Goodman Financial Corporation

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Goodman Financial Corporation
CRD #114637
SEC #801-61260
CIK #0001382303
AUM $864.9 M (2025-04-11)
Employees 26 (65% Investors, 0% Brokers)
Phone713-599-1777
Address5177 Richmond Avenue
Houston, TX 77056
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($M)
90072054036018002002201020182026
CIK Period
0001382303
Sector Form 13F Holdings Value ($M)
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ABM Industries Inc /DE/ 13.5
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Ultra Clean Holdings Inc 12.2
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Schlumberger Ltd /NV/ 11.5
Quidelortho Corp 10.8
Teleflex Inc 10.1
 
 
 
 
 
 
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Type Form D Funds Date Sold ($M) AUM ($M)
Other GFC Quantified Alpha LP [2023-01-06] 0.7 0.8
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 65 27.4
(b) Individuals (high net worth individuals) 210 778.2
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 1 1.9
(h) Charitable organizations 13 57.4
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 925 864.9
By Discretionary
Discretionary 921 861.9
Non-Discretionary 4 3.0
Total 925 864.9
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 864.9
Total 925 864.9
Form D Directors # Filings # Firms 2011 - 2025
Steven Goodman 5
GFC Quantified Alpha GP LLC 1
Goodman Financial Corporation 1
EDGAR Form CIK 2011 - 2025
13F-HR [0001382303]
SC 13G [0001382303]
Form 13D/13G Filer Form 13D/13G Subject Filed
Goodman Financial Corp Sharps Compliance Corp [2018-02-05]
Goodman Financial Corp Sharps Compliance Corp [2017-02-09]
Comparable Firms State AUM ($B)
Lathrop Investment Management Corp
AR 0.9
Margolis Brady Raghavan Financial Inc
TX 0.9
Clear Brook Advisors Inc
MA 0.9
Oakhurst Capital Advisors LLC
DC 0.9
Riverview Research LLC
OH 0.9
Northwest Wealth Management LLC
IA 0.9
Schnieders Capital Management LLC
CA 0.9
Oliver Luxxe Assets LLC
NJ 0.9
Terril Brothers Inc
MO 0.9
The Arkansas Financial Group Inc
AR 0.9
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