Guggenheim Partners LLC

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Guggenheim Partners LLC
CIK #0001425498, 0001425852
Sector Form 13F Holdings Value ($B)
Nvidia Corp 0.5
Apple Inc 0.4
Microsoft Corp 0.3
Broadcom Inc 0.2
Amazon Com Inc 0.2
Alphabet Inc 0.2
Facebook Inc 0.2
Lam Research Corp 0.2
Wal Mart Stores Inc 0.2
Micron Technology Inc 0.1
View All
Holdings by Sector ($B)
504030201002011201620212027
EDGAR Form CIK 2011 - 2026
3 [0001425498]
4 [0001425498]
13F-NT [0001425852]
3 [0001425852]
4 [0001425852]
Form 3/4/5 Subject 2011 - 2026
Guggenheim Active Allocation Fund
Guggenheim Partners Investment Management LLC
Diamond Resorts International Inc
Guggenheim Partners Investment Management Holdings LLC
Guggenheim Partners LLC
Guggenheim Capital LLC
Merge Healthcare Inc
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Diamond Resorts International Inc DRII
Call Option (Obligation to Sell) · derivative
2016-07-18 Option exercise 1,511,808 $0.00
Diamond Resorts International Inc DRII
Common Stock, $0.01 par value per share
2016-07-18 Option exercise 1,511,808 $12.56 18,988,308
Diamond Resorts International Inc DRII
Common Stock, $0.01 par value per share
2016-07-15 Buy 630,004 $30.14 18,988,321
Diamond Resorts International Inc DRII
Common Stock, $0.01 par value per share
2016-07-15 Buy 630,004 $30.14 18,988,321
Diamond Resorts International Inc DRII
Call Option (Obligation to Sell) · derivative
2016-07-15 Option exercise 1,511,808 $0.00
Diamond Resorts International Inc DRII
Common Stock, $0.01 par value per share
2016-07-15 Option exercise 1,511,808 $12.56 18,988,308
Diamond Resorts International Inc DRII
Common Stock, $0.01 par value per share
2016-07-15 Option exercise 1,511,808 $12.56 18,988,308
Diamond Resorts International Inc DRII
Call Option (Obligation to Sell) · derivative
2016-07-15 Option exercise 1,511,808 $0.00
Diamond Resorts International Inc DRII
Call Option (Obligation to Sell) · derivative
2016-07-11 E 2 $0.00
Merge Healthcare Inc MRGE
Common Stock
2015-10-13 Conversion 8,963,302
Merge Healthcare Inc MRGE
Common Stock
2015-10-13 Conversion 110,236
Merge Healthcare Inc MRGE
Series A Convertible Preferred Stock · derivative
2015-10-13 Conversion 115 $0.00
Merge Healthcare Inc MRGE
Series A Convertible Preferred Stock · derivative
2015-10-13 Conversion 9,090 $0.00
Merge Healthcare Inc MRGE
Series A Convertible Preferred Stock · derivative
2015-10-13 Conversion 36,996 $0.00
Merge Healthcare Inc MRGE
Series A Convertible Preferred Stock · derivative
2015-10-13 Conversion 3,344 $0.00
Merge Healthcare Inc MRGE
Series A Convertible Preferred Stock · derivative
2015-10-13 Conversion 455 $0.00
Merge Healthcare Inc MRGE
Common Stock
2015-10-13 Tender 810,157 $7.13 5,776,419
Merge Healthcare Inc MRGE
Common Stock
2015-10-13 Tender 27,861 $7.13 198,649
Merge Healthcare Inc MRGE
Common Stock
2015-10-13 Tender 110,236 $7.13 785,983
Merge Healthcare Inc MRGE
Common Stock
2015-10-13 Tender 2,202,299 $7.13 15,702,392
showing 20 of 26 most recent transactions
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