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⚲
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| First Wilshire Securities Management Inc
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|
|
|---|---|
| CRD # | 171971 |
| SEC # | 801-15260 |
| CIK # | 0000732847 |
| AUM | $307.4 MM (2023-03-28) |
| Employees | 11 (64% Investors, 0% Brokers) |
| Phone | 626-796-6622 |
| Address | 1214 East Green Street Pasadena, CA 91106-3171 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| LBTYK | 11,636.0 | 0.0 | |
| EZPW | 430.6 | 0.0 | |
| SILC | 223.5 | 0.0 | |
| SD | 637.6 | 0.0 | |
| VST | 10,039.9 | 0.0 | |
| MTRX | 148.4 | 0.0 | |
| AGM | 1,045.9 | 0.0 | |
| LMNR | 264.9 | 0.0 | |
| LXFR | 421.0 | 0.0 | |
| RELL | 213.0 | 0.0 | |
| View All | |||
| Holdings by Sector ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Lake Street Fund LP | 2011-12-23 | 37.6 | |
| HF | Mount Wilson Global Fund LP | [2011-12-23] | 8.5 | 6.2 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 79 | 13.6 |
| (b) Individuals (high net worth individuals) | 184 | 230.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 43.7 |
| (g) Pension and profit sharing plans | 5 | 6.3 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 4 | 13.0 |
| (n) Other | 0 | 0.0 |
| Total | 274 | 307.4 |
| By Discretionary | ||
| Discretionary | 274 | 307.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 274 | 307.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 4.7 | |
| United States Persons | 302.7 | |
| Total | 274 | 307.4 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Scott Hood | 5 | ||
| First Wilshire Securities Management Inc | 2 | ||
| Howard Lu | 2 | ||
| William Caton | 2 | ||
| Fredrick Astman | 2 | ||
| Nicole Green | 2 | ||
| Mount Wilson Management LLC | 1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0000732847] | |
| SC 13G | [0000732847] |
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