|
⚲
|
| Keyboard |
| Greenberg Financial Group
✚
|
|
|---|---|
| CRD # | 38747 |
| SEC # | 801-36988 |
| CIK # | 0000094626, 0001783377, 0000946626 |
| AUM | 406.9 M (2026-03-16) |
| Employees | 10 (60% Investors, 0% Brokers) |
| Phone | 520-544-4909 |
| Address | 4511 N Campbell Ave 255 Tucson, AZ 85718-6423 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0000094626 0001783377 0000946626 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 10.4 | ||
| Microsoft Corp | 9.6 | ||
| Nvidia Corp | 6.3 | ||
| Roper Industries Inc | 6.0 | ||
| United Technologies Corp /DE/ | 2.3 | ||
| Calamos Convertible & High Income Fund | 2.3 | ||
| Starbucks Corp | 2.2 | ||
| Facebook Inc | 2.2 | ||
| Amazon Com Inc | 2.1 | ||
| Alphabet Inc | 1.7 | ||
| Chevron Corp | 1.7 | ||
| Caterpillar Inc | 1.6 | ||
| Prev | Page 1 | Next | |||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 675 | 177.7 |
| (b) Individuals (high net worth individuals) | 125 | 228.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 4 | 0.7 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,175 | 406.9 |
| By Discretionary | ||
| Discretionary | 1,010 | 368.1 |
| Non-Discretionary | 165 | 38.8 |
| Total | 1,175 | 406.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 2.7 | |
| United States Persons | 404.2 | |
| Total | 1,175 | 406.9 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000946626] | |
| D | [0001783377] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Clients | 10 (1 non-US) |
| Serves | Retail, Research |
| Comparable Firms | State | AUM |
|---|---|---|
|
RW Roge & Company Inc
✚
|
NY | 419.5 M |
|
Hurley Financial Group Inc
✚
|
OR | 406.5 M |
|
Fee-Only Financial Planning LC
✚
|
404.4 M | |
|
Forum Solutions Group LLC
✚
|
IN | 403.3 M |
|
Sjbenen Advisory LLC
✚
|
399.9 M | |
|
Lesjak Planning LLC
✚
|
OH | 396.0 M |
|
Gunderson Capital Management
✚
|
SC | 395.8 M |
|
Pathways Advisory Group Inc
✚
|
CA | 388.5 M |
|
HD Money Inc
✚
|
FL | 386.1 M |
|
Fiscal Wisdom Wealth Management LLC
✚
|
CT | 386.0 M |