Founders Financial Alliance LLC

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Assets, Funds, Holdings

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Founders Financial Alliance LLC
CRD #173011
SEC #801-108700
CIK #0001832190
AUM 1,186.0 M (2026-03-10)
Employees 31 (100% Investors, 68% Brokers)
Phone855-860-5940
Address9212 Falls of Neuse Rd, Suite 221
Raleigh, NC 27615
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]
Total AUM ($M)
120096072048024002010201520212027
Sector Form 13F Holdings Value ($M)
Apple Inc 32.6
Nvidia Corp 23.9
Microsoft Corp 12.7
Amazon Com Inc 10.3
J P Morgan Chase & Co 9.1
Alphabet Inc 8.2
Duke Energy Corp 7.9
Broadcom Inc 7.3
First Bancorp /NC/ 6.8
Altria Group Inc 4.8
View All
Holdings by Sector ($M)
60048036024012002019202120242027
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 1,643 360.1
(b) Individuals (high net worth individuals) 711 773.2
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 27 27.2
(h) Charitable organizations 11 5.1
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 20 17.6
(n) Other 0 2.8
Total 4,229 1,186.0
By Discretionary
Discretionary 4,227 1,183.2
Non-Discretionary 2 2.8
Total 4,229 1,186.0
By Non-United States Persons
Non-United States Persons 2.8
United States Persons 1,183.2
Total 4,229 1,186.0
EDGAR Form CIK 2011 - 2026
13F-HR [0001832190]
Firm Profile (Form ADV)
Discretionary AUM$0.1B
Clients1
ServesInstitutional, Retail
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