Gifford Fong Associates

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Gifford Fong Associates
CRD #142917
SEC #801-67534
CIK #0001740316
AUM $418.6 M (2025-03-26)
Employees 10 (50% Investors, 0% Brokers)
Phone925-299-7800
Address3658 Mt Diablo Blvd
Lafayette, CA 94549-3751
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
60048036024012002006201220192026
CIK Period
0001740316
Sector Form 13F Holdings Value ($M)
Johnson & Johnson 4.4
Morgan Stanley 4.2
Invesco Ltd 4.0
Spotify Technology Sa 3.8
First Horizon National Corp 3.8
Amgen Inc 3.8
Ford Motor Co 3.7
Conocophillips 3.7
American Express Co 3.5
International Business Machines Corp 3.5
Lowes Companies Inc 3.4
Franklin Resources Inc 3.4
Honeywell International Inc 3.3
TJX Companies Inc /DE/ 3.2
Chevron Corp 3.2
Comcast Corp 3.1
Automatic Data Processing Inc 3.1
Caterpillar Inc 3.0
Deere & Co 3.0
Verizon Communications Inc 2.9
Allstate Corp 2.8
AT&T Inc 2.7
Pfizer Inc 2.7
Pinnacle West Capital Corp 2.7
Abbott Laboratories 2.6
Coca Cola Co 2.6
Micron Technology Inc 2.4
Aflac Inc 2.2
Tesla Motors Inc 2.2
Starbucks Corp 1.9
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AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 1 418.6
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 1 418.6
By Discretionary
Discretionary 1 418.6
Non-Discretionary 0 0.0
Total 1 418.6
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 418.6
Total 1 418.6
EDGAR Form CIK 2011 - 2025
13F-HR [0001740316]
Comparable Firms State AUM ($B)
Embassy Asset Management LP
NJ 0.4
SWS Capital Management LLC
NY 0.4
Permira Credit LLC
CA 0.4
Crossbeam Venture Partners LLC
NY 0.4
Guild Capital Management LLC
0.4
USCF Advisers LLC
CA 0.4
Venture Capital Fund of America III Inc
NY 0.4
Destra Capital Advisors LLC
MT 0.4
Rampart Asset Management LLC
CT 0.4
Voya Investment Management UK Limited
0.4
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