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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| Garton and Associates Financial Advisors LLC
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|---|---|
| CRD # | 146493 |
| SEC # | 801-125798 |
| CIK # | |
| AUM | $184.9 M (2025-03-21) |
| Employees | 8 (50% Investors, 0% Brokers) |
| Phone | 502-212-3000 |
| Address | Glenview Pointe Business Center Louisville, KY 40222 |
| Source | [IAPD] [Website] [LinkedIn] [Instagram] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 325 | 68.2 |
| (b) Individuals (high net worth individuals) | 39 | 91.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 11 | 20.0 |
| (h) Charitable organizations | 5 | 5.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 6 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 386 | 184.9 |
| By Discretionary | ||
| Discretionary | 310 | 141.3 |
| Non-Discretionary | 76 | 43.5 |
| Total | 386 | 184.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 184.9 | |
| Total | 386 | 184.9 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
The Tenret Company LLC
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|
FL | 0.2 |
|
Trippon Wealth Management Group LLC
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TX | 0.2 |
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The William Allan Corporation
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CO | 0.2 |
|
Advisor Share Wealth Management LLC
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|
BCK Partners Inc
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|
IBN Advisory Services Inc
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NY | 0.2 |
|
Catalyst Financial NW Corporation
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|
OR | 0.2 |
|
CBM Financial LLC
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TX | 0.2 |
|
Black Point Wealth Management LLC
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|
0.2 | |
|
Sunstate Wealth Management LLC
✚
|
FL | 0.2 |