Vigilare Wealth Management LLC

Item 5 – Fees and Compensation

Investment Management Services

VWM fee schedule for advisory services (not including Trustee Services):

Fee Schedule for Investment Management Services                         Maximum Annual Fee
First $1 million                                                               1.50%
Over $1,000,001                                                             Negotiable

The exact fee and fee arrangements may vary from that described above based on the complexity of client’s
situation, number of accounts managed, total assets under management, and other factors specific to the
client. The asset management fee for each client will be specified in the Advisory Services Agreement
executed prior to your accounts being established.

Annual fees are divided, calculated, and billed quarterly, in arrears. Fees are billed at the end of each
calendar quarter. The quarterly fee is billed as a percentage of assets in the client’s account, including
cash and cash equivalents, margin, and money market balances as of the close of business on the last
business day of the preceding calendar quarter. Clients may elect to designate a single account to be billed
for all services. Fees will be calculated using the average daily balance. If average daily balance
information is not available, then fees will be calculated using account data as of the end of the
quarter. Advent Software Inc will perform market valuations and fee calculations. Fees will be prorated based
on the number of days that services are provided when an account is established or terminated at any time
other than the beginning of a calendar quarter.

Securities and margin balances are included as part of assets under management for purposes of
calculating the firm’s advisory fee. Clients should note that including margin balances within the asset
allocation will increase the total assets under management used to calculate advisory fees which will
increase the amount of fees collected by our firm. This practice creates a conflict of interest because our
firm has an incentive to use margin in order to increase the amount of billable assets. At all times, the firm
and its adviser strive to uphold their fiduciary duty and act in the best interest of our clients. Clients are free
to restrict the use of margin by our firm.

The exact fee and fee arrangements may vary from that described above based on the complexity of client’s
situation, number of accounts managed, total assets under management, and other factors specific to the
client. The asset management fee for each client will be specified in the Advisory Services Agreement.
VWM is not assuming custody of held-away assets under SEC Rule 206(4)-2. Clients will be responsible
for any fees or charges imposed by custodians and/or administrators as a result of recommendations
made by us on held-away assets.

Vigilare Wealth Management, LLC                                                                 Disclosure Brochure

Trustee Services
VWM provides other Trustee services, including Personal CFO/Executive Services, Tax and Accounting
Services, Real Estate Services, Executive and Family Assistance, Philanthropic Support, Estate and Gift
Planning and Trustee Services. Fees for these services are in addition to investment advisory service
fees. Fees for Trustee Services are negotiable and are divided, calculated, and billed quarterly, in arrears.
Standard Trustee Service Fees are determined by the complexity of services and are based on total assets
in the client’s account, including cash and cash equivalents, as of the close of business on the last business
day of the preceding calendar quarter. Fees for Trustee Services and Investment Advisory Services,
combined, will not exceed 2.50% of assets under management.

Third Party Investment Manager Fees

As discussed above, there will be occasions where an unaffiliated third-party Investment Manager manages
some or all of Client assets. In those circumstances, the third-party investment manager manages the assets
based upon the parameters provided by our firm. Our firm collects the client advisory fee and then pays out
the sub-advisor a portion of assets under management for such services as outlined in the Agreement
between our Firm and the sub-advisor. This total fee includes our firm’s portion of the investment
management fee (not to exceed 1.00%) as well as the portion paid to the TPMM (not to exceed 1.00%).

A TPIM relationship may be terminated at the IAR’s discretion. Our Firm may at any time terminate the
relationship with a TPIM that manages your assets. Our Firm will notify you of instances where we have
terminated a relationship with any TPIM you are investing with. We will not conduct on-going supervisory
reviews of the TPIM following such termination.

Factors involved in the termination of a TPIM may include a failure to adhere to their stated management
style or your objectives, a material change in the professional staff of the TPIM, unexplained poor
performance, unexplained inconsistency of account performance, or our decision to no longer include the
TPIM on our list of approved TPIMs.

Our Firm offers several investment management programs. Account custodial services may be provided
by several account custodians depending on the investment management program offered. Programs may
have higher or lower fees than other programs available through VWM or available elsewhere. Investment
management programs may differ in the services provided and method or type of management offered, and
each may have different account minimums. Client reports will depend upon the management program
selected. Please see complete details in the program brochure and custodial account agreement for each
program recommended and offered.

Accounts not in Asset Management Services

We may have households in which one or more accounts are not enrolled in our Asset Management
...

Item 7 – Types of Clients

We generally provide investment advice to the following types of clients:

    •   Individuals and High Net Worth Individuals
    •   Trusts, estates, foundation, or charitable organizations

Vigilare Wealth Management, LLC                                                              Disclosure Brochure

    •   Pension and Profit-Sharing Plans

Minimum Investment Amounts Required

We require a minimum initial investment of $500,000 for establishing an Investment Management Services
portfolio. The account minimums may, however, be subject to waiver or negotiation, at our sole discretion.
All clients are required to execute an agreement for services prior to commencing any work.