Frank Financial Services

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Assets, Funds, Holdings

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Frank Financial Services
CRD #147537
SEC #801-121668
CIK #
AUM $188.2 M (2026-02-16)
Employees 2 (100% Investors, 0% Brokers)
Phone760-438-3360
Address2710 Loker Avenue West
Carlsbad, CA 92010
Source [IAPD] [Website] [Twitter] [LinkedIn] [Facebook]
Total AUM ($M)
190152114763802007201320202027
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 80 20.7
(b) Individuals (high net worth individuals) 60 167.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 4 0.6
(n) Other 0 0.0
Total 456 188.2
By Discretionary
Discretionary 446 182.4
Non-Discretionary 10 5.8
Total 456 188.2
By Non-United States Persons
Non-United States Persons 4.5
United States Persons 183.8
Total 456 188.2
Comparable Firms State AUM ($B)
ELM3 Financial Group LLC
GA 0.2
Bledsoe Asset Management LLC
AZ 0.2
Keith Hamilton Inc
CA 0.2
Seed Wealth Management Inc
0.2
Rembrandt Financial Group LLC
TX 0.2
Financial Consultants Group Inc
GA 0.2
Finsym Partners LLC
0.2
Rothwell Investment Advisors LLC
MA 0.2
CDKV Holdings LLC
CO 0.2
Durante & Waters LLC
NY 0.2
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