Genesia Investments LLC

Item 5 – Fees and Compensation

Fees are calculated on an AUM or per Account basis and will be based on the services an Advisor has
selected Genesia to perform, which will be outlined in the Agreement. While Advisors may choose to
add Genesia’s fees to its own client fees, the fees described here are due from the Advisor to Genesia
and not from Advisor’s end clients to Genesia.

Fees for V-Signal® Portfolios

For our managed V-Signal® Portfolios, we charge a flat rate of 40 basis points per year, subject to a
$1,000 per year minimum per Account. For Accounts holding less than $250,000 in assets allocated to a
V-Signal® Portfolio, the effective rate charged will be higher than 40 basis points due to the minimum.

                                                Genesia Investments LLC
                                                  Form ADV Part 2A

Fees for Strategic Portfolios

          Strategic Portfolio                                 Full Portfolios             Simplified Portfolios
          Core                                                    20 bps                         20 bps
          Tax Aware                                               30 bps                         30 bps
          Customized Tax Aware                                    40 bps                     Not Available
          Annual Minimum Fee Per Account                           $500                           $300

Fees for Portfolio Management Consulting Services

Fees for Portfolio Management Consulting Services are based on a graduated fee schedule which starts
at 5 basis points annually on the first $50 million of Advisor’s AUM. Fees for combined Consulting and
non-discretionary Implementation & Trading are based on a graduated fee schedule starting at 15 basis
points annually on the first $50 million of Advisor’s AUM. Consulting services without implementation
are subject to a $20,000 minimum annual fee, whereas Consulting with Implementation & Trading is
subject to a $50,000 minimum annual fee.

We offer standard discounts across our graduated fee schedules for: (a) Consulting clients, after their
first full year of services, who practice only a strategic longer-term oriented investment approach and
require primarily continuity consulting, and (b) for Implementation & Trading clients who do not
maintain/apply tactical models or trading practices.

           Portfolio Management Consulting

                Graduated Fee Schedule                        Basis Points           Min. Fee / Yr.
                                                                                         $20,000
                  First       $        50,000,000                   5.00
                  Next                 50,000,000                   4.00
                  Next                 50,000,000                   3.00
                  Over                150,000,000                   2.00

                Offered Discount on Consulting                Basis Points

                  >Yr. 1 Continuity Consulting                     -1.50
            (1) For Consulting clients after their first full year of service, which are practicing only a strategic
                longer-term oriented investment approach and, for which, our Consulting Services are
                primarily for continuity and maintenance, we offer a standard Consulting fee discount of 1.50
                bp. Regardless of this, or any other fee discount which may be offered, our fee for this service
                will not drop below 2.00 bp for any tier.

                                             Genesia Investments LLC
                                               Form ADV Part 2A

           Portfolio Management Consulting With Implementation & Trading

               Graduated Fee Schedule                     Basis Points         Min. Fee / Yr.
                                                                                    $50,000
                 First      $       50,000,000                 15.00
                 Next               50,000,000                 13.00
                 Next               50,000,000                 11.00
                 Over              150,000,000                  9.00

               Offered Discount on Trading                Basis Points

                 No Tactical Models/Trading                    -2.00
           (2) For clients with Implementation & Trading services, who do not maintain tactical models or
               trading practices, we offer a standard Trading Services discount of 2.00 bp which would be
               applied across our graduated fee schedule. Regardless of this, or any other fee discount which
               may be offered, our fee for these services will not drop below 5.00 bp for any tier.

Recognizing the significant front-loaded work relating to the onboarding of new Portfolio Management
Consulting clients, including establishing customized processes, the full year minimum fees are strictly
applied within the first full year of service. This means that were an Advisor to reduce or terminate
contracted services prior to the completion of the first twelve months, the remaining invoice(s) would
include any portion of the annual minimum fees not already satisfied. After the first twelve months, we
apply a quarterly minimum (the annual minimum divided by four). Advisors terminating after the first
twelve months will therefore be charged the specified basis points for services provided through the
date of termination, plus any amount under the quarterly minimum, if applicable.

Portfolio Management Consulting fees are calculated quarterly in advance, or quarterly in arrears, as
selected by Advisor and as described in the Agreement. Fees are based on the quarter-end value and are
due to Genesia 15 days after quarter-end, subject to any minimum fee that may apply. The fee billing
...

Item 7 - Types of Clients

Genesia provides investment management services solely to other registered investment advisors
(Advisors) or, in some cases, exempt reporting advisers .