Financial Partners LLC

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Financial Partners LLC
CRD #170002
SEC #801-110092
CIK #0001731169, 0001577648, 0001050068, 0001540229, 0001965246, 0000107136, 0001677559, 0001459492
AUM 181.7 M (2026-03-31)
Employees 4 (75% Investors, 0% Brokers)
Phone505-795-7910
Address613 Old Santa Fe Trail
Santa Fe, NM 87505
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook]
Total AUM ($M)
200160120804002010201520212027
Sector Form 13F Holdings Value ($M)
Apple Inc 706.0
Microsoft Corp 523.0
Nvidia Corp 460.2
Broadcom Inc 273.5
J P Morgan Chase & Co 265.3
Amazon Com Inc 261.8
Alphabet Inc 260.7
Johnson & Johnson 186.0
Wal Mart Stores Inc 169.3
Facebook Inc 160.7
View All
Holdings by Sector ($M)
90072054036018002015201920232027
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 203 61.5
(b) Individuals (high net worth individuals) 65 120.2
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 268 181.7
By Discretionary
Discretionary 268 181.7
Non-Discretionary 0 0.0
Total 268 181.7
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 181.7
Total 268 181.7
EDGAR Form CIK 2011 - 2026
13F-HR [0000107136]
13F-HR [0001050068]
4 [0001459492]
3 [0001540229]
4 [0001540229]
D [0001577648]
D [0001677559]
13F-HR [0001731169]
13F-HR [0001965246]
Firm Profile (Form ADV)
Discretionary AUM$0.0B
ServesInstitutional, Retail
Form 3/4/5 Subject 2011 - 2026
Partners Group USA Inc
Lincoln Partners Group Royalty Fund
Brookfield Oaktree Holdings LLC
OCM Opps EB Holdings Ltd
Oaktree Holdings Inc
Brookfield Asset Management Inc
Partners Ltd
Oaktree Capital Management LP
Oaktree Capital Group Holdings GP LLC
Eagle Bulk Shipping Inc
Brookfield Property Group LLC
Brookfield Strategic Real Estate Partners II GP LP
BUSC Finance LLC
Brookfield Strategic Real Estate Partners II GP of GP LLC
Brookfield US Inc
Hospitality Investors Trust Inc
Brookfield Strategic Real Estate Partners II Hospitality REI
Brookfield Holdings Canada
Brookfield US Holdings Inc
Oaktree Capital Holdings LLC
Infrastructure & Energy Alternatives Inc
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OT POF IEA Preferred B Aggregator LP
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Oaktree Fund GP III LP
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Oaktree AIF Investments LP
Oaktree Capital Group Holdings LP
Townsquare Media Inc
SunOpta Inc
Oaktree Huntington Investment Fund II LP
OCM Holdings I LLC
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Oaktree Organics LP
Oaktree Capital I LP
Oaktree Fund GP I LP
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Oaktree Power Opportunities Fund IV Parallel LP
Oaktree Power Opportunities Fund IV LP
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Oaktree Acquisition Holdings GP Ltd
OCM Montrose II Holdings LP
OCM Montrose Holdings LP
Montrose Environmental Group Inc
Garrett Motion Inc
Runway Growth Finance Corp
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Cheniere Energy Partners LP
Brookfield Asset Management Private Institutional Capital Ad
Brookfield Capital Partners Ltd
Titan Co-Investment GP LLC
Vistra Corp
Brookfield Private Equity Group Holdings LP
Brookfield Private Equity Inc
Brookfield Private Equity Direct Investments Holdings LP
Brookfield Titan Holdings LP
TerraForm Power Inc
Brookfield Infrastructure Fund III GP LLC
Orion US Holdings 1 LP
Brookfield BRP Holdings Canada Inc
Orion US GP LLC
BBHC Orion HoldCo LP
Brookfield US Corp
Oaktree Optical Holdings LP
Infinera Corp
Brookfield Private Equity Holdings LLC
Titan Co-Investment-RBS LP
Brookfield Property REIT Inc
Terraform Global Inc
Brookfield Asset Management Private Institutional Capital Ad
Brookfield Credit Opportunities Master Fund LP
Brookfield Credit Opportunities Fund GP LLC
Brookfield Private Funds Holdings Inc
Brookfield Canada Adviser LP
251091708 Delaware LP
BCP GP Ltd
PubCo Investments LP
2484842 Ontario Ltd
Old PSG Wind-Down Ltd
Brookfield Asset Management Private Institutional Capital Ad
Rouse Properties LLC
Brookfield REP GP Inc
Brookfield Retail Split LP
Howard Hughes Corp
Brookfield Retail Holdings VI LLC
Brookfield Retail Split II LLC
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Lincoln Partners Group Royalty Fund LNPIX
Class I Shares
2025-11-01 Buy 487,804.88 $10.25 5,000,000
Lincoln Partners Group Royalty Fund LNPIX
Class I Shares
2025-10-01 Buy 1,182,178.42 $10.57 12,495,626
Eagle Bulk Shipping Inc EGLE
"Common Stock, par value $0.01 per share (""Common Stock"")"
2021-04-06 Sell 75,880 $34.87 2,645,936
Eagle Bulk Shipping Inc EGLE
Common Stock
2021-04-01 Sell 29,783 $35.41 1,054,616
Hospitality Investors Trust Inc NONE
Class C Units · derivative
2021-03-31 Other 935,104.08 $0.00
Eagle Bulk Shipping Inc EGLE
Common Stock
2021-03-31 Sell 21,989 $36.33 798,860
Eagle Bulk Shipping Inc EGLE
"Common Stock, par value $0.01 per share (""Common Stock"")"
2021-03-30 Sell 13,487 $36.34 490,118
Eagle Bulk Shipping Inc EGLE
Common Stock
2021-03-29 Sell 3,300 $36.61 120,813
Eagle Bulk Shipping Inc EGLE
Common Stock
2021-03-26 Sell 9,006 $38.36 345,470
Eagle Bulk Shipping Inc EGLE
"Common Stock, par value $0.01 per share (""Common Stock"")"
2021-03-25 Sell 10,716 $38.36 411,066
Infrastructure & Energy Alternatives Inc IEA
Common Stock, par value $0.0001 per share
2021-03-23 Other 1,169,847
Eagle Bulk Shipping Inc EGLE
Common Stock
2021-03-18 Sell 39,687 $38.18 1,515,250
Eagle Bulk Shipping Inc EGLE
Common Stock
2021-03-17 Sell 62,566 $37.53 2,348,102
Eagle Bulk Shipping Inc EGLE
"Common Stock, par value $0.01 per share (""Common Stock"")"
2021-03-16 Sell 36,440 $37.98 1,383,991
Eagle Bulk Shipping Inc EGLE
Common Stock
2021-03-15 Sell 78,408 $39.04 3,061,048
Eagle Bulk Shipping Inc EGLE
Common Stock
2021-03-12 Sell 40,409 $39.20 1,584,033
Eagle Bulk Shipping Inc EGLE
Common Stock
2021-03-11 Sell 11,555 $39.16 452,494
Eagle Bulk Shipping Inc EGLE
"Common Stock, par value $0.01 per share (""Common Stock"")"
2021-03-10 Sell 5,804 $39.62 229,954
Townsquare Media Inc TSQ
Warrants to purchase Class A Common Stock · derivative
2021-03-09 Sell 8,814,980 $6.40 56,415,872
Townsquare Media Inc TSQ
Class B Common Stock · derivative
2021-03-09 Sell 2,151,373 $6.40 13,768,787
showing 20 of 200 most recent transactions
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