Goodman Financial Corporation

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Goodman Financial Corporation
CRD #114637
SEC #801-61260
CIK #0001382303
AUM 915.9 M (2026-04-24)
Employees 26 (62% Investors, 0% Brokers)
Fees
Minimum
Phone713-599-1777
Address5177 Richmond Avenue
Houston, TX 77056
Source [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook]
Total AUM ($M)
100080060040020002001200920182027
Fees and Compensation — Form ADV Part 2A (4/24/2026) [Brochure]
Item 5 - Fees and Compensation

Term ination of Investm ent Management Services. A client may termin ate an agreement with u s at an y time upon
30 days written n otice. In th e event of a termination of ou r advisory services, th e u nearned portion of th e prepaid
advisory fee will be refunded to th e client with in 30 days of th e date wh en all of th e client's assets h ave been
tran sferred ou t of accounts u nder ou r man agement. Th e pro -ration will be calculated u sing th e actu al n umber of
days from th e termin ation date u n til th e en d of th e prepaid billin g period.

Term ination of Consulting Services. Consulting services may be immediately terminated upon written n otice by either
party.

                                                                       Item 6 - Perf ormance-Based Fees and Side-By-Side Management
Account Minimums and Types of Clients — Form ADV Part 2A (4/24/2026) [Brochure]
Item 7 - Types of Clients

We provide ou r services to a n u mber of differen t types of clien ts.

      • In dividu als, in clu din g h igh n et worth in dividu als

      • Trusts and estates

      • En dowmen ts, fou n dation s, an d oth er ch aritable organ ization s

      • Corporation s an d oth er bu sin ess en tities

      • Pen sion an d profit-sh arin g plan s

Th e minimum initial investment is $1,000,000 of total assets under management. Fees and investment minimums are
su bject to negotiation and may differ based on a number of factors including the amount of assets, number of accounts,
level of contributions/distributions, an d th e n umber and range of su pplemental advisory an d client -related services.
CIK Period
0001382303
Sector Form 13F Holdings Value ($M)
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Type Form D Funds Date Sold AUM
Other GFC Quantified Alpha LP [2023-01-06] 0.7 M 0.8 M
Filed 2023-11-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 67 37.3
(b) Individuals (high net worth individuals) 207 820.6
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 13 57.5
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 1 0.4
(n) Other 0 0.0
Total 913 915.9
By Discretionary
Discretionary 909 912.5
Non-Discretionary 4 3.4
Total 913 915.9
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 915.9
Total 913 915.9
Form D Directors Role # Filings # Firms 2011 - 2026
Steven Goodman Executive Officer 5 2
Goodman Financial Corporation Executive Officer 1 1
Gfc Quantified Alpha GP LLC Director 1 1
EDGAR Form CIK 2011 - 2026
13F-HR [0001382303]
SC 13G [0001382303]
Form 13D/13G Filer Form 13D/13G Subject Filed
Goodman Financial Corp Sharps Compliance Corp [2018-02-05]
Goodman Financial Corp Sharps Compliance Corp [2017-02-09]
Firm Profile (Form ADV)
Discretionary AUM$0.2B
ServesInstitutional, Retail
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