Trubee Wealth Advisors Inc

Item 5 - Fees and Compensation
The specific manner in which fees are charged is established in a client’s written
agreement with the Firm. The schedule of fees is based upon the value of a client’s
assets under management*.
 $1,000,000 or less                                                             2.00%
 Over $1,000,000                                                                1.50%
 Minimum Fee (if applicable)                                                 $500.00
 Flat Fee (if applicable) negotiable
 Clearing Fee Per Trade (if applicable)                                        $9.00
 Clearing Fee Per Option Trade (if applicable)                                 $8.50

*Fees may vary depending on the extent, nature and complexity of the advice
requested; fees may be subject to negotiation.

*Third Party fees are encompassed in management fees

As compensation for managing an Account, Client shall pay to the Firm an annualized
asset-based fee (“Advisory Fee”) that is payable in accordance with the fee schedule
set forth in the client's Agreement. Clients pay the Advisory Fee monthly or quarterly,
in advance or arrears as decided by Client. The Advisory Fee is based on the Net Asset
Value of the assets under management in the Account. The "Net Asset Value" of the
Account means the current value of the assets under management in the Account at
the end of the respective monthly or quarterly period shown on custodial statements.
For purposes of determining the value of assets under management, all related
accounts of Client may be combined at the discretion of Adviser. The Advisory Fee for
the initial period shall be prorated based on the opening date of the Account and the
net asset value of the assets held in the Account on that date and number of days
services were provided. The term "quarter" as used herein means a calendar quarter
and the term “month” as used herein shall mean a calendar month. The Firm may
charge other clients different fees, which may be higher or lower than the fees charged
with respect to the Client's Account for similar services. Client agrees that the Firm
may amend its fee by providing Client with a 30-day advance written notice of the
change.
Fees will be debited from the account specified in the advisory agreement. The
amount of the fee will be shown on the statement received by the Custodian. Trubee
urges clients to carefully review such statements. Upon request, Trubee will bill a
client for advisory services. If requested, billing information must be in writing in the
advisory agreement. Advisory fees are due upon receipt.
The Advisory Fee includes payment for: (i) investment advisory services provided by
the Firm pursuant to the Agreement; (ii) administrative services such as computing,
charging and collection of account fees; (iii) administrative services to include, but
not limited to, the processing of deposits and withdrawals from the Account pursuant

to the Client’s instruction; and (iv) the issuance of periodic reports, if any, by the Firm.
Fees are not collected for services to be performed more than six months in advance.
Client may terminate the Investment Management Advisory Agreement at any time
and without penalty upon receipt of verbal or written notice by either party. If the
Agreement is terminated, client will be entitled to a pro rata refund of any pre- paid
quarterly fee, based upon the number of days remaining in the quarter after
termination if paid in advance. If paid in arrears, termination of the contract will not
affect any liabilities or obligations of the parties from transactions initiated before
termination of this Agreement or a client’s obligation to pay advisory fees in arrears
(pro-rated through the date in which termination is effective).

Other Costs
The Firm’s fees are exclusive of brokerage commissions, transaction fees, and other
related costs and expenses which are incurred by the client. Clients may incur certain
charges imposed by custodians, brokers, third party investment and other third
parties such as fees charged by managers, custodial fees, deferred sales charges, odd-
lot differentials, transfer taxes, wire transfer and electronic fund fees, postage and
handling charges and other fees and taxes on brokerage accounts and securities
transactions. Such charges, fees and commissions are exclusive of and in addition to
the Firm’s fee.
In addition, mutual funds and exchange-traded funds in a client's Account also charge
customary internal management fees which are in addition to the management fees
charged by the Firm. If an account is transferred from the Firm, Wells Fargo Clearing
Services, LLC normally charges a termination fee, a portion of which is paid to the
Firm.
Additional Firm Fees and Income Information
The Firm will receive certain forms of compensation in connection with the services
it provides as broker. Such compensation will include, but not necessarily be limited
to, sharing in (i) commissions from transactions processed through the Firm; (ii)
distribution fees (12b-1 fees) paid by mutual funds, including money market funds,
to the Firm and Custodian based upon the value of such funds held in the Firm; (iii)
interest charged on debit balances (if any) in the Account; (iv) asset-based fee
payments from banks which maintain deposit money market positions for the
Account; (v) interest on free credit balances; and (vi) postage and handling charges /
transaction fees which may result in payments to the Firm above its actual costs for
such services. Client further understands that these forms of fee and other
compensation sharing arrangements create a conflict of interest when the Firm
recommends itself as broker, or other investment or service providers it has
compensation sharing arrangements with because the Firm will receive a commission
or a share of the fee or compensation described above if the services are provided or
positions are maintained in the Client's Account.
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Item 7 - Types of Clients
Trubee provides portfolio management services to individuals, high net worth
individuals, corporate pension and profit-sharing plans, charitable institutions,
foundations, and endowments.