Nuveen Asset Management LLC

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Nuveen Asset Management LLC ✚
CRD #	155584
SEC #	801-71957
CIK #	0001521019
AUM	$239.6 BB (2024-07-31)
Employees	397 (81% Investors, 12% Brokers)
Phone	312-917-7700
Address	333 West Wacker Drive Chicago, IL 60606
Source	[IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook]

Total AUM ($BB) Copy

Sector	Form 13F Holdings	Cap ($BB)	Value ($BB)
	MSFT	1,918.2	23.5
	NVDA	399.6	20.5
	AAPL	2,382.8	17.4
	AMZN	1,093.0	12.7
	META	434.9	8.0
	AVGO	201.3	6.4
	GOOG	1,482.6	5.9
	GOOGL	1,475.1	5.6
	LLY	301.8	4.7
	UNH	477.0	3.8
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Holdings by Sector ($BB)

Type	Form D Funds	Date	Sold ($MM)	AUM ($MM)
HF	Nuveen CLO Issuance Fund II LP	[2024-03-15]	117.5	91.2
HF	Nuveen CLO Opportunities Master Fund LP	[2024-03-15]	150.3	165.4
HF	Nuveen High Yield Municipal Opportunities Master Fund LP	2024-03-15		406.1
HF	Nuveen Municipal Opportunities Master Fund LP	[2024-03-15]	268.4	126.5
HF	Nuveen CLO Issuance Feeder Fund II LP	[2023-03-24]	117.5	50.5
HF	Nuveen CLO Opportunities Fund LP	[2023-03-24]	150.3	165.4
SA	Symphony CLO XXVI Ltd	2022-03-24		567.7
HF	Nuveen CLO Issuance Fund LP	2021-02-23		331.4
SA	Symphony CLO XXII Ltd	2020-03-31		385.8
HF	Nuveen High Yield Municipal Opportunities Fund LP	2020-03-25		401.4
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AUM Breakdown	Accounts	AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals)	45,947	17.8
(b) Individuals (high net worth individuals)	11,160	31.3
(c) Banking or thrift institutions	4	0.0
(d) Investment companies	129	132.8
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	122	27.5
(g) Pension and profit sharing plans	111	6.4
(h) Charitable organizations	110	0.6
(i) State or municipal government entities	31	1.7
(j) Other investment advisers	0	0.0
(k) Insurance companies	38	13.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	2,051	8.6
(n) Other	0	0.0
Total	59,703	239.6
By Discretionary
Discretionary	59,522	239.6
Non-Discretionary	181	0.0
Total	59,703	239.6
By Non-United States Persons
Non-United States Persons		21.9
United States Persons		217.7
Total	59,703	239.6

Form D Directors	# Filings	# Firms	2011 - 2024
Andrew Dean	29
Jennifer Johnson	16
David Goldstein	44
Symphony Asset Management LLC	31
Gunther Stein	31
Angela McKillen	25
Anne Popkin	22
Judith Macdonald	18
David Deming	14
Amy Chen	13
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Form 13D/13G Filer	Form 13D/13G Subject	Filed
Nuveen Asset Management LLC	ADMA Biologics Inc	[2024-02-14]
Nuveen Asset Management LLC	Iclick Interactive Asia Group Ltd	[2023-02-14]
Nuveen Asset Management LLC	Huya Inc	[2023-02-14]
Nuveen Asset Management LLC	MGM Growth Properties LLC	[2020-02-14]
Nuveen Asset Management LLC	Penn National Gaming Inc	[2020-02-14]
Nuveen Asset Management LLC	Preferred Apartment Communities Inc	[2020-02-14]
Nuveen Asset Management LLC	Suncoke Energy Inc	[2020-02-14]
Nuveen Asset Management LLC	Welbilt Inc	[2020-02-14]
Nuveen Asset Management LLC	BRP Group Inc	[2019-11-12]
Nuveen Asset Management LLC	Preferred Bank	[2019-02-14]
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Form 3/4/5 Subject	2011 - 2024
Nuveen Asset Management, LLC
Nuveen Core Plus Impact Fund
Diversified Real Asset Income Fund
Nuveen Minnesota Quality Municipal Income Fund

Related Firms	State	AUM ($BB)
Nuveen Asset Management LLC ✚	IL	239.6
Nuveen Fund Advisors LLC ✚	IL	150.4

Comparable Firms	State	AUM ($BB)
Teachers Advisors LLC ✚	NY	368.6
Franklin Advisers Inc ✚	CA	339.2
Western Asset Management Company LLC ✚	CA	313.8
Victory Capital Management Inc ✚	TX	151.3
Hightower Advisors LLC ✚	IL	130.2
Metropolitan West Asset Management LLC ✚	CA	102.8
General Atlantic Service Company LP ✚	NY	85.1
Fort Washington Investment Advisors Inc ✚	OH	79.5
WCM Investment Management LLC ✚	CA	66.6
TCW Asset Management Company LLC ✚	CA	64.2

Assets, Funds, Holdings