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| Harbert Fund Advisors LLC
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|---|---|
| CRD # | 110577 |
| SEC # | 801-55926 |
| CIK # | 0001616659 |
| AUM | 7,820.7 M (2026-03-31) |
| Employees | 147 (42% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 205-987-5500 |
| Address | 2100 Third Avenue North, Ste 600 Birmingham, AL 35203 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Identive Group Inc | 2.7 | ||
| Transact Technologies Inc | 0.3 | ||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Harbert Crossover Fund LP | 2026-03-31 | 27.7 M | |
| PE | HPF VII Parallel Fund LP | [2026-03-31] | 218.8 M | 13.7 M |
| Filed 2025-10-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Golden SWAG LLC | 2025-03-31 | 235.2 M | |
| PE | Gotham Power Investors LLC | 2025-03-31 | 887.9 M | |
| RE | Harbert Hamburg Co-Investor LP | [2025-03-31] | 40.5 M | 49.9 M |
| Filed 2024-09-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Harbert Power Fund VII LP | [2025-03-31] | 218.8 M | 126.7 M |
| Filed 2025-10-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| RE | Harbert Seniors Housing Fund III LP | 2025-03-31 | ||
| RE | Here Co-Investment Fund I | 2025-03-31 | 4.4 M | |
| RE | HEREF VI - Skyfall Co-Investor LP | 2025-03-31 | 102.2 M | |
| VC | HGP IV Co-Investor LP | 2025-03-31 | 6.5 M | |
| RE | HMC Dublin Co-Investor LP | 2025-03-31 | 17.1 M | |
| RE | HSH-Colonial Co-Investor II LP | 2025-03-31 | 0.1 M | |
| RE | HSH-Colonial Co-Investor I LP | 2025-03-31 | 0.5 M | |
| RE | HSH Playa Co-Investor LP | 2025-03-31 | 36.7 M | |
| PE | Israel Generate Co-Investment Fund LP | 2025-03-31 | 11.8 M | |
| HF | Harbert 6Beacon Fund LP | [2024-03-29] | 59.7 M | 46.5 M |
| Filed 2024-12-13 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Harbert Opportunistic Offshore Capital SPC Donerail SP 3 | [2024-03-29] | 1.5 M | 6.6 M |
| Filed 2023-10-02 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | Harbert United States Real Estate Fund VIII LP | [2024-03-29] | 224.0 M | 205.5 M |
| Offered $750,000,000 · Filed 2024-04-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $526,000,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | HSH II Parallel Fund II | 2024-03-29 | 179.2 M | |
| PE | Harbert Credit Solutions Fund V LP | [2023-03-30] | 11.4 M | 100.0 M |
| Filed 2024-05-17 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | Harbert European Real Estate Fund VI LP | [2023-03-30] | 319.6 M | 257.8 M |
| Filed 2023-11-21 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Harbert Generate Co-Investment Fund II LP | [2023-03-30] | 1.5 M | 0.5 M |
| Filed 2023-01-11 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Harbert Opportunistic Offshore Capital SPC - Donerail SP 2 | [2023-03-30] | 4.2 M | 2.8 M |
| Filed 2022-06-01 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Harbert Pioneer Fund LP | [2023-03-30] | 50.8 M | 59.3 M |
| Filed 2025-06-06 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | HCSF IV Parallel Fund | [2023-03-30] | 249.4 M | 11.7 M |
| Offered $300,000,000 · Filed 2019-05-03 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining $50,562,500 · Duration More than one year · Finder's Fee $256,000 · Net Assets Decline to Disclose | ||||
| RE | HSH II Parallel Fund | 2023-03-30 | 58.3 M | |
| RE | Husref VII Parallel Fund | [2023-03-30] | 0.1 M | 38.4 M |
| Offered $125,000 · Filed 2019-12-27 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000 · Duration One year or less · Commission $6,250 · Revenue Decline to Disclose | ||||
| PE | Harbert Generate Co-Investment Fund LP | [2022-03-28] | 265.0 M | 138.8 M |
| Filed 2021-07-09 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| VC | Harbert Growth Partners V LP | [2022-03-28] | 115.3 M | 140.1 M |
| Filed 2022-02-09 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | Harbert Parkside Co-Investor LP | [2022-03-28] | 85.1 M | 108.1 M |
| Filed 2021-10-06 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Harbert Stoneview Co-Investment I LP | [2022-03-28] | 39.9 M | 26.4 M |
| Filed 2024-08-09 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | HEREF V Merlin Co-Investor LP | [2022-03-28] | 153.4 M | 217.7 M |
| Filed 2021-04-01 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | TDG Opportunities I LP | [2022-03-28] | 32.9 M | 69.5 M |
| Filed 2022-07-13 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | The Donerail Fund LP | [2022-03-28] | 73.0 M | 35.6 M |
| Filed 2023-02-21 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Gotham Power Investors LLC | 2021-03-31 | 621.4 M | |
| PE | Harbert Infrastructure Fund VI LP | [2021-03-31] | 172.3 M | 238.7 M |
| Offered $700,000,000 · Filed 2022-02-09 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $527,700,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Harbert Stoneview Opportunity Fund I LP | [2021-03-31] | 13.7 M | 1.6 M |
| Filed 2024-07-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | Husref VII RTC Co-Investor LP | [2021-03-31] | 0.1 M | 31.6 M |
| Offered $125,000 · Filed 2020-12-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000 · Duration One year or less · Commission $6,250 · Revenue Decline to Disclose | ||||
| RE | Harbert CH Arizona Investor LP | [2020-03-26] | 22.4 M | 27.9 M |
| Filed 2020-11-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Harbert Discovery Co-Investment Fund I LP | [2020-03-26] | 12.0 M | 1.9 M |
| Filed 2021-04-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | Harbert Seniors Housing Fund II LLC | [2020-03-26] | 0.1 M | 349.1 M |
| Offered $125,000 · Filed 2019-12-27 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000 · Duration One year or less · Commission $6,250 · Revenue Decline to Disclose | ||||
| HF | Harbert Stoneview Fund LP | [2020-03-26] | 90.0 M | 2.6 M |
| Filed 2022-10-07 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | Harbert United States Real Estate Fund VII LP | [2020-03-26] | 0.1 M | 317.0 M |
| Offered $125,000 · Filed 2019-12-27 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000 · Duration One year or less · Commission $6,250 · Revenue Decline to Disclose | ||||
| RE | Harbert Seniors Housing Fund II LP | [2019-03-28] | 274.9 M | 392.9 M |
| Filed 2019-12-27 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $50,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Harbert Special Opportunities Fund | [2019-03-28] | 12.7 M | 12.9 M |
| Filed 2019-05-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | HCSF IV Parallel Fund A Sub-Fund of Harbert European Parallel Platform A Luxembourg SCSP Organized as A Reserved Alternative I | 2019-03-28 | 11.8 M | |
| PE | NM Harbert Astoria LLC | 2019-03-28 | 48.1 M | |
| PE | Harbert Credit Solutions Fund IV LP | [2018-03-29] | 249.4 M | 191.0 M |
| Offered $300,000,000 · Filed 2019-05-03 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining $50,562,500 · Duration More than one year · Finder's Fee $256,000 · Net Assets Decline to Disclose | ||||
| PE | Harbert European Growth Capital Fund II SCSP | [2018-03-29] | 194.1 M | 241.5 M |
| Offered $291,898,000 · Filed 2018-08-09 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $97,832,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | Harbert European Real Estate Fund V LP | [2018-03-29] | 579.9 M | 358.3 M |
| Filed 2018-12-27 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $60,297 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | HSH-Huskies Co-Investor II LP | [2018-03-29] | 5.0 M | 7.6 M |
| Filed 2017-03-29 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| RE | Harbert United States Real Estate Fund VI LP | [2017-03-29] | 345.8 M | 117.1 M |
| Offered $500,000,000 · Filed 2017-03-03 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $154,154,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | HSH-Aviva Co-Investor LP | 2017-03-29 | 14.9 M | |
| RE | HSH-Colonial Co-Investor II LP | 2017-03-29 | 5.7 M | |
| RE | HSH-Colonial Co-Investor I LP | 2017-03-29 | 24.3 M | |
| HF | Harbert Discovery Fund LP | [2016-03-30] | 48.5 M | 5.5 M |
| Filed 2024-11-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | Harbert European Real Estate Fund IV LP | [2016-03-30] | 272.2 M | 17.4 M |
| Offered $850,480,000 · Filed 2016-04-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,631,000 · Remaining $578,253,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| VC | Harbert Growth Partners IV LP | [2016-03-30] | 76.8 M | 77.8 M |
| Offered $125,000,000 · Filed 2012-04-16 (D/A) · Exemption 506 · Minimum $500,000 · Remaining $48,150,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Harbert Power Fund V AIV LLC | 2016-03-30 | 19.7 M | |
| RE | Harbert Seniors Housing Fund I LP | [2016-03-30] | 60.6 M | 82.2 M |
| Filed 2017-01-27 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | HEGC Co-Investment I LP | 2016-03-30 | 18.9 M | |
| PE | Harbert Private Equity Fund III LLC | [2015-03-31] | 24.9 M | 30.4 M |
| Filed 2014-03-14 (D) · Exemption 506(b) · Minimum $500,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Gulf Pacific Power LLC | 2014-03-25 | 2,113.0 M | |
| HF | Harbert Asian Opportunities Master Fund Ltd | [2014-03-25] | 25.4 M | 27.2 M |
| Filed 2014-05-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Harbert European Growth Capital Fund I LP | [2014-03-25] | 132.1 M | 60.4 M |
| Filed 2015-05-11 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| RE | Harbert European Real Estate Fund II Parallel LP | 2013-03-18 | 0.3 M | |
| RE | Harbert European Real Estate - LH Co-Investment Fund I LP | 2013-03-18 | 2.2 M | |
| RE | Harbert European Real Estate - LS Co-Investment Fund I LP | 2013-03-18 | 29.6 M | |
| HF | Harbert Macro Master Fund | [2013-03-18] | 25.1 M | 25.2 M |
| Filed 2015-01-13 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Harbert Power Fund V LLC | [2013-03-18] | 246.7 M | 120.1 M |
| Filed 2014-02-10 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| RE | Harbert United States Real Estate Fund V LP | [2013-03-18] | 109.9 M | 6.2 M |
| Offered $300,000,000 · Filed 2013-12-13 (D/A) · Exemption 506(b) · Remaining $190,100,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | Here Co-Investment Fund I LP | 2013-03-18 | 172.3 M | |
| RE | HEREF III OXIP I LP | 2013-03-18 | 40.9 M | |
| VC | ALD Co-Investor LLC | [2012-03-20] | 0.0 M | |
| PE | Harbert Australian Private Equity Fund I LP | [2012-03-20] | 40.4 M | 4.8 M |
| Offered $100,000,000 · Filed 2010-09-28 (D/A) · Exemption 506 · Remaining $59,561,578 · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | Harbert Credit Opportunities Master Fund Ltd | [2012-03-20] | 49.9 M | 48.1 M |
| Filed 2012-02-10 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | Harbert European Real Estate Fund BV | 2012-03-20 | 25.5 M | |
| RE | Harbert European Real Estate Fund III LP | [2012-03-20] | 66.5 M | 27.2 M |
| Filed 2012-05-07 (D/A) · Exemption 506, 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | Harbert European Real Estate Fund II LP | 2012-03-20 | 0.4 M | |
| HF | Harbert Event Opportunities Master Fund Ltd | 2012-03-20 | 83.6 M | |
| Other | Harbert Independent Power Fund II LLC | 2012-03-20 | 80.1 M | |
| PE | Harbert Mezzanine Partners III LP | [2012-03-20] | 40.5 M | 23.2 M |
| Offered $75,000,000 · Filed 2013-01-24 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $250,000 · Remaining $34,450,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Harbert Mezzanine Partners II LP | 2012-03-20 | 0.2 M | |
| Other | Harbert Mezzanine Partners II SBIC LP | 2012-03-20 | 10.4 M | |
| PE | Harbert Power Fund III LLC | [2012-03-20] | 189.4 M | |
| Other | Harbert Power Fund IV LLC | [2012-03-20] | 62.8 M | 99.7 M |
| Offered $300,000,000 · Filed 2010-09-22 (D) · Exemption 506, 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining $237,200,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Harbert Private Equity Fund II LLC | 2012-03-20 | 4.8 M | |
| RE | Harbert Real Estate Fund III LLC | 2012-03-20 | 2.7 M | |
| RE | Harbert United States Real Estate Fund IV LP | [2012-03-20] | 103.7 M | 13.7 M |
| Filed 2011-05-12 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Harbert Value Master Fund Ltd | [2012-03-20] | 184.1 M | 82.8 M |
| Filed 2017-11-09 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| VC | Harbert Venture Partners Annex Fund LLC | [2012-03-20] | 0.3 M | 0.2 M |
| Offered $7,750,000 · Filed 2009-06-12 (D) · Exemption 506 · Remaining $7,425,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | Harbert Venture Partners III LP | [2012-03-20] | 76.8 M | 11.6 M |
| Offered $125,000,000 · Filed 2012-04-16 (D/A) · Exemption 506 · Minimum $500,000 · Remaining $48,150,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | Harbert Venture Partners II LP | [2012-03-20] | 56.3 M | 0.7 M |
| Offered $150,000,000 · Filed 2009-11-10 (D/A) · Exemption 506 · Minimum $100,000 · Remaining $93,725,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | Harbert Venture Partners LLC | 2012-03-20 | 2.9 M | |
| Other | Harbinger Mezzanine Partners LP | 2012-03-20 | 0.3 M | |
| VC | NCON Co-Investor LLC | [2012-03-20] | 3.0 M | 3.8 M |
| Offered $3,006,925 · Filed 2010-11-18 (D) · Exemption 506 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | STX Co-Investor LP | 2012-03-20 | 2.5 M | |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 44 | 7.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 44 | 7.8 |
| By Discretionary | ||
| Discretionary | 44 | 7.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 44 | 7.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 7.8 | |
| United States Persons | 0.0 | |
| Total | 44 | 7.8 |
| Limited Partners | 2011 - 2026 |
|---|---|
| California Public Employees' Retirement System |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Martin Byrne | Director | 130 | 21 | |
| Trinda Blackmore | Director | 44 | 14 | |
| John Harrison | Director, Executive Officer | 48 | 4 | |
| J Martin | Executive Officer | 32 | 4 | |
| Charles Miller | Executive Officer | 69 | 3 | |
| John McCullough | Director, Executive Officer | 53 | 3 | |
| John Scott | Director | 51 | 3 | |
| Thomas Roberts III | Executive Officer | 18 | 3 | |
| Shawn Kravetz | Executive Officer | 4 | 3 | |
| Wayne Hunter | Executive Officer | 34 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001616659] | |
| 3 | [0001616659] | |
| 4 | [0001616659] | |
| SC 13D | [0001616659] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Harbert Fund Advisors Inc | Global Indemnity Group LLC | [2020-11-06] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $2.1B |
| Clients | 2 (100 non-US) |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity, Real Estate |
| Related People Network |
|---|
| 83 people file Form D offerings alongside this firm's people, tied to 6 other firms through shared filers. |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Qumu Corp QUMU
Common Stock, $0.01 par value
|
2021-08-13 | Buy | 87,885 | $2.48 | 217,955 |
|
Qumu Corp QUMU
Common Stock, $0.01 par value
|
2021-08-12 | Buy | 65,378 | $2.50 | 163,445 |
|
Qumu Corp QUMU
Common Stock, $0.01 par value
|
2021-08-11 | Buy | 175,000 | $2.44 | 427,000 |
|
ENZO Biochem Inc ENZ
Common Stock
|
2021-03-16 | Sell | 100,000 | $4.54 | 454,000 |
|
ENZO Biochem Inc ENZ
Common Stock
|
2021-03-16 | Sell | 200,000 | $4.70 | 940,000 |
|
ENZO Biochem Inc ENZ
"Common Stock, $0.01 par value (""Common Stock"")"
|
2021-03-15 | Sell | 100,000 | $4.75 | 475,000 |
|
ENZO Biochem Inc ENZ
Common Stock
|
2021-03-15 | Sell | 44,768 | $5.00 | 223,840 |
|
Perceptron Inc/MI PRCP
Common Stock, $0.01 par value
|
2020-12-21 | Disposed to issuer | 987,091 | $7.00 | 6,909,637 |
|
Perceptron Inc/MI PRCP
Director Stock Option (Right to Buy) · derivative
|
2020-12-21 | Disposed to issuer | 8,000 | ||
|
Perceptron Inc/MI PRCP
Common Stock, $0.01 par value
|
2020-12-21 | Disposed to issuer | 34,086 | $7.00 | 238,602 |
|
Perceptron Inc/MI PRCP
Common Stock, $0.01 par value
|
2020-12-01 | Grant | 2,618 | $6.97 | 18,247 |
|
Perceptron Inc/MI PRCP
Common Stock, $0.01 par value
|
2020-09-01 | Grant | 4,284 | $4.26 | 18,250 |
|
Perceptron Inc/MI PRCP
Common Stock, $0.01 par value
|
2020-06-01 | Grant | 4,662 | $3.11 | 14,499 |
|
Perceptron Inc/MI PRCP
Common Stock, $0.01 par value
|
2020-03-02 | Grant | 3,172 | $4.57 | 14,496 |
|
Perceptron Inc/MI PRCP
Common Stock, $0.01 par value
|
2019-12-02 | Grant | 3,777 | $4.50 | 16,996 |
|
Qumu Corp QUMU
Common Stock, $0.01 par value
|
2019-11-07 | Buy | 100,000 | $2.50 | 250,000 |
|
Perceptron Inc/MI PRCP
Common Stock, $0.01 par value
|
2019-09-03 | Grant | 3,222 | $4.50 | 14,499 |
|
ENZO Biochem Inc ENZ
Common Stock
|
2019-08-20 | Buy | 9,700 | $3.11 | 30,167 |
|
ENZO Biochem Inc ENZ
"Common Stock, $0.01 par value (""Common Stock"")"
|
2019-08-16 | Buy | 22,800 | $3.06 | 69,768 |
|
ENZO Biochem Inc ENZ
Common Stock
|
2019-07-23 | Buy | 409,200 | $3.65 | 1,493,580 |
| showing 20 of 36 most recent transactions | |||||
| Comparable Firms | State | AUM |
|---|---|---|
|
TIFF Advisory Services LLC
✚
|
PA | 8,615.7 M |
|
Highbridge Capital Management LLC
✚
|
NY | 7,552.2 M |
|
Invictus Capital Management LP
✚
|
DC | 7,252.8 M |
|
Galvanize Climate Solutions LLC
✚
|
CA | 6,977.9 M |
|
Abacus Capital Group LLC
✚
|
NY | 6,877.0 M |
|
TRG Management LP
✚
|
NY | 6,717.9 M |
|
BMO Asset Management Corp
✚
|
IL | 6,176.4 M |
|
GID Multifamily Investment Management LLC
✚
|
GA | 5,892.6 M |
|
Investcorp Investment Advisers LLC
✚
|
NY | 5,528.0 M |
|
ZAIS Group LLC
✚
|
NJ | 5,255.2 M |