Harbert Fund Advisors Inc

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Harbert Fund Advisors Inc ✚
CRD #	110577
SEC #	801-55926
CIK #	0001616659
AUM	$8.0 B (2025-03-31)
Employees	147 (42% Investors, 0% Brokers)
Phone	205-987-5500
Address	2100 Third Avenue North, Ste 600 Birmingham, AL 35203
Source	[IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]

Total AUM ($B) Copy

Sector	Form 13F Holdings	Value ($M)
	Liquidia Corp	3.2
	Identive Group Inc	2.6
	Infusystem Holdings Inc	2.6
	Adherex Technologies Inc	2.4
	Transact Technologies Inc	2.3
	LOAR Holdings Inc	2.2
	Accuray Inc	2.0
	Streamline Health Solutions Inc	1.7
	Amazon Com Inc	0.3
	Microsoft Corp	0.3
View All

Holdings by Sector ($M)

Type	Form D Funds	Date	Sold ($M)	AUM ($M)
PE	Golden SWAG LLC	2025-03-31		264.5
PE	Gotham Power Investors LLC	2025-03-31		891.5
RE	Harbert Hamburg Co-Investor LP	[2025-03-31]	40.5	35.5
PE	Harbert Infrastructure Fund VII LP	2025-03-31		0.0
RE	Harbert Seniors Housing Fund III LP	2025-03-31		0.0
RE	HERE Co-Investment Fund I	2025-03-31		4.4
RE	HEREF VI - Skyfall Co-Investor	2025-03-31		71.5
VC	HGP IV Co-Investor LP	2025-03-31		12.8
RE	HMC Dublin Co-Investor LP	2025-03-31		17.1
RE	Hsh-Colonial Co-Investor II LP	2025-03-31		0.1
RE	Hsh-Colonial Co-Investor I LP	2025-03-31		0.5
RE	HSH Playa Co-Investor LP	2025-03-31		25.1
PE	Israel Generate Co-Investment Fund LP	2025-03-31		16.4
HF	Harbert 6Beacon Fund LP	[2024-03-29]	59.7	46.5
HF	Harbert Opportunistic Offshore Capital SPC Donerail SP 3	[2024-03-29]	1.5	6.6
RE	Harbert United States Real Estate Fund VIII LP	[2024-03-29]	224.0	173.5
RE	HSH II Parallel Fund II	2024-03-29		143.3
PE	Harbert Credit Solutions Fund V LP	[2023-03-30]	11.4	91.4
RE	Harbert European Real Estate Fund VI LP	[2023-03-30]	319.6	104.8
PE	Harbert Generate Co-Investment Fund II LP	[2023-03-30]	1.5	0.5
HF	Harbert Opportunistic Offshore Capital SPC - Donerail SP 2	[2023-03-30]	4.2	2.8
HF	Harbert Pioneer Fund LP	[2023-03-30]	50.8	59.3
PE	HCSF IV Parallel Fund	[2023-03-30]	249.4	11.5
RE	HSH II Parallel Fund	2023-03-30		46.7
RE	Husref VII Parallel Fund	[2023-03-30]	0.1	41.6
PE	Harbert Generate Co-Investment Fund LP	[2022-03-28]	265.0	191.9
VC	Harbert Growth Partners V LP	[2022-03-28]	115.3	109.9
RE	Harbert Parkside Co-Investor LP	[2022-03-28]	85.1	106.8
HF	Harbert Stoneview Co-Investment I LP	[2022-03-28]	39.9	26.4
RE	HEREF V Merlin Co-Investor LP	[2022-03-28]	153.4	217.7
HF	TDG Opportunities I LP	[2022-03-28]	32.9	69.5
HF	The Donerail Fund LP	[2022-03-28]	73.0	35.6
PE	Gotham Power Investors LLC	2021-03-31		621.4
PE	Harbert Infrastructure VI LP	[2021-03-31]	172.3	283.3
HF	Harbert Stoneview Opportunity Fund I LP	[2021-03-31]	13.7	1.6
RE	Husref VII RTC Co-Investor LP	[2021-03-31]	0.1	50.9
RE	Harbert CH Arizona Investor LP	[2020-03-26]	22.4	29.5
HF	Harbert Discovery Co-Investment Fund I LP	[2020-03-26]	12.0	2.0
RE	Harbert Seniors Housing Fund II LLC	[2020-03-26]	0.1	349.1
HF	Harbert Stoneview Fund LP	[2020-03-26]	90.0	11.4
RE	Harbert United States Real Estate Fund VII LP	[2020-03-26]	0.1	343.3
RE	Harbert Seniors Housing Fund II LP	[2019-03-28]	274.9	314.1
HF	Harbert Special Opportunities Fund	[2019-03-28]	12.7	12.9
PE	HCSF IV Parallel Fund A Sub-Fund of Harbert European Parallel Platform A Luxembourg SCSP Organized as A Reserved Alternative I	2019-03-28		11.8
PE	NM Harbert Astoria LLC	2019-03-28		48.1
PE	Harbert Credit Solutions Fund IV LP	[2018-03-29]	249.4	190.4
PE	Harbert European Growth Capital Fund II SCSP	[2018-03-29]	194.1	241.5
RE	Harbert European Real Estate Fund V LP	[2018-03-29]	579.9	467.2
RE	Hsh-Huskies Co-Investor II LP	[2018-03-29]	5.0	7.6
RE	Harbert United States Real Estate Fund VI LP	[2017-03-29]	345.8	138.2
RE	HSH-Aviva Co-Investor LP	2017-03-29		14.9
RE	Hsh-Colonial Co-Investor II LP	2017-03-29		5.7
RE	Hsh-Colonial Co-Investor I LP	2017-03-29		24.3
HF	Harbert Discovery Fund LP	[2016-03-30]	48.5	23.7
RE	Harbert European Real Estate Fund IV LP	[2016-03-30]	272.2	15.6
VC	Harbert Growth Partners IV LP	[2016-03-30]	76.8	123.2
PE	Harbert Power Fund V AIV LLC	2016-03-30		20.3
RE	Harbert Seniors Housing Fund I LP	[2016-03-30]	60.6	76.6
PE	HEGC Co-Investment I LP	2016-03-30		18.9
PE	Harbert Private Equity Fund III LLC	[2015-03-31]	24.9	30.4
PE	Gulf Pacific Power LLC	2014-03-25		2,113.0
HF	Harbert Asian Opportunities Master Fund Ltd	[2014-03-25]	25.4	27.2
PE	Harbert European Growth Capital Fund I LP	[2014-03-25]	132.1	60.4
RE	Harbert European Real Estate Fund II Parallel LP	2013-03-18		0.3
RE	Harbert European Real Estate - LH Co-Investment Fund I LP	2013-03-18		2.2
RE	Harbert European Real Estate - LS Co-Investment Fund I LP	2013-03-18		29.6
HF	Harbert Macro Master Fund	[2013-03-18]	25.1	25.2
PE	Harbert Power Fund V LLC	[2013-03-18]	246.7	117.5
RE	Harbert United States Real Estate Fund V LP	[2013-03-18]	109.9	5.1
RE	HERE Co-Investment Fund I LP	2013-03-18		172.3
RE	HEREF III OXIP I LP	2013-03-18		40.9
VC	ALD Co-Investor LLC	[2012-03-20]		0.0
PE	Harbert Australian Private Equity Fund I LP	[2012-03-20]	40.4	4.8
HF	Harbert Credit Opportunities Master Fund Ltd	[2012-03-20]	49.9	48.1
RE	Harbert European Real Estate Fund BV	2012-03-20		25.5
RE	Harbert European Real Estate Fund III LP	[2012-03-20]	66.5	27.2
RE	Harbert European Real Estate Fund II LP	2012-03-20		0.4
HF	Harbert Event Opportunities Master Fund Ltd	2012-03-20		83.6
Other	Harbert Independent Power Fund II LLC	2012-03-20		80.1
PE	Harbert Mezzanine Partners III LP	[2012-03-20]	40.5	41.0
PE	Harbert Mezzanine Partners II LP	2012-03-20		0.3
Other	Harbert Mezzanine Partners II SBIC LP	2012-03-20		4.6
PE	Harbert Power Fund III LLC	[2012-03-20]		189.4
Other	Harbert Power Fund IV LLC	[2012-03-20]	62.8	99.7
PE	Harbert Private Equity Fund II LLC	2012-03-20		4.8
RE	Harbert Real Estate Fund III LLC	2012-03-20		2.7
RE	Harbert United States Real Estate Fund IV LP	[2012-03-20]	103.7	13.7
HF	Harbert Value Master Fund Ltd	[2012-03-20]	184.1	82.8
VC	Harbert Venture Partners Annex Fund LLC	[2012-03-20]	0.3	0.2
VC	Harbert Venture Partners III LP	[2012-03-20]	76.8	16.0
VC	Harbert Venture Partners II LP	[2012-03-20]	56.3	0.7
VC	Harbert Venture Partners LLC	2012-03-20		2.9
Other	Harbinger Mezzanine Partners LP	2012-03-20		0.3
VC	NCON Co-Investor LLC	[2012-03-20]	3.0	3.8
PE	STX Co-Investor LP	2012-03-20		2.5

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	48	7.8
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	5	0.2
Total	53	8.0
By Discretionary
Discretionary	53	8.0
Non-Discretionary	0	0.0
Total	53	8.0
By Non-United States Persons
Non-United States Persons		8.0
United States Persons		0.0
Total	53	8.0

Limited Partners	2011 - 2025
California Public Employees' Retirement System

Form D Directors	# Filings	# Firms	2011 - 2025
Martin Byrne	129
Trinda Blackmore	42
Charles Miller	69
John McCullough	48
John Harrison	47
J Martin	32
John Scott	47
Raymond Harbert	24
J Travis Pritchett	18
Thomas Roberts III	18
View All

EDGAR Form	CIK	2011 - 2025
13F-HR	[0001616659]
3	[0001616659]
4	[0001616659]
SC 13D	[0001616659]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Harbert Fund Advisors Inc	Global Indemnity Group LLC	[2020-11-06]

Form 3/4/5 Subject	2011 - 2025
Harbert Management Corp
Bryant John F
Harbert Raymond J
Transact Technologies Inc
Harbert Fund Advisors Inc
Lucas Kenan
Harbert Discovery Fund GP LLC
Harbert Discovery Fund, LP
Qumu Corp
Harbert Discovery Co-Investment Fund I GP LLC
View All

Comparable Firms	State	AUM ($B)
Fidelity Diversifying Solutions LLC ✚	MA	9.7
PointState Capital LP ✚	NY	9.4
CAZ Investments LP ✚	TX	8.7
Taconic Capital Advisors LP ✚	NY	8.2
First Trust Capital Management LP ✚	IL	8.2
Highbridge Capital Management LLC ✚	NY	7.5
Galvanize Climate Solutions LLC ✚	CA	6.8
TIFF Advisory Services LLC ✚	PA	6.7
TRG Management LP ✚	NY	6.5
Avenue Capital Management II LP ✚	NY	6.4

Harbert Fund Advisors Inc

Assets, Funds, Holdings