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| Foundations Investment Advisors LLC
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|---|---|
| CRD # | 175083 |
| SEC # | 801-100512 |
| CIK # | 0001743404 |
| AUM | $3.8 BB (2023-03-31) |
| Employees | 229 (79% Investors, 0% Brokers) |
| Phone | 480-626-2979 |
| Address | 4310 E Cotton Center Blvd Phoenix, AZ 85040 |
| Source | [IAPD] [EDGAR] [Website] [Facebook] [Instagram] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| GLD | 0.0 | ||
| AAPL | 2,382.8 | 0.0 | |
| ACN | 179.5 | 0.0 | |
| MSFT | 1,918.2 | 0.0 | |
| Holdings by Sector ($BB) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 14,282 | 2.2 |
| (b) Individuals (high net worth individuals) | 2,488 | 1.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 9 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 34,273 | 3.8 |
| By Discretionary | ||
| Discretionary | 34,037 | 3.7 |
| Non-Discretionary | 236 | 0.0 |
| Total | 34,273 | 3.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 3.8 | |
| Total | 34,273 | 3.8 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0001743404] | |
| SC 13G | [0001743404] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Horizon Investments LLC
✚
|
NC | 3.8 |
|
Shapiro Capital Management LLC
✚
|
GA | 3.8 |
|
Exencial Wealth Advisors LLC
✚
|
OK | 3.8 |
|
Hamilton Capital LLC
✚
|
OH | 3.8 |
|
Parsec Financial Management Inc
✚
|
NC | 3.7 |
|
Advisors Asset Management Inc
✚
|
CO | 3.7 |
|
Brownson Rehmus & Foxworth Inc
✚
|
IL | 3.7 |
|
Kennedy Capital Management LLC
✚
|
MO | 3.7 |
|
The Clarius Group LLC
✚
|
WA | 3.7 |
|
Northeast Financial Consultants LLC
✚
|
CT | 3.7 |