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| Financial Management Professionals Inc
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|---|---|
| CRD # | 110270 |
| SEC # | 801-30367 |
| CIK # | 0001692430, 0001568132 |
| AUM | 1,340.1 M (2026-03-27) |
| Employees | 14 (86% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 512-329-5174 |
| Address | 6034 West Courtyard Drive Austin, TX 78730 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001692430 0001568132 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 8.1 | ||
| Nvidia Corp | 7.2 | ||
| Bitwise Bitcoin ETF | 5.3 | ||
| J P Morgan Chase & Co | 3.8 | ||
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | FMP Select Assets Diversified Fund LP | [2016-12-21] | 29.6 M | 41.0 M |
| Filed 2022-01-27 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | FMP Real Estate Two LP | [2013-11-26] | 7.8 M | 4.4 M |
| Offered $9,000,000 · Filed 2013-11-14 (D) · Exemption 506(c) · Minimum $50,000 · Remaining $1,180,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| RE | FMP Real Estate One LP | [2012-03-28] | 5.9 M | |
| Offered $6,000,000 · Filed 2010-03-09 (D) · Exemption 506 · Minimum $50,000 · Remaining $85,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 393 | 223.0 |
| (b) Individuals (high net worth individuals) | 328 | 985.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 41.4 |
| (g) Pension and profit sharing plans | 15 | 82.4 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 10 | 7.5 |
| (n) Other | 0 | 0.0 |
| Total | 2,806 | 1,340.1 |
| By Discretionary | ||
| Discretionary | 2,805 | 1,313.4 |
| Non-Discretionary | 1 | 26.7 |
| Total | 2,806 | 1,340.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,340.1 | |
| Total | 2,806 | 1,340.1 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Mike Carr | Executive Officer | 6 | 2 | |
| Financial Management Professionals Inc | Promoter | 5 | 2 | |
| John Hixson | Executive Officer | 5 | 2 | |
| Dan Frick | Executive Officer | 5 | 2 | |
| H Hixson | Executive Officer | 4 | 2 | |
| Les Hixson | Executive Officer | 4 | 2 | |
| Fmp Select Assets Diversified Fund GP LLC | Promoter | 4 | 2 | |
| Adam Todd | Executive Officer | 4 | 2 | |
| Fmp Real Estate GP LLC | Executive Officer | 1 | 1 | |
| Fmp Real Estate Two GP LLC | Executive Officer | 1 | 1 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001568132] | |
| D | [0001692430] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.5B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund, Real Estate |
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