Nuveen Asset Management LLC

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Assets, Funds, Holdings

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Nuveen Asset Management LLC
CRD #155584
SEC #801-71957
CIK #0001521019
AUM $248.6 BB (2023-03-24)
Employees 421 (81% Investors, 13% Brokers)
Phone312-917-7700
Address333 West Wacker Drive
Chicago, IL 60606
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram]
Total AUM ($BB)
3002401801206002008201320182024
Sector Form 13F Holdings Cap ($BB) Value ($BB)
MSFT 1,918.2 0.0
AAPL 2,382.8 0.0
AMZN 1,093.0 0.0
NVDA 399.6 0.0
UNH 477.0 0.0
GOOG 1,482.6 0.0
GOOGL 1,475.1 0.0
TSLA 723.4 0.0
MA 309.6 0.0
V 419.3 0.0
View All
Holdings by Sector ($BB)
50040030020010002012201620202024
Type Form D Funds Date Sold ($MM) AUM ($MM)
HF Nuveen CLO Issuance Feeder Fund II LP [2023-03-24] 100.0 0.0
HF Nuveen CLO Opportunities Fund LP [2023-03-24] 150.3 157.3
SA Symphony CLO XXVI Ltd 2022-03-24 551.3
HF Nuveen CLO Issuance Fund LP 2021-02-23 301.4
SA Symphony CLO XXII Ltd 2020-03-31 374.8
HF Nuveen High Yield Municipal Opportunities Fund LP 2020-03-25 412.7
HF Nuveen Municipal Opportunities Fund LP [2020-03-25] 25.5 172.8
Other Montgomery Street Fund LLC Series 3 2019-06-26 1.5
SA Symphony CLO XXI Ltd 2019-06-26 371.7
Other Montgomery Street Fund LLC Series 2 2019-03-29 0.3
View All
AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 57,653 19.7
(b) Individuals (high net worth individuals) 10,369 28.2
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 137 147.2
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 105 22.3
(g) Pension and profit sharing plans 105 5.5
(h) Charitable organizations 114 0.7
(i) State or municipal government entities 36 1.8
(j) Other investment advisers 0 0.0
(k) Insurance companies 43 14.5
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 2,072 8.7
(n) Other 0 0.0
Total 70,634 248.6
By Discretionary
Discretionary 70,440 248.6
Non-Discretionary 194 0.0
Total 70,634 248.6
By Non-United States Persons
Non-United States Persons 18.9
United States Persons 229.8
Total 70,634 248.6
Form D Directors # Filings # Firms 2011 - 2024
David Bree 428
Ronan Guilfoyle 338
Abali Hoilett 130
Ivana Faltysova 62
Lisa Alexander 75
Andrew Dean 28
Ernest Morrison 27
David Cooper 37
David Goldstein 43
Jennifer Johnson 14
View All
EDGAR Form CIK 2011 - 2024
13F-HR [0001521019]
3 [0001521019]
4 [0001521019]
D [0001521019]
SC 13G [0001521019]
Form 13D/13G Filer Form 13D/13G Subject Filed
Nuveen Asset Management LLC Iclick Interactive Asia Group Ltd [2023-02-14]
Nuveen Asset Management LLC Huya Inc [2023-02-14]
Nuveen Asset Management LLC Penn National Gaming Inc [2020-02-14]
Nuveen Asset Management LLC Preferred Apartment Communities Inc [2020-02-14]
Nuveen Asset Management LLC Suncoke Energy Inc [2020-02-14]
Nuveen Asset Management LLC Welbilt Inc [2020-02-14]
Nuveen Asset Management LLC MGM Growth Properties LLC [2020-02-14]
Nuveen Asset Management LLC BRP Group Inc [2019-11-12]
Nuveen Asset Management LLC Preferred Bank [2019-02-14]
Nuveen Asset Management LLC Primo Water Corp [2019-02-14]
View All
Form 3/4/5 Subject 2011 - 2024
Nuveen Asset Management, LLC
Nuveen Core Plus Impact Fund
Diversified Real Asset Income Fund
Nuveen Minnesota Quality Municipal Income Fund
Related Firms State AUM ($BB)
Nuveen Asset Management LLC
IL 248.6
Nuveen Fund Advisors LLC
IL 147.7
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CA 54.2
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