|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| Foundations Investment Advisors LLC
✚
|
|
|---|---|
| CRD # | 175083 |
| SEC # | 801-100512 |
| CIK # | 0001743404 |
| AUM | $7.2 B (2025-07-01) |
| Employees | 284 (81% Investors, 0% Brokers) |
| Phone | 480-626-2979 |
| Address | 4050 E Cotton Center Blvd Phoenix, AZ 85040 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| CIK | Period |
|---|---|
| 0001743404 |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 0.1 | ||
| Microsoft Corp | 0.1 | ||
| Apple Inc | 0.1 | ||
| SPDR Gold Trust | 0.1 | ||
| iShares Comex Gold Trust | 0.1 | ||
| Amazon Com Inc | 0.1 | ||
| Prev | Page 1 | Next | |||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 20,474 | 3.5 |
| (b) Individuals (high net worth individuals) | 4,672 | 3.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 4 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 16 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 53,653 | 7.2 |
| By Discretionary | ||
| Discretionary | 52,854 | 7.1 |
| Non-Discretionary | 799 | 0.1 |
| Total | 53,653 | 7.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 7.2 | |
| Total | 53,653 | 7.2 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001743404] | |
| SC 13G | [0001743404] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Intellicents Investment Solutions Inc
✚
|
MN | 7.4 |
|
Centaurus Financial Inc
✚
|
CA | 7.3 |
|
US Capital Wealth Advisors LLC
✚
|
TX | 7.3 |
|
Jonathan Roberts Advisory Group Inc
✚
|
FL | 7.2 |
|
Robertson Stephens Wealth Management LLC
✚
|
CA | 7.1 |
|
Synovus Securities Inc
✚
|
GA | 7.1 |
|
Crestwood Advisors Group LLC
✚
|
MA | 7.0 |
|
One Capital Management LLC
✚
|
CA | 7.0 |
|
Annex Advisory Services LLC
✚
|
WI | 6.9 |
|
Riverbridge Partners LLC
✚
|
MN | 6.9 |