Geneva Financial Group LLC

Item 5 – Fees and Compensation

This section describes how GFG is compensated for its services. The exact fees and other terms
will be outlined in the agreement between you and GFG. Lower fees for comparable services may
be available from other advisers.

Asset Management Services

The annual fee for asset management services will be between 0.75% and 1.50%. There is a
minimum account size of $250,000. Fees charged for our asset management services are
negotiable and depend on various factors, including, but not limited to, the type of client, the
complexity of the client's situation, the composition of the client's account, the potential for additional
account deposits, the relationship of the client with the investment adviser representative, and the
total amount of assets under management for the client or client household. GFG believes that its
annual fee is reasonable in relation to: (1) services provided and (2) the fees charged by other
investment advisers offering similar services/programs. However, our annual investment advisory
fee may be higher than that charged by other investment advisers offering similar
services/programs. In addition to our compensation, you may also incur charges imposed at the
mutual fund level (e.g., advisory fees and other fund expenses).

Fees charged for our asset management services are charged based on a percentage of assets
under management, billed in arrears (at the end of the billing period) on a monthly basis and
calculated based on the fair market value of your Account as of the last day of the current billing
period. Cash balances are also considered billable assets in this assessment. Fees are prorated
based on the number of days service is provided during the initial billing period for your Account if
you open it at any time other than the beginning of the billing period. The prorated fee for that billing
period will be billed in arrears at the end of that billing period. The asset management services
continue in effect until you or GFG terminates your agreement by providing written notice of
termination to the other party. When fees are billed in arrears, GFG will prorate the final fee payment
based on the number of days services are provided during the final period. The amount of client
assets on the termination date will be used to determine the final fee payment.

You will authorize the custodian(s) of your account to deduct fees from your account and pay such

fees directly to GFG. You should review your account statements received from the custodian(s)
and verify that appropriate investment advisory fees are being deducted. The custodian(s) will not
verify the accuracy of the investment advisory fees deducted.

Brokerage expenses and/or transaction fees charged are billed directly to you. GFG does not
receive any portion of such commissions or fees from you or any other party. In addition, you will
incur certain charges imposed by third parties other than GFG in connection with investments made
through your account including, but not limited to, mutual fund sales loads, 12(b)-1 fees applicable
to registered investment companies and contingent deferred sales charges, IRA and qualified
retirement plan fees, and charges imposed by the qualified custodian(s) of your account.
Management fees charged by GFG are separate and distinct from the fees and expenses charged
by investment company securities that may be recommended to you. A description of these fees
and expenses are available in each investment company security’s prospectus or applicable
product’s offering memorandum.

Item 7 – Types of Clients

GFG generally provides investment advice to individuals, high net worth individuals, corporations or
business entities and Family Offices.