $10,000,000 to $25,000,000
   •   0.40% on the amount from $25,000,000 to $50,000,000
   •   0.35% on the amount of assets over $50,000,000
Allegheny, in its sole discretion, has the right to deviate from this schedule. Your total fee may exceed the schedule
above when flat or hourly fees apply. We permit existing clients to continue to be billed accordingto previously
published ADV schedules in cases where the relationship was established under the then published ADV terms.
Previously established fee schedules will be calculated differently than the schedule stated above, in accordance
with that client’s investment management agreement. Allegheny retains the right to negotiate fees on a client-by-
client basis. Your facts, circumstances, and needs are considered in determining the advisory fee. Allegheny
considers the complexity of the relationship, amount and types of assets managed, related accounts and other
factors. For the purpose of advisory fee calculations we reserve the right to combine the advisory accounts of
immediate family members or other related accounts. Allegheny and your Advisor may include additional
accounts.

Asset Management Service
Our advisory fees for asset management service accounts are calculated as a percentage of billable assets under
management listed on the investment management agreement and generally billed at least semi-annually. Fees
are typically billed in advance, in accordance with the terms of the investment management agreement. With your
authorization, Instructions will be provided to your qualified custodian to deduct your advisory fee from your
account. In limited circumstances, Allegheny invoices clients for their fees as described in the client’s investment
management agreement. The following are the advisory fees you will pay to Allegheny:

   •   1.00% on the first $1,000,000 of assets under management, per annum
   •   0.75% on the amount from $1,000,000 to $2,000,000
   •   0.65% on the amount from $2,000,000 to $3,000,000
   •   0.60% on the amount from $3,000,000 to $4,000,000
   •   0.50% on the amount from $4,000,0000 to $5,000,000
   •   0.45% on the amount from $5,000,000 to $10,000,000
   •   0.35% on the amount from $10,000,000 to $25,000,000
   •   0.25% on the amount of assets under management over $25,000,0000

Allegheny, in its sole discretion, has the right to deviate from this schedule. Your total fee may exceed the schedule
above when flat or hourly fees apply. We permit existing clients to continue to be billed accordingto previously
published ADV schedules in cases where the relationship was established under the then published ADV terms.
Previously established fee schedules will be calculated differently than the schedule stated above, in accordance
with that client’s investment management agreement. Allegheny retains the right to negotiate fees on a client-by-
client basis. Your facts, circumstances, and needs are considered in determining the advisory fee. Allegheny
considers the complexity of the relationship, amount and types of assets managed, related accounts and other
factors. For the purpose of advisory fee calculations we reserve the right to combine the advisory accounts of

 Form ADV Part 2A

immediate family members or other related accounts. Allegheny and your Advisor may include additional
accounts.
Investment Management Fees (“IMA”)
Our advisory fee for IMA accounts is calculated as a percentage of the value of billable assets under management
listed on the investment management agreement and will be billed semi–annually, quarterly, or annually. With
your authorization, the advisory fee will be deducted directly from your accounts by a Third-Party Payor or
deducted from your account and paid to Allegheny as outlined in your investment management agreement.
Alternatively, you may choose to receive a bill for services provided in limited circumstances. When a Third-Party
Payor deducts your fee, the advisory fee for assets on its platform will be calculated in arrears. By comparison,
when your fee is deducted from your account or invoiced by Allegheny, the advisory fee will be calculated and
applied in advance. This Brochure and your investment management agreement contains additional information
about this practice. The advisory fee for IMA accounts ranges from 0%-1% per annum.
STAND-ALONE INVESTMENT MANAGEMENT FEES
Streamlined Account Management Fees (“SAM”)
Our advisory fee for SAM relationships is calculated as a percentage of the value of billable assets under
management listed on the investment management agreement and will be billed quarterly or semi-annually in
...

Item 7 - Types of Clients

Allegheny provides investment management and financial planning services to individuals, high net worth
individuals, trusts, estates, charitable organizations, corporations and other business entities, pension plans,
individual retirement account plans, and profit-sharing plans We do not have a minimum account size for opening
or maintaining an account.