Harbert Fund Advisors Inc

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Assets, Funds, Holdings

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Harbert Fund Advisors Inc
CRD #110577
SEC #801-55926
CIK #0001616659
AUM $8.0 B (2025-03-31)
Employees 147 (42% Investors, 0% Brokers)
Phone205-987-5500
Address2100 Third Avenue North, Ste 600
Birmingham, AL 35203
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]
Total AUM ($B)
25201510502000200820172026
Sector Form 13F Holdings Value ($M)
Liquidia Corp 3.2
Identive Group Inc 2.6
Infusystem Holdings Inc 2.6
Adherex Technologies Inc 2.4
Transact Technologies Inc 2.3
LOAR Holdings Inc 2.2
Accuray Inc 2.0
Streamline Health Solutions Inc 1.7
Amazon Com Inc 0.3
Microsoft Corp 0.3
View All
Holdings by Sector ($M)
4003202401608002014201820222026
Type Form D Funds Date Sold ($M) AUM ($M)
PE Golden SWAG LLC 2025-03-31 264.5
PE Gotham Power Investors LLC 2025-03-31 891.5
RE Harbert Hamburg Co-Investor LP [2025-03-31] 40.5 35.5
PE Harbert Infrastructure Fund VII LP 2025-03-31 0.0
RE Harbert Seniors Housing Fund III LP 2025-03-31 0.0
RE HERE Co-Investment Fund I 2025-03-31 4.4
RE HEREF VI - Skyfall Co-Investor 2025-03-31 71.5
VC HGP IV Co-Investor LP 2025-03-31 12.8
RE HMC Dublin Co-Investor LP 2025-03-31 17.1
RE Hsh-Colonial Co-Investor II LP 2025-03-31 0.1
View All
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 48 7.8
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 5 0.2
Total 53 8.0
By Discretionary
Discretionary 53 8.0
Non-Discretionary 0 0.0
Total 53 8.0
By Non-United States Persons
Non-United States Persons 8.0
United States Persons 0.0
Total 53 8.0
Limited Partners2011 - 2025
California Public Employees' Retirement System
Form D Directors # Filings # Firms 2011 - 2025
Martin Byrne 129
Trinda Blackmore 42
Charles Miller 69
John McCullough 48
John Harrison 47
J Martin 32
John Scott 47
Raymond Harbert 24
Thomas Roberts III 18
J Travis Pritchett 18
Michael White 16
None Harbert Management Corporation 16
Harbert Fund Advisors Inc 11
Sonja Keeton 5
Wayne Hunter 33
Michael Luce 18
Raymond Harbert Jr 15
William Brooke 14
Jonpaul Momsen 13
David Boutwell 13
Todd Jordan 12
Harbert Management Corporation 11
J Pritchett 10
John Bryant 8
David Bateman 6
Adam Krug 6
Joel Piassick 5
Kevin McGovern 5
The Donerail Group LP 5
Gregory Jordan 4
Wayne Nelson 4
Patrick Molony 4
Harbert Venture Partners II GP LLC 3
Ralph Ferguson III 3
None Harbert Generate CoInvestment GP II LLC 2
Kenan Lucas 2
None Hmcvirginia Inc 2
Harbert Value Fund GP LLC 2
Jeffrey Seidman 2
Claude Estes 2
Brian Landrum 3
Trent Johnson 3
Scott ODonnell 2
Harbert Stoneview Fund GP LLC 2
None Hsh I GP LLC 2
The Harbert Donerail Fund GP LLC 2
None Hmc Investors LLC 2
None Harbert US Real Estate Fund VIII GP LLC 2
Harbert Macro Fund GP LLC 1
William Wyatt 1
Harbert European Real Estate Fund III GP LLC 1
Harbert Seniors Housing Fund II LP NA 1
None HEREF V Merlin Coinvestor GP Llp 1
None Harbert Ch Arizona GP LLC 1
Harbert Discovery Fund GP LLC 1
Harbert Discovery Co-Investment Fund I GP LLC 1
Phillip Torres 1
Harbert Venture Partners III GP LLC 1
Harbert Power MM IV LLC 1
None Hsh II GP LLC 1
Harbert European Growth Capital GP LLC 1
Harbert Fund Advisers Inc 1
Robert Bourguin 1
Husref VII Parallel Fund NA 1
Peter Besold 1
None Harbert Parkside Coinvestor GP LLC 1
G Lassiter 1
None Hcsf V GP LLC 1
None Hcsf IV GP LLC 1
Ralph Ferguson 1
HMC- Virginia Inc 1
None Harbert US Real Estate Fund VI GP LLC 1
Harbert US Real Estate Fund VII Feeder LP NA 1
Husref VII RTC Co-Investor 1 LP 1
None Harbert Generate CoInvestment GP LLC 1
Harbert Microcap Partners Fund GP LLC 1
HMP III SBIC GP LLC 1
Jack Bryant 1
Harbert US Real Estate Fund IV GP LLC 1
None HEREF IV GP LLC 1
TDG Opportunities 1 GP LLC 1
None Harbert Growth Partners V GP LLC 1
None Harbert Special Opportunity Fund GP LLC 1
None Harbert Management Corporataion 1
Harbert Stoneview Opportunity Fund I GP LLC 1
None Hegcf II GP Sarl 1
None Harbert US Real Estate Fund V GP LLC 1
None HEREF VI GP Llp 1
Harbert European Real Estate Fund GP LLC 1
Harbert Power MM V LLC 1
HIF VI GP LLC 1
Todd Nunnelley 1
Harbert Pioneer Fund GP LLC 1
Johan Kampe 1
EDGAR Form CIK 2011 - 2025
13F-HR [0001616659]
3 [0001616659]
4 [0001616659]
SC 13D [0001616659]
Form 13D/13G Filer Form 13D/13G Subject Filed
Harbert Fund Advisors Inc Global Indemnity Group LLC [2020-11-06]
Form 3/4/5 Subject 2011 - 2025
Harbert Management Corp
Bryant John F
Harbert Raymond J
Transact Technologies Inc
Harbert Fund Advisors Inc
Lucas Kenan
Harbert Discovery Fund GP LLC
Harbert Discovery Fund, LP
Qumu Corp
Harbert Discovery Co-Investment Fund I GP LLC
View All
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