Guggenheim Capital LLC

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Guggenheim Capital LLC
CIK #0001283072
Sector Form 13F Holdings Value ($B)
Nvidia Corp 0.5
Apple Inc 0.4
Microsoft Corp 0.3
Broadcom Inc 0.2
Amazon Com Inc 0.2
Alphabet Inc 0.2
Facebook Inc 0.2
Lam Research Corp 0.2
Wal Mart Stores Inc 0.2
Micron Technology Inc 0.1
View All
Holdings by Sector ($B)
504030201002011201620212027
EDGAR Form CIK 2011 - 2026
13F-HR [0001283072]
3 [0001283072]
4 [0001283072]
D [0001283072]
SC 13D [0001283072]
SC 13G [0001283072]
Form 13D/13G Filer Form 13D/13G Subject Filed
Guggenheim Capital LLC Blue Whale Acquisition Corp I [2022-02-14]
Guggenheim Capital LLC Conyers Park III Acquisition Corp [2022-02-14]
Guggenheim Capital LLC Gores Holdings VIII Inc [2022-02-14]
Guggenheim Capital LLC Gores Holdings VII Inc [2022-02-14]
Guggenheim Capital LLC Gores Technology Partners Inc [2022-02-14]
Guggenheim Capital LLC Gores Technology Partners II Inc [2022-02-14]
Guggenheim Capital LLC Voya Global Advantage & Premium Opportunity Fund [2022-02-14]
Guggenheim Capital LLC RXR Acquisition Corp [2022-02-14]
Guggenheim Capital LLC TPG Pace Beneficial II Corp [2022-02-14]
Guggenheim Capital LLC Acropolis Infrastructure Acquisition Corp [2022-02-14]
Guggenheim Capital LLC Ares Dynamic Credit Allocation Fund Inc [2022-02-14]
Guggenheim Capital LLC Gores Holdings IX Inc [2022-02-10]
Guggenheim Capital LLC Afternext Healthtech Acquisition Corp [2021-09-10]
Guggenheim Capital LLC Waverley Capital Acquisition Corp 1 [2021-09-10]
Guggenheim Capital LLC Logistics Innovation Technologies Corp [2021-07-09]
Guggenheim Capital LLC KKR Acquisition Holdings I Corp [2021-04-12]
Guggenheim Capital LLC Gores Holdings VI Inc [2021-01-11]
Guggenheim Capital LLC Aequi Acquisition Corp [2020-12-10]
Guggenheim Capital LLC Pershing Square Tontine Holdings Ltd [2020-08-10]
Guggenheim Capital LLC Blackstone / GSO Long-Short Credit Income Fund [2019-02-14]
Guggenheim Capital LLC Nuveen Short Duration Credit Opportunities Fund [2018-02-14]
Guggenheim Capital LLC Titan Energy LLC [2017-02-14]
Guggenheim Capital LLC Sandridge Energy Inc [2016-11-14]
Guggenheim Capital LLC Voya Global Advantage & Premium Opportunity Fund [2016-02-16]
Guggenheim Capital LLC Columbia Seligman Premium Technology Growth Fund Inc [2016-02-16]
Guggenheim Capital LLC Navios Maritime Midstream Partners LP [2016-02-16]
Guggenheim Capital LLC Merge Healthcare Inc [2015-03-09]
Guggenheim Capital LLC Cheetah Mobile Inc [2015-02-17]
Guggenheim Capital LLC Voya Infrastructure Industrials & Materials Fund [2015-02-17]
Guggenheim Capital LLC Salient Midstream & MLP Fund [2015-02-17]
Guggenheim Capital LLC Voya Asia Pacific High Dividend Equity Income Fund [2015-02-17]
Guggenheim Capital LLC Western Asset Global High Income Fund Inc [2015-02-17]
Guggenheim Capital LLC Guggenheim Build America Bonds Managed Duration Trust [2014-03-12]
Guggenheim Capital LLC Avenue Income Credit Strategies Fund [2014-02-13]
Guggenheim Capital LLC Allied Nevada Gold Corp [2014-02-13]
Guggenheim Capital LLC Blackstone / GSO Long-Short Credit Income Fund [2014-02-13]
Guggenheim Capital LLC Delek Logistics Partners LP [2014-02-13]
Guggenheim Capital LLC Arc Logistics Partners LP [2014-02-13]
Guggenheim Capital LLC Oxford Resource Partners LP [2014-02-13]
Guggenheim Capital LLC Southcross Energy Partners LP [2014-02-13]
Guggenheim Capital LLC Tortoise Pipeline & Energy Fund Inc [2014-02-13]
Guggenheim Capital LLC Macquarie/First Trust Global Infrastr/Util DIV & Inc Fund [2014-02-13]
Guggenheim Capital LLC Genie Energy Ltd [2013-12-10]
Guggenheim Capital LLC Phoenix New Media Ltd [2013-12-10]
Guggenheim Capital LLC Vishay Precision Group Inc [2013-12-10]
Guggenheim Capital LLC Neuberger Berman Real Estate Securities Income Fund Inc [2013-12-04]
Guggenheim Capital LLC Diamond Resorts International Inc [2013-08-05]
Guggenheim Capital LLC Eaton Vance Tax-Advantaged Bond & Option Strategies Fund [2013-02-14]
Guggenheim Capital LLC First Trust Strategic High Income Fund II [2013-02-14]
Guggenheim Capital LLC Zoltek Companies Inc [2013-02-14]
Guggenheim Capital LLC ING Risk Managed Natural Resources Fund [2013-02-14]
Guggenheim Capital LLC Nuveen Short Duration Credit Opportunities Fund [2013-02-14]
Guggenheim Capital LLC Nuveen Senior Income Fund [2013-02-14]
Guggenheim Capital LLC LMP Corporate Loan Fund Inc [2013-02-14]
Guggenheim Capital LLC BlackRock Floating Rate Income Strategies Fund Inc [2013-02-14]
Guggenheim Capital LLC DWS High Income Opportunities Fund Inc [2013-02-14]
Form 3/4/5 Subject 2011 - 2026
Diamond Resorts International Inc
Guggenheim Partners Investment Management Holdings LLC
Guggenheim Partners LLC
Guggenheim Partners Investment Management LLC
Guggenheim Capital LLC
Merge Healthcare Inc
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Diamond Resorts International Inc DRII
Call Option (Obligation to Sell) · derivative
2016-07-18 Option exercise 1,511,808 $0.00
Diamond Resorts International Inc DRII
Common Stock, $0.01 par value per share
2016-07-18 Option exercise 1,511,808 $12.56 18,988,308
Diamond Resorts International Inc DRII
Common Stock, $0.01 par value per share
2016-07-15 Buy 630,004 $30.14 18,988,321
Diamond Resorts International Inc DRII
Common Stock, $0.01 par value per share
2016-07-15 Buy 630,004 $30.14 18,988,321
Diamond Resorts International Inc DRII
Call Option (Obligation to Sell) · derivative
2016-07-15 Option exercise 1,511,808 $0.00
Diamond Resorts International Inc DRII
Common Stock, $0.01 par value per share
2016-07-15 Option exercise 1,511,808 $12.56 18,988,308
Diamond Resorts International Inc DRII
Common Stock, $0.01 par value per share
2016-07-15 Option exercise 1,511,808 $12.56 18,988,308
Diamond Resorts International Inc DRII
Call Option (Obligation to Sell) · derivative
2016-07-15 Option exercise 1,511,808 $0.00
Diamond Resorts International Inc DRII
Call Option (Obligation to Sell) · derivative
2016-07-11 E 2 $0.00
Merge Healthcare Inc MRGE
Common Stock
2015-10-13 Conversion 8,963,302
Merge Healthcare Inc MRGE
Common Stock
2015-10-13 Conversion 110,236
Merge Healthcare Inc MRGE
Series A Convertible Preferred Stock · derivative
2015-10-13 Conversion 115 $0.00
Merge Healthcare Inc MRGE
Series A Convertible Preferred Stock · derivative
2015-10-13 Conversion 9,090 $0.00
Merge Healthcare Inc MRGE
Series A Convertible Preferred Stock · derivative
2015-10-13 Conversion 36,996 $0.00
Merge Healthcare Inc MRGE
Series A Convertible Preferred Stock · derivative
2015-10-13 Conversion 3,344 $0.00
Merge Healthcare Inc MRGE
Series A Convertible Preferred Stock · derivative
2015-10-13 Conversion 455 $0.00
Merge Healthcare Inc MRGE
Common Stock
2015-10-13 Tender 810,157 $7.13 5,776,419
Merge Healthcare Inc MRGE
Common Stock
2015-10-13 Tender 27,861 $7.13 198,649
Merge Healthcare Inc MRGE
Common Stock
2015-10-13 Tender 110,236 $7.13 785,983
Merge Healthcare Inc MRGE
Common Stock
2015-10-13 Tender 2,202,299 $7.13 15,702,392
showing 20 of 26 most recent transactions
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