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Nuveen Asset Management LLC
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CRD # | 155584 |
SEC # | 801-71957 |
CIK # | 0001521019 |
AUM | $248.6 BB (2023-03-24) |
Employees | 421 (81% Investors, 13% Brokers) |
Phone | 312-917-7700 |
Address | 333 West Wacker Drive Chicago, IL 60606 |
Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
Total AUM ($BB) |
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Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
---|---|---|---|
MSFT | 1,918.2 | 0.0 | |
AAPL | 2,382.8 | 0.0 | |
AMZN | 1,093.0 | 0.0 | |
NVDA | 399.6 | 0.0 | |
UNH | 477.0 | 0.0 | |
GOOG | 1,482.6 | 0.0 | |
GOOGL | 1,475.1 | 0.0 | |
TSLA | 723.4 | 0.0 | |
MA | 309.6 | 0.0 | |
V | 419.3 | 0.0 | |
View All |
Holdings by Sector ($BB) |
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Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
---|---|---|---|---|
HF | Nuveen CLO Issuance Feeder Fund II LP | [2023-03-24] | 100.0 | 0.0 |
HF | Nuveen CLO Opportunities Fund LP | [2023-03-24] | 150.3 | 157.3 |
SA | Symphony CLO XXVI Ltd | 2022-03-24 | 551.3 | |
HF | Nuveen CLO Issuance Fund LP | 2021-02-23 | 301.4 | |
SA | Symphony CLO XXII Ltd | 2020-03-31 | 374.8 | |
HF | Nuveen High Yield Municipal Opportunities Fund LP | 2020-03-25 | 412.7 | |
HF | Nuveen Municipal Opportunities Fund LP | [2020-03-25] | 25.5 | 172.8 |
Other | Montgomery Street Fund LLC Series 3 | 2019-06-26 | 1.5 | |
SA | Symphony CLO XXI Ltd | 2019-06-26 | 371.7 | |
Other | Montgomery Street Fund LLC Series 2 | 2019-03-29 | 0.3 | |
View All |
AUM Breakdown | Accounts | AUM ($BB) |
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By Client Type | ||
(a) Individuals (other than high net worth individuals) | 57,653 | 19.7 |
(b) Individuals (high net worth individuals) | 10,369 | 28.2 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 137 | 147.2 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 105 | 22.3 |
(g) Pension and profit sharing plans | 105 | 5.5 |
(h) Charitable organizations | 114 | 0.7 |
(i) State or municipal government entities | 36 | 1.8 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 43 | 14.5 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 2,072 | 8.7 |
(n) Other | 0 | 0.0 |
Total | 70,634 | 248.6 |
By Discretionary | ||
Discretionary | 70,440 | 248.6 |
Non-Discretionary | 194 | 0.0 |
Total | 70,634 | 248.6 |
By Non-United States Persons | ||
Non-United States Persons | 18.9 | |
United States Persons | 229.8 | |
Total | 70,634 | 248.6 |
Form D Directors | # Filings | # Firms | 2011 - 2024 | |
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David Bree | 428 | |||
Ronan Guilfoyle | 338 | |||
Abali Hoilett | 130 | |||
Ivana Faltysova | 62 | |||
Lisa Alexander | 75 | |||
Andrew Dean | 28 | |||
Ernest Morrison | 27 | |||
David Cooper | 37 | |||
David Goldstein | 43 | |||
Jennifer Johnson | 14 | |||
View All |
EDGAR Form | CIK | 2011 - 2024 |
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13F-HR | [0001521019] | |
3 | [0001521019] | |
4 | [0001521019] | |
D | [0001521019] | |
SC 13G | [0001521019] |
Form 3/4/5 Subject | 2011 - 2024 |
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Nuveen Asset Management, LLC | |
Nuveen Core Plus Impact Fund | |
Diversified Real Asset Income Fund | |
Nuveen Minnesota Quality Municipal Income Fund |
Related Firms | State | AUM ($BB) |
---|---|---|
Nuveen Asset Management LLC
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IL | 248.6 |
Nuveen Fund Advisors LLC
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|
IL | 147.7 |
Comparable Firms | State | AUM ($BB) |
---|---|---|
BlackRock Investment Management LLC
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|
NJ | 402.9 |
Teachers Advisors LLC
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|
NY | 341.3 |
Franklin Advisers Inc
✚
|
CA | 320.5 |
Western Asset Management Company LLC
✚
|
CA | 320.0 |
Victory Capital Management Inc
✚
|
TX | 140.8 |
Metropolitan West Asset Management LLC
✚
|
CA | 108.5 |
Hightower Advisors LLC
✚
|
IL | 105.2 |
Fort Washington Investment Advisors Inc
✚
|
OH | 71.0 |
TCW Asset Management Company LLC
✚
|
CA | 54.2 |
Select Equity Group LP
✚
|
NY | 45.1 |