Item 5 – Fees and Compensation
The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into one or more
agreements with the Advisor.
A. Fees for Advisory Services
Wealth Management Services
Wealth management fees are paid monthly, at the end of each month, pursuant to the terms of the wealth
management agreement. Wealth management fees are based on the average daily balance of assets under
management during the month. Wealth management fees range from 0.20% to 1.00% based on the following
schedule:
Assets Under Management Annual Rate
Up to 10,000,000 1.00%
10,000,001 to 25,000,000 0.50%
25,000,001 to 50,000,000 0.40%
50,000,001 to 100,000,000 0.30%
Above 100,000,000 0.20%
The fee in the first month of service is prorated from the effective date of the agreement to the end of the first
month. Fees may be negotiable at the sole discretion of the Advisor and the Advisor may charge a lesser fee based
upon criteria, such as, but not limited to, anticipated future earning capacity, anticipated future assets to be
managed, related accounts, account composition, and other factors. The Client’s fees will take into consideration
Omnia Family Wealth, LLC
18851 NE 29th Avenue, Suite 400, Aventura, FL 33180
Phone: (305) 602-9080 * Fax: (305) 602-9090
http://omniawealth.com
the aggregate assets under management with the Advisor. All securities held in accounts managed by Omnia
Family Wealth will be independently valued by the Custodian. The Advisor will conduct periodic reviews of the
Custodian’s valuation to ensure accurate billing.
The Client may make additions to and withdrawals from their account[s] at any time, subject to Omnia Family
Wealth’s right to terminate an account. Additions may be in cash or securities provided that Omnia Family Wealth
reserves the right to liquidate any transferred securities or decline to accept particular securities into a Client’s
account[s]. Clients may withdraw account assets on notice to Omnia Family Wealth, subject to the usual and
customary securities settlement procedures. However, Omnia Family Wealth designs its portfolios as long-term
investments and the withdrawal of assets may impair the achievement of a Client’s investment objectives. Omnia
Family Wealth may consult with its Clients about the options and ramifications of transferring securities. However,
Clients are advised that when transferred securities are liquidated, they are subject to transaction fees, fees
assessed at the mutual fund level (i.e. contingent deferred sales charge) and/or tax ramifications. Additionally, fees
with respect to certain Client holdings (e.g., held-away assets, accommodation accounts, alternative investments,
etc.), may be offered a fee rate that differs from the range set forth above.
The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees, and
other related costs and expenses described in Item 5.C below, which may be incurred by the Client. However, the
Advisor shall not receive any portion of these commissions, fees, and costs.
For assets managed through a third-party platform, the Client is not charged any additional platform fees. The
Advisor bears the cost of the platform in order to service these Client assets. Advisory fees apply to assets
accessed and managed through the platform as part of the Client’s assets under management, as disclosed above.
Use of Independent Managers – As noted in Item 4, the Advisor will implement all or a portion of a Client’s
investment portfolio utilizing one or more Independent Managers. To eliminate any conflict of interest, the Advisor
does not earn any compensation from an Independent Manager. The Advisor will only earn its investment
advisory fee as described above. Independent Managers typically do not offer any fee discounts but may have a
breakpoint schedule which will reduce the fee with an increased level of assets placed under management with
an Independent Manager. The terms of such fee arrangements are included in the Independent Manager’s
disclosure brochure and applicable contract[s] with the Independent Manager. The total blended fee, including
the Advisor’s fee and the Independent Manager’s fee, will not exceed 2.00% annually.
Financial Planning Services
Stand-alone financial planning services are offered for a fixed fee ranging from $10,000 to $100,000. Fees may be
negotiable based on the nature and complexity of the services to be provided and the overall relationship with the
Advisor. Certain engagements may have a fee that is higher than the stated range. An estimate for total costs will
be determined prior to engaging for these services.
Private Fund Management Services
The Advisor will not receive additional fees for its management of the Fund. Investors should refer to the
respective Fund’s Offering Documents for more detailed information on fees and compensation.
Advisory-Only Investment Services
Omnia Family Wealth may advise certain Clients on their accounts on an advisory-only basis and may charge a
fixed asset-based fee ranging from of 0.20% – 1.00%. Fees may be negotiable based on the nature and complexity
of the services to be provided and the overall relationship with the Advisor.
B. Fee Billing
Wealth Management Services
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