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| Forest Investment Management LLC
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|---|---|
| CRD # | 111773 |
| SEC # | 801-43106 |
| CIK # | 0001577392, 0001082506 |
| AUM | |
| Employees | |
| Phone | 203-698-0044 |
| Address | 53 Forest Avenue Old Greenwich, CT 06870 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 10 | 597.8 |
| By Discretionary | ||
| Discretionary | 10 | 597.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 10 | 597.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 597.8 | |
| Total | 10 | 597.8 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001082506] | |
| 10-Q | [0001082506] | |
| 3 | [0001082506] | |
| 4 | [0001082506] | |
| 5 | [0001082506] | |
| 8-K | [0001082506] | |
| D | [0001082506] | |
| SC 13D | [0001082506] | |
| SC 13G | [0001082506] | |
| D | [0001577392] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Research |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Unwired Planet Inc GEC
Common stock, par value $0.001 per share
|
2021-01-05 | Grant | 15,909 | $0.00 | |
|
Great Elm Capital Corp GECC
Common Stock
|
2020-12-29 | Other | 429,150 | ||
|
Great Elm Capital Corp GECC
Common Stock
|
2020-12-29 | Other | 5,425,644 | ||
|
Great Elm Capital Corp GECC
Common Stock
|
2020-12-21 | Other | 97,294 | $0.00 | |
|
Great Elm Capital Corp GECC
Common Stock
|
2020-12-21 | Other | 9,089 | $0.00 | |
|
Great Elm Capital Corp GECC
Common Stock
|
2020-11-20 | Other | 12,652 | $0.00 | |
|
Great Elm Capital Corp GECC
Common Stock
|
2020-11-20 | Other | 160,492 | $0.00 | |
|
Great Elm Capital Corp GECC
Common Stock
|
2020-10-21 | Other | 59,089 | $0.00 | |
|
Great Elm Capital Corp GECC
Common Stock
|
2020-10-21 | Other | 6,858 | $0.00 | |
|
Great Elm Capital Corp GECC
Common Stock
|
2020-10-01 | Other | 863,337 | $2.95 | 2,546,844 |
|
Unwired Planet Inc GEC
Common stock, par value $0.001 per share
|
2020-09-30 | Grant | 18,538 | $0.00 | |
|
Unwired Planet Inc GEC
Common Stock
|
2020-09-30 | Grant | 7,944 | $0.00 | |
|
Unwired Planet Inc GEC
Common Stock
|
2020-09-30 | Grant | 9,004 | $0.00 | |
|
Unwired Planet Inc GEC
Common Stock
|
2020-09-30 | Grant | 9,004 | $0.00 | |
|
Great Elm Capital Corp GECC
Subscription Rights · derivative
|
2020-09-28 | Option exercise | 151,894 | $0.00 | |
|
Great Elm Capital Corp GECC
Common Stock
|
2020-09-28 | Option exercise | 2,103,194 | $2.95 | 6,204,422 |
|
Great Elm Capital Corp GECC
Common Stock
|
2020-09-28 | Option exercise | 151,894 | $2.95 | 448,087 |
|
Great Elm Capital Corp GECC
Subscription Rights · derivative
|
2020-09-28 | Option exercise | 2,103,194 | $0.00 | |
|
Great Elm Capital Corp GECC
Common Stock
|
2020-09-21 | Grant | 39,044 | $0.00 | |
|
Great Elm Capital Corp GECC
Common Stock
|
2020-09-21 | Grant | 4,532 | $0.00 | |
| showing 20 of 200 most recent transactions | |||||