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| Harbert Fund Advisors LLC
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|---|---|
| CRD # | 110577 |
| SEC # | 801-55926 |
| CIK # | 0001616659 |
| AUM | $7.8 B (2026-03-31) |
| Employees | 147 (42% Investors, 0% Brokers) |
| Phone | 205-987-5500 |
| Address | 2100 Third Avenue North, Ste 600 Birmingham, AL 35203 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Identive Group Inc | 2.7 | ||
| Transact Technologies Inc | 0.3 | ||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | Harbert Crossover Fund LP | 2026-03-31 | 27.7 | |
| PE | HPF VII Parallel Fund LP | [2026-03-31] | 218.8 | 13.7 |
| Filed 2025-10-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Golden SWAG LLC | 2025-03-31 | 235.2 | |
| PE | Gotham Power Investors LLC | 2025-03-31 | 887.9 | |
| RE | Harbert Hamburg Co-Investor LP | [2025-03-31] | 40.5 | 49.9 |
| Filed 2024-09-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Harbert Power Fund VII LP | [2025-03-31] | 218.8 | 126.7 |
| Filed 2025-10-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| RE | Harbert Seniors Housing Fund III LP | 2025-03-31 | 0.0 | |
| RE | HERE Co-Investment Fund I | 2025-03-31 | 4.4 | |
| RE | HEREF VI - Skyfall Co-Investor LP | 2025-03-31 | 102.2 | |
| VC | HGP IV Co-Investor LP | 2025-03-31 | 6.5 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 44 | 7.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 44 | 7.8 |
| By Discretionary | ||
| Discretionary | 44 | 7.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 44 | 7.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 7.8 | |
| United States Persons | 0.0 | |
| Total | 44 | 7.8 |
| Limited Partners | 2011 - 2026 |
|---|---|
| California Public Employees' Retirement System |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Martin Byrne | Director | 130 | 21 | |
| Trinda Blackmore | Director | 44 | 14 | |
| John Harrison | Director, Executive Officer | 48 | 4 | |
| J Martin | Executive Officer | 32 | 4 | |
| Charles Miller | Executive Officer | 69 | 3 | |
| John McCullough | Director, Executive Officer | 53 | 3 | |
| John Scott | Director | 51 | 3 | |
| Thomas Roberts III | Executive Officer | 18 | 3 | |
| Shawn Kravetz | Executive Officer | 4 | 3 | |
| Wayne Hunter | Executive Officer | 34 | 2 | |
| Raymond Harbert | Executive Officer | 24 | 2 | |
| J Travis Pritchett | Executive Officer | 23 | 2 | |
| Raymond Harbert Jr | Executive Officer | 20 | 2 | |
| Michael Luce | Executive Officer | 18 | 2 | |
| Michael White | Executive Officer | 16 | 2 | |
| None Harbert Management Corporation | Executive Officer, Promoter | 16 | 2 | |
| William Brooke | Executive Officer | 14 | 2 | |
| David Boutwell | Executive Officer | 13 | 2 | |
| Jonpaul Momsen | Director, Executive Officer | 13 | 2 | |
| Todd Jordan | Director, Executive Officer | 12 | 2 | |
| Harbert Management Corporation | Director, Executive Officer | 11 | 2 | |
| Harbert Fund Advisors Inc | Executive Officer | 11 | 2 | |
| J Pritchett | Director, Executive Officer | 10 | 2 | |
| John Bryant | Executive Officer | 8 | 2 | |
| Kevin McGovern | Director | 6 | 2 | |
| Adam Krug | Director, Executive Officer | 6 | 2 | |
| David Bateman | Director | 6 | 2 | |
| Claude Estes | Executive Officer | 6 | 2 | |
| Wayne Nelson | Promoter | 5 | 2 | |
| Joel Piassick | Executive Officer | 5 | 2 | |
| Sonja Keeton | Executive Officer | 5 | 2 | |
| The Donerail Group LP | Executive Officer | 5 | 2 | |
| Patrick Molony | Executive Officer, Promoter | 4 | 2 | |
| Gregory Jordan | Executive Officer | 4 | 2 | |
| Ralph Ferguson III | Executive Officer | 3 | 2 | |
| Harbert Venture Partners II GP LLC | Executive Officer | 3 | 2 | |
| None Hpf VII GP LLC | Executive Officer | 3 | 2 | |
| Kenan Lucas | Executive Officer | 2 | 2 | |
| Jeffrey Seidman | Executive Officer | 2 | 2 | |
| Jamison Yaffa | Executive Officer | 2 | 2 | |
| Harbert Value Fund GP LLC | Executive Officer | 2 | 2 | |
| None Hmcvirginia Inc | Executive Officer | 2 | 2 | |
| David Donohue | Executive Officer | 2 | 2 | |
| William Wyatt | Executive Officer | 2 | 2 | |
| None Harbert Generate CoInvestment GP II LLC | Executive Officer | 2 | 2 | |
| Brian Landrum | Executive Officer | 3 | 1 | |
| Trent Johnson | Executive Officer | 3 | 1 | |
| None Hsh I GP LLC | Executive Officer | 2 | 1 | |
| None Harbert US Real Estate Fund VIII GP LLC | Executive Officer | 2 | 1 | |
| The Harbert Donerail Fund GP LLC | Executive Officer | 2 | 1 | |
| None Hmc Investors LLC | Executive Officer | 2 | 1 | |
| Scott ODonnell | Executive Officer | 2 | 1 | |
| Harbert Stoneview Fund GP LLC | Executive Officer | 2 | 1 | |
| HMP III SBIC GP LLC | Executive Officer | 1 | 1 | |
| TDG Opportunities 1 GP LLC | Executive Officer | 1 | 1 | |
| None Harbert Growth Partners V GP LLC | Executive Officer | 1 | 1 | |
| Harbert Macro Fund GP LLC | Executive Officer | 1 | 1 | |
| None Harbert Special Opportunity Fund GP LLC | Executive Officer | 1 | 1 | |
| Harbert European Real Estate Fund GP LLC | Promoter | 1 | 1 | |
| 6Beacon Capital GP LLC | Executive Officer | 1 | 1 | |
| Johan Kampe | Director | 1 | 1 | |
| Harbert European Real Estate Fund III GP LLC | Promoter | 1 | 1 | |
| None HEREF VI GP Llp | Executive Officer | 1 | 1 | |
| Harbert Seniors Housing Fund II LP NA | Promoter | 1 | 1 | |
| None Harbert Ch Arizona GP LLC | Executive Officer | 1 | 1 | |
| Harbert Discovery Fund GP LLC | Executive Officer | 1 | 1 | |
| None HEREF V Merlin Coinvestor GP Llp | Executive Officer | 1 | 1 | |
| Harbert Power MM IV LLC | Executive Officer | 1 | 1 | |
| Todd Nunnelley | Executive Officer | 1 | 1 | |
| None Hsh II GP LLC | Executive Officer | 1 | 1 | |
| Harbert Venture Partners III GP LLC | Executive Officer | 1 | 1 | |
| Harbert Fund Advisers Inc | Executive Officer | 1 | 1 | |
| None Harbert European Real Estate Fund V GP LLC | Executive Officer | 1 | 1 | |
| Harbert European Growth Capital GP LLC | Director | 1 | 1 | |
| HIF VI GP LLC | Executive Officer | 1 | 1 | |
| Phillip Torres | Executive Officer | 1 | 1 | |
| Harbert Discovery Co-Investment Fund I GP LLC | Executive Officer | 1 | 1 | |
| Harbert Power MM V LLC | Executive Officer | 1 | 1 | |
| Harbert US Real Estate Fund VII Feeder LP NA | Promoter | 1 | 1 | |
| Husref VII RTC Co-Investor 1 LP | Director | 1 | 1 | |
| None Harbert Generate CoInvestment GP LLC | Executive Officer | 1 | 1 | |
| None Harbert Parkside Coinvestor GP LLC | Executive Officer | 1 | 1 | |
| G Lassiter | Executive Officer | 1 | 1 | |
| Peter Besold | Executive Officer | 1 | 1 | |
| Robert Bourguin | Director | 1 | 1 | |
| Husref VII Parallel Fund NA | Promoter | 1 | 1 | |
| HMC- Virginia Inc | Executive Officer | 1 | 1 | |
| None Harbert US Real Estate Fund VI GP LLC | Executive Officer | 1 | 1 | |
| None Hcsf V GP LLC | Executive Officer | 1 | 1 | |
| None Hcsf IV GP LLC | Executive Officer | 1 | 1 | |
| Ralph Ferguson | Executive Officer | 1 | 1 | |
| None Harbert US Real Estate Fund V GP LLC | Executive Officer | 1 | 1 | |
| None Harbert Management Corporataion | Executive Officer | 1 | 1 | |
| Harbert Stoneview Opportunity Fund I GP LLC | Executive Officer | 1 | 1 | |
| None Hegcf II GP Sarl | Executive Officer | 1 | 1 | |
| Harbert Pioneer Fund GP LLC | Executive Officer | 1 | 1 | |
| Jack Bryant | Executive Officer | 1 | 1 | |
| Harbert US Real Estate Fund IV GP LLC | Promoter | 1 | 1 | |
| None HEREF IV GP LLC | Executive Officer | 1 | 1 | |
| Harbert 6Beacon Fund GP LLC | Executive Officer | 1 | 1 | |
| Harbert Microcap Partners Fund GP LLC | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001616659] | |
| 3 | [0001616659] | |
| 4 | [0001616659] | |
| SC 13D | [0001616659] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Harbert Fund Advisors Inc | Global Indemnity Group LLC | [2020-11-06] |
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