GEN Financial Management Inc

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Assets, Funds, Holdings

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GEN Financial Management Inc
CRD #110179
SEC #801-57823
CIK #0002032497
AUM $496.5 M (2025-07-23)
Employees 3 (100% Investors, 0% Brokers)
Phone952-513-1466
Address10810 Old County Road 15
Plymouth, MN 55441
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($M)
50040030020010002000200820172026
Sector Form 13F Holdings Value ($M)
Microsoft Corp 0.7
 
 
 
 
 
 
 
 
 
 
Holdings by Sector ($M)
16012896643202024202420252026
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 280 131.0
(b) Individuals (high net worth individuals) 173 361.5
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 4.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 2,126 496.5
By Discretionary
Discretionary 2,079 466.8
Non-Discretionary 47 29.7
Total 2,126 496.5
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 496.5
Total 2,126 496.5
EDGAR Form CIK 2011 - 2025
13F-HR [0002032497]
Comparable Firms State AUM ($B)
Highland Financial Advisors LLC
NJ 0.5
Hilltop Wealth Advisors LLC
NC 0.5
Greenbush Financial Group LLC
NY 0.5
Nepsis Inc
MN 0.5
Harpswell Capital Advisors LLC
ME 0.5
Alta Wealth Advisors LLC
MA 0.5
Guidance Point Advisors LLC
0.5
OLIO Financial Planning LLC
VA 0.5
Hiltop Partners LLC
IN 0.5
Herold Advisors Inc
NY 0.5
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