Lynnleigh & Company LLC

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into a written
agreement with the Advisor.

A. Fees for Advisory Services
Wealth Management Services
For Clients engaged in comprehensive wealth management services, the Client may be charged a single
combined fee for investment management and financial planning services based on the market value of assets
under management.

All fees are negotiable. LynnLeigh & Company, in its sole discretion, may require a greater fee than the maximum
amount set forth in the fee schedule below, in the event that the Firm deems the account size, complexity, service to
be provided or other factors to warrant a higher fee. The firm also reserves the right to negotiate a lesser
management fee with certain clients based upon any of a number of criteria (I.e., anticipated future earning capacity,
anticipated future additional assets, dollar amount of assets to be managed, related accounts, account composition,
pre-existing client, account retention, pro-bono activities, etc.).

In limited circumstances, the firm may also provide these services for a fixed fee which will be negotiated on a case-by
case basis. In addition, certain clients of the Firm may pay more than the fee listed below.

Wealth management fees are paid monthly in arrears pursuant to the terms of the wealth management
agreement. Wealth management fees are based on the market value of assets under management at the end of
each calendar month. Wealth management fees are based on the following schedule:

                 Assets Under Management ($)              Annual Rate (%)
                 $0 to $500,000                           Up to 1.50%
                 $500,001 to $1,000,000                   Up to 1.25%
                 $1,000,001 to $2,500,000                 Up to 1.00%
                 $2,500,001 to $5,000,000                 Up to 0.90%
                 Over $5,000,000                          Up to 0.80%

B. Fee Billing
Wealth Management Services
Wealth management fees are calculated by the Advisor or its delegate and deducted from the Client’s account[s]
at the Custodian. The amount due is calculated by applying the average daily rate to the total assets under
management with LynnLeigh at the end of each month. Any Financial Institutions recommended by LynnLeigh &
Company have agreed to send a statement to the client, at least quarterly, indicating all amounts disbursed from the
account including the amount of management fees paid directly to LynnLeigh & Company. Alternatively, clients may
elect to have LynnLeigh & Company send an invoice for payment. It is the responsibility of the Client to verify the
accuracy of these fees as listed on the Custodian’s brokerage statement as the Custodian does not assume this
responsibility. Clients provide written authorization permitting LynnLeigh to be paid directly from their account[s]
held by the Custodian as part of the wealth management agreement and separate account forms provided by the
Custodian.

Disclosure Brochure                                                            LynnLeigh & Company, LLC.

C. Other Fees and Expenses
Clients may incur certain fees or charges imposed by third parties, other than LynnLeigh, in connection with
investments made on behalf of the Client’s account[s]. The Client is responsible for all custodial and s ecurities
execution fees charged by the custodian and executing broker-dealer. The wealth management fee charged by
LynnLeigh is separate and distinct from these custodian and execution fees.

In addition, all fees paid to LynnLeigh for wealth management services are separate and distinct from the
expenses charged by mutual funds and exchange-traded funds to their shareholders, if applicable. These fees and
expenses are described in each fund’s prospectus. These fees and expenses will generally be used to p ay
management fees for the funds, other fund expenses, account administration (e.g., custody, brokerage and
account reporting), and a possible distribution fee. A Client could invest in these products directly, without the
services of LynnLeigh, but would not receive the services provided by LynnLeigh which are designed, among other
things, to assist the Client in determining which products or services are most appropriate for each Client’s
financial situation and objectives. Accordingly, the Client should review both the fees charged by the fund[s] and
the fees charged by LynnLeigh to fully understand the total fees to be paid. Please refer to Item 12 – Brokerage
Practices for additional information.

D. Payment of Fees and Termination
Wealth Management Services
LynnLeigh is compensated for its services in arrears of the month in which wealth management services are
rendered. Either party may terminate the wealth management agreement by providing advance written notice to the
other party. The Client may terminate the wealth management agreement within five (5) business days of signing the
Advisor’s agreement at no cost to the Client. After the five-day period, the Client will incur charges for bona fide
advisory services rendered to the point of termination and such fees will be due and payable by the Client. The Client’s
wealth management agreement with the Advisor is non- transferable without the Client’s prior approval.

E. Compensation for Sales of Investment Products
Advisory Persons may also be licensed as independent insurance professionals. These persons will earn
commission-based compensation for selling insurance products, including insurance products they sell to you.
Insurance commissions earned by these persons are separate and in addition to our advisory fees. This practice
presents a conflict of interest because persons providing investment advice on behalf of our firm who are
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Item 7 – Types of Clients
LynnLeigh offers wealth management services to individuals, high net worth individuals, trusts, estates and
retirement plans in State of New York and other states. The percentage of each type of Client is available on
LynnLeigh’s Form ADV Part 1A. These percentages may change over time and are updated at least annually by
the Advisor. LynnLeigh generally does not impose a minimum account size for establishing a relationship.

Disclosure Brochure                                                             LynnLeigh & Company, LLC.