Financially Speaking Inc

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Assets, Funds, Holdings

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Financially Speaking Inc
CRD #106255
SEC #801-38948
CIK #0002040901
AUM $164.8 M (2026-03-24)
Employees 5 (60% Investors, 0% Brokers)
Phone303-290-0702
Address5889 Greenwood Plaza Blvd
Greenwood Village, CO 80111
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
170136102683401999200820172027
Sector Form 13F Holdings Value ($M)
Palantir Technologies Inc 0.8
Nvidia Corp 0.4
XCEL Energy Inc 0.3
Johnson & Johnson 0.2
Medtronic Holdings Ltd 0.2
Costco Wholesale Corp /NEW 0.2
United Technologies Corp /DE/ 0.2
Altria Group Inc 0.2
Occidental Petroleum Corp /DE/ 0.1
US Bancorp de 0.1
View All
Holdings by Sector ($M)
16012896643202023202420252027
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 295 164.8
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 595 164.8
By Discretionary
Discretionary 587 160.3
Non-Discretionary 8 4.4
Total 595 164.8
By Non-United States Persons
Non-United States Persons 1.2
United States Persons 163.6
Total 595 164.8
EDGAR Form CIK 2011 - 2026
13F-HR [0002040901]
Comparable Firms State AUM ($B)
Chartist Inc
CA 0.2
ARK Royal Wealth Management LLC
NC 0.2
Private Harbour Investment Management & Counsel LLC
0.2
Meyer Gates Financial Advisors Inc
OH 0.2
Dipaolo Financial Group Inc
FL 0.2
The Financial ZEN Group Inc
CA 0.2
Hanke & Apolonio Wealth Advisors LLC
CA 0.2
Semitam Bonam LLC
NY 0.2
Morrissey Wealth Management LLC
CT 0.2
Lynnleigh & Company LLC
NY 0.2
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tony@aum13f.com