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| Franklin Advisers Inc
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| CRD # | 104517 |
| SEC # | 801-26292 |
| CIK # | 0000785673, 0000898420 |
| AUM | 509.45 B (2026-05-25) |
| Employees | 384 (71% Investors, 17% Brokers) |
| Phone | 650-312-3000 |
| Address | One Franklin Parkway San Mateo, CA 94403 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 16.8 | ||
| Microsoft Corp | 14.2 | ||
| Apple Inc | 12.3 | ||
| Amazon Com Inc | 11.2 | ||
| Alphabet Inc | 10.3 | ||
| Broadcom Inc | 8.9 | ||
| Facebook Inc | 5.5 | ||
| Alphabet Inc | 5.0 | ||
| Cisco Systems Inc | 4.5 | ||
| J P Morgan Chase & Co | 4.4 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Franklin Talos III LP | [2026-05-25] | 10.0 M | |
| Filed 2026-03-23 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | FVP National Security Fund II LP | [2026-05-25] | 114.8 M | |
| PE | FVP Digital Future Fund LP | [2025-12-23] | 39.5 M | |
| Filed 2025-12-16 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | FVP Giant Leap Fund LP | [2025-12-23] | 50.6 M | |
| Filed 2025-06-06 (D) · Exemption 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | FVP National Security Fund LP | [2025-12-23] | 45.6 M | |
| Filed 2025-03-25 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | Franklin Dynamic Asset Allocation Balanced Ltd | 2025-09-29 | 8.6 M | |
| HF | Franklin Dynamic Asset Allocation Conservative Ltd | 2025-09-29 | 2.2 M | |
| HF | Franklin Dynamic Asset Allocation Growth Ltd | 2025-09-29 | 11.0 M | |
| HF | Franklin Multi-Asset Income Ltd | 2025-09-29 | 0.9 M | |
| HF | Franklin Templeton Digital Asset Frontier Fund Ltd | [2025-06-27] | 3.9 M | |
| Filed 2025-06-03 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Opportunities Fund Series IV | [2025-06-27] | 31.0 M | 38.8 M |
| Filed 2025-12-19 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Opportunities Fund Series V | [2025-06-27] | 19.0 M | 10.0 M |
| Filed 2025-12-19 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Opportunities Fund Series VI | [2025-06-27] | ||
| Filed 2025-03-11 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Strategic Technology Series IV | [2025-06-27] | 75.5 M | 75.5 M |
| Filed 2025-12-19 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Strategic Technology Series V | [2025-06-27] | 24.2 M | 15.5 M |
| Filed 2025-06-06 (D) · Exemption 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | FVP Tech Fund II LP | [2025-06-27] | 25.4 M | |
| Filed 2024-10-04 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Franklin Templeton Blockchain Fund II LP | [2024-12-24] | 24.4 M | 34.0 M |
| Filed 2025-12-19 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Enterprise Technology Series II | [2024-12-24] | 4.6 M | |
| Filed 2023-04-27 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Innovative Fund Series III | [2024-12-24] | ||
| Filed 2023-05-17 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Innovative Fund Series IV | [2024-12-24] | 17.3 M | |
| Filed 2025-12-19 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Private Fund Series | [2024-12-24] | 26.9 M | 18.8 M |
| Filed 2025-12-19 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Private Technology Series | [2024-12-24] | 29.8 M | |
| Filed 2024-02-28 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Strategic Technology Series | [2024-12-24] | 86.5 M | 244.8 M |
| Filed 2025-12-19 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Strategic Technology Series II | [2024-12-24] | 108.9 M | |
| Filed 2023-12-14 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Strategic Technology Series III | [2024-12-24] | 53.6 M | 87.9 M |
| Filed 2025-12-19 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Technology OPPS Series III | [2024-12-24] | 20.1 M | |
| Filed 2023-10-11 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | FVP Growth Partners LP | [2024-12-24] | 371.5 M | 424.6 M |
| Filed 2025-12-19 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| SA | 37 Capital CLO 4 Ltd | 2024-03-30 | 396.5 M | |
| Other | Franklin Templeton Emerging Market Debt Opportunities Fund LP | [2023-12-22] | 254.2 M | |
| Filed 2025-12-17 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $167,012 · Net Assets Decline to Disclose | ||||
| HF | Franklin Templeton Global Multisector Plus Fund LP | [2023-12-22] | 743.2 M | 52.5 M |
| Filed 2025-12-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $61,571 · Net Assets Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - FVP Growth Series | [2023-12-22] | 10.7 M | |
| Filed 2023-08-21 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - FVP Series 10 | [2023-12-22] | 21.7 M | 55.2 M |
| Filed 2023-03-23 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $200,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Innovative Fund Series II | [2023-12-22] | 7.0 M | 11.0 M |
| Filed 2023-03-24 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Opportunities Fund Series | [2023-12-22] | 8.0 M | 15.2 M |
| Filed 2023-03-23 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Opportunities Fund Series II | [2023-12-22] | 24.2 M | |
| Filed 2023-04-27 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Opportunities Fund Series III | [2023-12-22] | 108.4 M | |
| Filed 2023-06-22 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Technology OPPS Series | [2023-12-22] | 50.0 M | 69.0 M |
| Filed 2022-05-11 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Technology OPPS Series II | [2023-12-22] | 12.5 M | 14.4 M |
| Filed 2023-10-26 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| SA | 37 Capital CLO 3 Ltd | 2023-03-31 | 345.3 M | |
| PE | Franklin Blackhorse II LP | [2022-12-21] | 100.0 M | 135.4 M |
| Filed 2025-12-19 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Franklin Stratos LP | [2022-12-21] | 37.0 M | 33.4 M |
| Filed 2025-12-19 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Talos II LP | [2022-12-21] | 86.5 M | 101.9 M |
| Filed 2024-05-09 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Franklin FVP Series VI | [2022-12-21] | 78.4 M | 32.3 M |
| Filed 2025-12-19 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Franklin FVP Series VIII | [2022-12-21] | 25.1 M | 0.0 M |
| Filed 2025-12-19 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Franklin FVP Series X | [2022-12-21] | 22.2 M | 18.2 M |
| Filed 2025-12-19 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - FVP Series 8 | [2022-12-21] | 179.1 M | |
| Offered $55,180,000 · Filed 2022-05-20 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining $55,180,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - FVP Series 9 | [2022-12-21] | 10.2 M | 11.9 M |
| Offered $10,195,000 · Filed 2022-06-16 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Growth Fund Series | [2022-12-21] | 47.0 M | 27.2 M |
| Filed 2023-04-06 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | FVP Tech Fund LP | [2022-12-21] | 50.0 M | 4.9 M |
| Filed 2025-12-19 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| SA | 37 Capital CLO 2 Ltd | 2022-09-27 | 344.5 M | |
| SA | 37 Capital CLO 1 Ltd | 2022-03-30 | 385.8 M | |
| PE | Franklin Templeton Blockchain Fund I LP | [2021-12-24] | 10.0 M | 21.1 M |
| Offered $20,000,000 · Filed 2021-09-15 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining $10,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Enterprise Technology Series | [2021-12-24] | 90.0 M | 46.3 M |
| Filed 2021-08-13 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Franklin FVP Series I | [2021-12-24] | 40.4 M | 19.5 M |
| Filed 2021-07-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $36,230 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Franklin FVP Series II | [2021-12-24] | 38.0 M | 29.0 M |
| Filed 2021-07-01 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Franklin FVP Series III | [2021-12-24] | 30.0 M | |
| Filed 2021-07-28 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Franklin FVP Series IV | [2021-12-24] | 14.6 M | 6.8 M |
| Filed 2021-09-21 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Franklin FVP Series V | [2021-12-24] | 25.0 M | 9.4 M |
| Filed 2021-09-16 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - Franklin FVP Series VII | [2021-12-24] | 14.6 M | 6.8 M |
| Filed 2021-09-21 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - FVP Series 4 | [2021-12-24] | 12.4 M | 14.6 M |
| Filed 2021-03-12 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $20,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - FVP Series 5 | [2021-12-24] | 30.0 M | |
| Filed 2021-05-13 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $12,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - FVP Series 6 | [2021-12-24] | 16.2 M | 7.1 M |
| Filed 2021-08-19 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| Other | QS Investors DBI Global Emerging Markets Equity Fund LP | [2021-12-24] | 200.0 M | 105.4 M |
| Filed 2019-03-13 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Over $100,000,000 | ||||
| HF | FLSP Holdings Corporation | 2020-12-23 | 16.0 M | |
| PE | Franklin Ventures Investments LP - FVP Series 1 | [2020-12-23] | 6.0 M | 8.9 M |
| Filed 2020-07-17 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - FVP Series 2 | [2020-12-23] | 15.0 M | 33.9 M |
| Filed 2020-07-23 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $17,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Franklin Ventures Investments LP - FVP Series 3 | [2020-12-23] | 10.0 M | 8.9 M |
| Filed 2020-07-23 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | 37 Capital Private Mortgage Fund LP | [2020-03-30] | 28.0 M | 99.4 M |
| Filed 2024-03-05 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Franklin Talos LP | [2019-12-26] | 110.0 M | 175.3 M |
| Filed 2021-07-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | Random Forest Capital LP | [2019-12-26] | 0.1 M | 3.7 M |
| Filed 2018-01-16 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | 37 Capital Structured Credit Fund LP | [2019-03-28] | 19.3 M | 26.7 M |
| Filed 2024-03-05 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Franklin Blackhorse LP | [2018-12-26] | 84.8 M | 121.0 M |
| Filed 2019-09-09 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Commission $388,038 · Revenue Decline to Disclose | ||||
| Other | Franklin Systematiq Global Premia Master Fund LP | [2018-12-26] | 29.4 M | 11.8 M |
| Filed 2014-02-21 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Franklin Systematiq Negative Correlation Master Fund LP | 2018-12-26 | 8.6 M | |
| Other | FT Mauritius Offshore Investments Limited | 2018-12-26 | 112.6 M | |
| HF | Random Forest Capital LP | [2018-12-26] | 23.7 M | 41.5 M |
| Filed 2018-10-10 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $20,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | K2 Holdings Investment Corporation | 2016-02-26 | 66.5 M | |
| HF | Templeton Global Summits Cayman Fund Ltd | [2015-12-18] | 138.2 M | 58.2 M |
| Filed 2025-12-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $165,204 · Net Assets Decline to Disclose | ||||
| HF | Templeton Global Summits Fund LP | [2015-12-18] | 333.6 M | 4.6 M |
| Filed 2025-12-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $12,596 · Net Assets Decline to Disclose | ||||
| HF | Emerging Markets Local Currency Bond Master Fund Ltd | 2013-12-20 | 11.0 M | |
| SA | Muir Woods CLO Ltd | 2012-12-21 | 283.3 M | |
| Other | FPMF Holdings Corporation | 2012-03-30 | 3.4 M | |
| Other | Franklin CLO I Limited | 2012-03-30 | 1.2 M | |
| Other | Franklin CLO IV Ltd | 2012-03-30 | 49.7 M | |
| SA | Franklin CLO VI Ltd | 2012-03-30 | 251.4 M | |
| SA | Franklin CLO V Ltd | 2012-03-30 | 0.4 M | |
| Other | Franklin Templeton Emerging Market Debt Opportunities Master Fund Ltd | [2012-03-30] | 919.7 M | 166.1 M |
| Filed 2025-12-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $528,944 · Net Assets Decline to Disclose | ||||
| HF | Franklin Templeton Global Multisector Plus Master Fund Ltd | [2012-03-30] | 743.2 M | |
| Filed 2025-12-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $61,571 · Net Assets Decline to Disclose | ||||
| HF | Global Summits Master Fund Ltd | [2012-03-30] | 333.6 M | 81.5 M |
| Filed 2025-12-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $12,596 · Net Assets Decline to Disclose | ||||
| HF | Templeton Global Bond Plus Master Fund Ltd | [2012-03-30] | 1,050.2 M | |
| Filed 2025-12-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $349,388 · Net Assets Decline to Disclose | ||||
| LF | Putnam Cash Collateral Pool LLC | [2012-03-29] | 479.5 M | 569.6 M |
| Filed 2024-03-05 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Putnam Intermediate US Investment Grade Fund LLC | 2012-03-29 | 71.6 M | |
| SA | Putnam Structured Product CDO 2001-1 Ltd | 2012-03-29 | 3.0 M | |
| SA | Putnam Structured Product Funding 2003-1 Ltd | 2012-03-29 | 15.5 M | |
| HF | Putnam Total Return US Investment Grade Fixed Income LLC | [2012-03-29] | 76.5 M | 107.4 M |
| Filed 2024-03-05 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 22,641 | 14.8 |
| (b) Individuals (high net worth individuals) | 382 | 3.1 |
| (c) Banking or thrift institutions | 13 | 0.0 |
| (d) Investment companies | 254 | 368.1 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 263 | 98.2 |
| (g) Pension and profit sharing plans | 255 | 6.0 |
| (h) Charitable organizations | 139 | 0.5 |
| (i) State or municipal government entities | 6 | 0.1 |
| (j) Other investment advisers | 83 | 2.9 |
| (k) Insurance companies | 18 | 5.1 |
| (l) Sovereign wealth funds and foreign official institutions | 20 | 8.6 |
| (m) Corporations or other businesses not listed above | 823 | 1.6 |
| (n) Other | 223 | 0.5 |
| Total | 25,018 | 509.5 |
| By Discretionary | ||
| Discretionary | 24,997 | 506.5 |
| Non-Discretionary | 21 | 2.9 |
| Total | 25,018 | 509.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 80.5 | |
| United States Persons | 428.9 | |
| Total | 25,018 | 509.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| David Sargison | Director | 81 | 18 | |
| William Jackson | Director | 80 | 6 | |
| Nolan Altman | Director | 48 | 6 | |
| Jennifer Johnson | Director | 20 | 6 | |
| John Lusk | Director | 15 | 6 | |
| Madison Gulley | Director, Executive Officer | 40 | 5 | |
| Scott Lee | Director, Promoter | 24 | 5 | |
| Gregory McGowan | Director | 18 | 5 | |
| Kent Strazza | Promoter | 11 | 4 | |
| Robert Wang | Executive Officer | 6 | 4 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-NT | [0000898420] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $516.7B |
| Clients | 101 (1 non-US) |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund, Private Equity |
| LEI | B1CG1NRZIDDJ0DQEXB52 |
| Related People Network |
|---|
| 73 people file Form D offerings alongside this firm's people, tied to 9 other firms through shared filers. |
| Comparable Firms | State | AUM |
|---|---|---|
|
BlackRock Investment Management LLC
✚
|
NJ | 676.69 B |
|
Teachers Advisors LLC
✚
|
NY | 436.33 B |
|
Janus Henderson Investors US LLC
✚
|
CO | 380.43 B |
|
Victory Capital Management Inc
✚
|
TX | 282.71 B |
|
Nuveen Asset Management LLC
✚
|
IL | 280.48 B |
|
Hightower Advisors LLC
✚
|
IL | 198.58 B |
|
Western Asset Management Company LLC
✚
|
CA | 184.99 B |
|
Artisan Partners Limited Partnership
✚
|
WI | 183.62 B |
|
WCM Investment Management LLC
✚
|
CA | 96.77 B |
|
Fort Washington Investment Advisors Inc
✚
|
OH | 93.47 B |