Moment Partners LLC

Item 5 – Fees and Compensation

How We Are Compensated for Our Advisory Services

Our fees vary among the different types of advisory services we offer and may be negotiated at our sole
discretion. The specific fees and manner in which fees are charged and calculated are described in your
investment advisory agreement. You should carefully review the investment advisory agreement prior to signing
it.

Fees for our advisory services may be higher than fees charged by other advisers who offer similar services. You
may be charged different fees than similarly situated clients for the same services. You should carefully review
this brochure to understand the fees and other sources of compensation that exist among our services prior to
entering into an investment advisory contract with our firm.

Investment and Wealth Management Services

Moment offers investment and wealth management services for a maximum annual fee of 1.75% based on the
amount of assets under the firm’s management. Advisory fees are negotiated based on the complexity of the
engagement and the total household assets under management prior to the start of the engagement. Moment can
also manage client assets on a fixed annual fee basis billed quarterly in advance based on the total household
assets. In certain circumstances, family members and close personal friends can be eligible for discounted fee
rates for services. These discounts are provided at the discretion of management and can vary based on the nature
of the relationship, the scope of services provided, and other relevant factors. See Item 6 for information on our
performance-based fees for applicable qualified clients.

Certain ERISA rules prevent householding corporate plans with personal assets for fee reductions. While in most
situations the advisory fee will be a flat percentage across all accounts of a client (based on the aggregate value of
all household accounts), in some cases we may agree to a reduced advisory fee percentage for one or more
particular accounts. You should refer to your advisory agreement for your specific fee rate(s).

Fees are generally billed in advance each calendar quarter based on the market value of the assets under
management/advisement on the last day of the previous calendar quarter. Moment, in our sole discretion, can
negotiate or waive the annual fee based upon certain criteria, including, but not limited to, anticipated future
earning capacity and/or additional assets, dollar amount of assets to be managed, related accounts, account
composition, pre-existing client relationships, account retention, and pro bono activities. For investment and
wealth management services Moment provides to certain clients or for specific client holdings (e.g., held-away
assets, 529 plans, etc.), we may negotiate a fee rate that differs from our standard investment management fees.

Programs Offered Through Wells Fargo Advisors

Fees for advisory programs offered through Wells Fargo Advisors are inclusive of Moment’ and Wells Fargo
Advisors’ advisory fees and are as follows:

 Program                                       Program Type                          Maximum Annual
                                                                                     Advisory Fee
 Personalized Unified Managed Account          Unified Managed Account               1.50%
 Private Adviser Network                       Separately Managed Account            1.50%

Wells Fargo Advisors will calculate and directly debit advisory fees from the clients’ accounts for assets within
their programs. The value of assets held in any Wells Fargo Advisor program are excluded from the amount of
total household assets used to determine Moment’s advisory fees for other assets of a client that are managed by.

Selection of Independent Managers

Fees for Independent Managers are set forth by the Independent Manager and are in addition to Moment’s fees.
You should refer to the Independent Manager’s investment management agreement and Form ADV Part 2A
Brochure for information on their fees and compensation.

Financial Planning and Consulting Services

For clients not retaining Moment for investment advisory services, Moment can provide financial planning and/or
consulting services which are billed on a fixed rate basis ranging from $2,000-$50,000 depending on the scope of
the work to be performed. Moment will determine the fees for the project work, which will be disclosed within
the agreement with the client and Moment will require a retainer for the services which is payable upon entering
into the agreement. The balance of the fee is due and payable upon receipt of the final consulting or planning
services.

Factors we consider when determining our financial planning and consulting fees include, but are not limited to:

       The amount of time we expect to spend completing the financial planning or consulting services and
        providing related advice;

       The complexity of your goals, issues and/or needs;

       The extensiveness and complexity of the data needed regarding your personal financial information;

       Your net worth or the value of your investment accounts and/or other assets that are the subject of the
        financial planning or consulting services; and/or

       Special circumstances related to life changes, marital status, health or special income needs, or growth or
        decline of a personal business.

Though Moment will request a retainer to initiate financial planning and consulting services; we will not request
the prepayment of fees more than $1,200 in advisory fees more than six months in advance.

You can engage Moment for additional investment management services to assist with implementing one or more
financial planning recommendations. You will incur additional fees if you retain our firm for such services. You
have complete freedom in selecting an investment adviser to assist you in implementing any recommendations by
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Item 7 – Types of Clients
Moment provides portfolio management services to individuals, high net worth individuals and families, pension
and profit-sharing plans, trusts, estates, charitable institutions, foundations, corporations, and other business
entities.

Moment generally requires a minimum initial investment of $2,000,000 for investment management services. The
firm, in its sole discretion, may accept clients with smaller portfolios based upon each client’s particular
circumstances.

Certain Independent Managers may impose more restrictive account requirements and varying billing practices
than Moment. In such instances, Moment may alter its corresponding account requirements and/or billing
practices to accommodate those of the Independent Managers.