Cimarron Wealth Management Inc

Item 5 – Fees and Compensation

In addition to the information provided in Item 4 – Advisory Business, this section provides additional
details regarding our firm’s services along with descriptions of each service’s fees and compensation
arrangements. It should be noted that lower fees for comparable service may be available from other
sources. The exact fees and other terms will be outlined in the agreement between you and Cimarron
Wealth Management.

We believe our fees for investment advisory services are reasonable with respect to the services provided
and the fees charged by other investment advisors offering similar services. However, lower fees for
comparable service may be available from other sources.

Asset Management Services

Fees charged for our asset management services are charged based on a percentage of household
assets under management, billed in advance (at the start of the billing period) on a quarterly calendar
basis and calculated based on the fair market value of your account as of the last business day of the
previous billing period, including cash holdings. Fees are prorated (based on the number of days service
is provided during the initial billing period) for your account opened at any time other than the beginning of
the billing period. If asset management services are commenced in the middle of the billing period, then
the prorated fee for that billing period is based on the value of the account when services commence and
is billed in arrears at the same time the first full quarterly advisory fee is billed. Additional deposits and
withdrawals will be added or subtracted from portfolio assets on a prorated basis to adjust the account
fee.

Cimarron Wealth Management bills clients on a rolling quarterly basis, meaning that Cimarron Wealth
Management bills each client 4 times over a 12-month period. Each client is assigned to one of three
quarterly billing cycles and will be billed on a quarterly (every 3 months) basis. Three fee cycles are
available: Cycle 1 (January, April, July, and October), Cycle 2 (February, May, August, and November),
and Cycle 3 (March, June, September and December).

For example, a client beginning services in January will be billed quarterly in advance on Cycle 1 in
January, April, July and October; whereas a client beginning services in February will be billed quarterly
in advance on Cycle 2 in February, May, August, and November; and finally a client starting services in
March will be billed quarterly in advance on Cycle 3 in March, June, September and December. Cimarron
Wealth Management may make exceptions to this billing cycle policy for operational reasons (such as
householding accounts or the timing of initial deposits) or upon client request.

LPL is responsible for calculating and debiting all fees from your accounts. You must provide LPL with
written authorization to debit advisory fees from your accounts and pay the fees to Cimarron Wealth
Management. When calculating fees for Cimarron Wealth Management, LPL assumes a 360-day year
and quarters lasting 90 days. The asset management services continue in effect until terminated by either
party (i.e., Cimarron Wealth Management or you) by providing written notice of termination to the other
Cimarron Wealth Management, Inc.                   Page 11          Form ADV Part 2A Disclosure Brochure

party. Any prepaid, unearned fees will be promptly refunded by Cimarron Wealth Management to you.
Fee refunds will be determined on a pro rata basis using the number of days services are actually
provided during the final period.

Fees charged for our asset management services are negotiable based on the investment adviser
representative providing the services, the type of client, the complexity of the client's situation, the
composition of the client's account (i.e., equities versus mutual funds), the potential for additional account
deposits, the relationship of the client with the investment adviser representative, and the total amount of
assets under management for the client.

Fee waivers or discounts may be offered to family members and friends of associated persons of
Cimarron Wealth Management which are not available to you. Certain pre-existing clients of Cimarron
Wealth Management may have grandfathered services, minimum account requirements and fee
schedules or rates which were available at the time such pre-existing clients entered into investment
advisory relationships with Cimarron Wealth Management but are not currently available to you.

For asset management services, client may be charged an annual percentage fee based upon the
amount of assets under management in the fee table below or a maximum annual flat fee of $30,000.

        Assets Under Management                                             Annual Fees
        $0 – $1,000,000                                                     1.50%
        $1,000,001 – $2,500,000                                             1.25%
        $2,500,001 – $5,000,000                                             1.00%
        $5,000,001 – $10,000,000                                            0.90%
        $10,000,001 – $25,000,000                                           0.80%
        $25,000,001 – $50,000,000                                           0.70%
        $50,000,001 and above                                               Negotiable

This is not a blended rate in which each tier of assets is charged a different rate under the annual fee
schedule. Instead, a single fee rate is charged to the account based on the applicable fee tier. For
example, a client with $2,000,000 in assets under management would be charged a fee of 1.25% on all
assets under management, rather than paying 1.50% on the first $1,000,000 in assets under
management and 1.25% on the remainder.

Cimarron Wealth Management believes that its annual fee is reasonable in relation to: (1) services
...

Item 7 – Types of Clients

Cimarron Wealth Management generally provides investment advice to the following types of clients:

    •   Individuals
    •   High net worth individuals
    •   Trusts, estates, or charitable organizations
    •   Corporations or business entities other than those listed above

You are required to execute a written agreement with Cimarron Wealth Management specifying the
particular advisory services in order to establish a client arrangement with Cimarron Wealth Management.

Minimum Investment Amounts Required

Cimarron Wealth Management requires a minimum of $250,000 in order to open an account. To reach
this minimum, clients can aggregate all household accounts. In addition, Cimarron Wealth Management

Cimarron Wealth Management, Inc.                  Page 15           Form ADV Part 2A Disclosure Brochure

may waive this minimum in anticipation of expected future contributions to the account or the relationship
of the client and investment advisor representative.