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| Goodman Financial Corporation
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|---|---|
| CRD # | 114637 |
| SEC # | 801-61260 |
| CIK # | 0001382303 |
| AUM | 915.9 M (2026-04-24) |
| Employees | 26 (62% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 713-599-1777 |
| Address | 5177 Richmond Avenue Houston, TX 77056 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001382303 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Nextracker Inc | 29.9 | ||
| Plains GP Holdings LP | 19.9 | ||
| Ultra Clean Holdings Inc | 19.3 | ||
| Schlumberger Ltd /NV/ | 18.6 | ||
| Pfizer Inc | 18.0 | ||
| Waste Management Inc | 17.8 | ||
| Parsons Corp | 17.3 | ||
| Amazon Com Inc | 17.2 | ||
| Wynn Resorts Ltd | 16.7 | ||
| Schwab Charles Corp | 15.8 | ||
| Tyson Foods Inc | 15.1 | ||
| American Water Works Company Inc | 14.7 | ||
| Fluor Corp | 14.7 | ||
| Schneider National Inc | 14.4 | ||
| Antero Resources Corp | 14.1 | ||
| MarketAxess Holdings Inc | 13.7 | ||
| Veralto Corp | 12.9 | ||
| Uber Technologies Inc | 12.7 | ||
| International Business Machines Corp | 11.5 | ||
| Haleon PLC | 11.5 | ||
| Facebook Inc | 11.1 | ||
| Lamb Weston Holdings Inc | 10.4 | ||
| Global Payments Inc | 10.4 | ||
| Sanofi | 9.8 | ||
| Starbucks Corp | 9.5 | ||
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | GFC Quantified Alpha LP | [2023-01-06] | 0.7 M | 0.8 M |
| Filed 2023-11-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 67 | 37.3 |
| (b) Individuals (high net worth individuals) | 207 | 820.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 13 | 57.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 0.4 |
| (n) Other | 0 | 0.0 |
| Total | 913 | 915.9 |
| By Discretionary | ||
| Discretionary | 909 | 912.5 |
| Non-Discretionary | 4 | 3.4 |
| Total | 913 | 915.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 915.9 | |
| Total | 913 | 915.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Steven Goodman | Executive Officer | 5 | 2 | |
| Goodman Financial Corporation | Executive Officer | 1 | 1 | |
| Gfc Quantified Alpha GP LLC | Director | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001382303] | |
| SC 13G | [0001382303] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Goodman Financial Corp | Sharps Compliance Corp | [2018-02-05] |
| Goodman Financial Corp | Sharps Compliance Corp | [2017-02-09] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Institutional, Retail |
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