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| Guggenheim Partners Investment Management LLC
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|---|---|
| CRD # | 137432 |
| SEC # | 801-66786 |
| CIK # | 0001425498, 0001425852 |
| AUM | $198.1 BB (2023-03-31) |
| Employees | 572 (34% Investors, 5% Brokers) |
| Phone | 310-576-1270 |
| Address | 100 Wilshire Blvd Santa Monica, CA 90401 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Instagram] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| MSFT | 1,918.2 | 0.4 | |
| AAPL | 2,382.8 | 0.4 | |
| NVDA | 399.6 | 0.2 | |
| AMZN | 1,093.0 | 0.2 | |
| GOOGL | 1,475.1 | 0.1 | |
| AVGO | 201.3 | 0.1 | |
| CSCO | 178.3 | 0.1 | |
| TSLA | 723.4 | 0.1 | |
| GOOG | 1,482.6 | 0.1 | |
| MRK | 232.4 | 0.1 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| SA | Guggenheim CLO 2022-1 Stat Ltd | 2023-03-31 | 386.6 | |
| SA | Guggenheim CLO 2020-1 Ltd | 2021-03-31 | 289.7 | |
| HF | Guggenheim Partners Opportunistic Investment Grade Securities Offshore Master Fund Ltd | [2020-08-24] | 556.0 | 651.8 |
| SA | Artemis Aircraft Investments LLC | 2020-03-30 | 151.7 | |
| SA | Gibsl SN LLC | 2020-03-30 | 0.2 | |
| SA | Guggenheim CLO 2019-1 Ltd | 2020-03-30 | 400.0 | |
| SA | Guggenheim MM CLO 2019-2 Ltd | 2020-03-30 | 415.6 | |
| SA | GIMM CN LLC | 2019-03-31 | 145.6 | |
| SA | Guggenheim MM CLO 2018-1 Ltd | 2019-03-31 | 412.1 | |
| SA | Rest-Ny LLC | 2019-03-31 | 74.5 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 5 | 0.9 |
| (c) Banking or thrift institutions | 15 | 16.3 |
| (d) Investment companies | 24 | 55.9 |
| (e) Business development companies | 2 | 0.2 |
| (f) Pooled investment vehicles | 96 | 11.0 |
| (g) Pension and profit sharing plans | 9 | 3.1 |
| (h) Charitable organizations | 0 | 0.3 |
| (i) State or municipal government entities | 6 | 1.9 |
| (j) Other investment advisers | 0 | 0.2 |
| (k) Insurance companies | 74 | 158.2 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 1.1 |
| (m) Corporations or other businesses not listed above | 13 | 2.0 |
| (n) Other | 0 | 0.0 |
| Total | 251 | 251.0 |
| By Discretionary | ||
| Discretionary | 245 | 250.7 |
| Non-Discretionary | 6 | 0.4 |
| Total | 251 | 251.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 34.3 | |
| United States Persons | 216.7 | |
| Total | 251 | 251.0 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 | |
|---|---|---|---|---|
| Roger Hanson | 255 | |||
| Don Seymour | 315 | |||
| Amber Ramsey | 70 | |||
| William Shaw | 87 | |||
| Paras Malde | 66 | |||
| Sam Ellis | 106 | |||
| Christopher Lebeau | 34 | |||
| Claire Kasumba | 32 | |||
| Kevin Solomon | 84 | |||
| Sherri Fleming | 33 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 3 | [0001425498] | |
| 4 | [0001425498] | |
| 13F-NT | [0001425852] | |
| 3 | [0001425852] | |
| 4 | [0001425852] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
UBS Asset Management Americas Inc
✚
|
NY | 300.9 |
|
JP Morgan Private Investments Inc
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NY | 238.9 |
|
DWS Investment Management Americas Inc
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NY | 164.9 |
|
FIAM LLC
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|
RI | 152.4 |
|
Oaktree Capital Management LP
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CA | 147.5 |
|
Brown Advisory LLC
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MD | 98.3 |
|
Principal Real Estate Investors LLC
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|
IA | 93.7 |
|
Iconiq Capital LLC
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|
CA | 77.2 |
|
Credit Suisse Asset Management LLC
✚
|
NY | 65.7 |
|
PineBridge Investments LLC
✚
|
NY | 64.6 |