Gerber LLC

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into one or more
written agreements with the Advisor.

A. Fees for Advisory Services
Investment Management Services
Investment advisory fees are paid quarterly, pursuant to the terms of the investment advisory agreement. Investment
advisory fees are based on the market value of assets under management at the end of either the prior or most recent
quarter, contingent upon the terms of the investment advisory agreement. Investment advisory fees are based on the
following schedule:

                                                           Gerber, LLC
                                       580 N Fourth Street, Suite 400, Columbus, OH 43215
                                            Phone: 614.431.4343 * Fax: 614.230.0669
                                               http://www.gerberclarity.com/home

Investment Management for Entrepreneurial Planning Clients

                  Assets Under Management ($)                  Annual Rate (%)
                  First $5,000,000                                      0.65%
                  Next $5,000,001 to $10,000,000                        0.50%
                  Over $10,000,000                                      0.35%

Investment Management Only
Clients who engage Gerber for Investment Management only are charged a flat fee of up to 1.00% annually.

The investment advisory fee in the first quarter of service is prorated from the inception date of the account[s] to the
end of the first quarter. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will take into
consideration the aggregate assets under management with the Advisor, the scope and complexity of the
engagement, and the overall relationship with the Advisor. All securities held in accounts managed by Gerber will be
independently valued by the Custodian. The Advisor will conduct periodic reviews of the Custodian’s valuation to
ensure accurate billing. Certain legacy Clients may be subject to fee schedules that differ from the above.

The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees, and other
related costs and expenses described in Item 5.C below, which may be incurred by the Client. However, the Advisor
shall not receive any portion of these commissions, fees, and costs.

Use of Independent Managers
As noted in Item 4, the Advisor may implement all or a portion of a Client’s investment portfolio utilizing one or more
Independent Managers. To eliminate any conflict of interest, the Advisor does not earn any compensation from an
Independent Manager. The Advisor will only earn its investment advisory fee as described above. Independent
Managers will not typically offer any fee discounts, but may have a breakpoint schedule which will reduce the fee
with an increased level of assets placed under management with an Independent Manager. The terms of such fee
arrangements are included in the Independent Manager’s disclosure brochure and applicable contract[s] with the
Independent Manager. The total blended fee, including the Advisor’s fee and the Independent Manager’s fee will
not exceed 2.50% annually.

Entrepreneurial Planning Services
Gerber offers entrepreneurial planning services for a fixed engagement fee ranging from $20,000 to $200,000 per
engagement. Clients engaging Gerber for ongoing Entrepreneurial Planning Services will be charged an initial
assessment fee ranging from $8,000 to $20,000. Fees may be negotiable based on the nature and complexity of the
services to be provided and the overall relationship with the Advisor. An estimate for total costs will be determined
prior to engaging for these services.

Retirement Plan Advisory Services
Retirement plan advisory fees are paid quarterly in arrears, pursuant to the terms of the retirement plan advisory
agreement. Retirement plan advisory fees are based on the market value of assets in the Plan at the end of the
quarter. Fees for retirement plan advisory services are charged an annual asset-based fee of up to 1.50%, with a
minimum annual fee of $3,000. Fees may be negotiable depending on the size and complexity of the Plan. Certain
legacy Clients may be subject to fee schedules that differ from the above.

B. Fee Billing
Investment Management Services
Investment advisory fees are generally calculated by the Advisor or its delegate and deducted from the Client’s
account[s] at the Custodian. The Advisor shall send an invoice to the Custodian indicating the amount of the fees to
be deducted from the Client’s account[s] for the respective billing period. In some instances, the Client may be
invoiced directly by the Advisor. The amount due is calculated by applying the quarterly rate (annual rate divided by 4)
to the total assets under management with Gerber at the time of billing. Clients will be provided with a statement, at

                                                          Gerber, LLC
                                      580 N Fourth Street, Suite 400, Columbus, OH 43215
                                           Phone: 614.431.4343 * Fax: 614.230.0669
                                              http://www.gerberclarity.com/home

least quarterly, from the Custodian reflecting deduction of the investment advisory fee. Clients provide written
authorization permitting advisory fees to be deducted by Gerber to be paid directly from their account[s] held by the
Custodian as part of the investment advisory agreement and separate account forms provided by the Custodian.

Use of Independent Managers
For Client accounts implemented through an Independent Manager, the Client’s overall fees will include Gerber’s
...

Item 7 – Types of Clients

Gerber offers investment advisory services to individuals, high net worth individuals, trusts, estates, charitable
organizations, and businesses. Gerber does not generally impose a minimum relationship size. However, the
Advisor imposes a minimum annual fee of $20,000 for Entrepreneurial Planning Services and a minimum annual
fee of $3,000 for Retirement Plan Advisory Services. These minimums may be negotiated at the Advisor’s sole
discretion.