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| First Wilshire Securities Management Inc
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| CRD # | 171971 |
| SEC # | 801-15260 |
| CIK # | 0000732847 |
| AUM | 415.5 M (2026-05-05) |
| Employees | 9 (67% Investors, 0% Brokers) |
| Phone | 626-796-6622 |
| Address | 200 South Los Robles Ave Pasadena, CA 91101 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Liberty Global PLC | 28.3 | ||
| PQ Group Holdings Inc | 28.3 | ||
| Sandridge Energy Inc | 23.0 | ||
| Gibraltar Industries Inc | 19.9 | ||
| EZCORP Inc | 18.8 | ||
| Camtek Ltd | 13.9 | ||
| Northwest PIPE Co | 13.8 | ||
| Miller Industries Inc /TN/ | 13.6 | ||
| Huntsman Corp | 13.6 | ||
| Aviat Networks Inc | 12.0 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Lake Street Fund LP | 2011-12-23 | 47.8 M | |
| HF | Mount Wilson Global Fund LP | [2011-12-23] | 8.5 M | 8.0 M |
| Filed 2024-09-16 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Commission $8,344 · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 73 | 24.4 |
| (b) Individuals (high net worth individuals) | 202 | 305.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 55.7 |
| (g) Pension and profit sharing plans | 4 | 8.8 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 5 | 20.9 |
| (n) Other | 0 | 0.0 |
| Total | 286 | 415.5 |
| By Discretionary | ||
| Discretionary | 286 | 415.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 286 | 415.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 5.9 | |
| United States Persons | 409.6 | |
| Total | 286 | 415.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Scott Hood | Executive Officer | 7 | 2 | |
| Nicole Green | Executive Officer | 4 | 2 | |
| First Wilshire Securities Management Inc | Promoter | 4 | 2 | |
| William Caton | Executive Officer | 4 | 2 | |
| Howard Lu | Executive Officer | 4 | 2 | |
| Mount Wilson Management LLC | Promoter | 2 | 2 | |
| Fredrick Astman | Executive Officer | 2 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000732847] | |
| SC 13G | [0000732847] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.6B |
| Clients | 284 (1 non-US) |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
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|---|---|---|
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|
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