Harold W Dance Inc

Item 5
Standard Fee Structure
Except in a case where the fee is waived or an alternative fee rate or structure is negotiated, the annual fee for
HDI’s portfolio management services will be charged as a percentage of assets under management (hereafter
“AUM”) ranging from 0.25% annually (0.0625% quarterly) to 1.00% annually (0.25% quarterly).
In some cases, the same or similar services may be obtained for a lower total fee. Clients should consider all
other options, including investing on a commission basis through a B-D, prior to establishing an investment
advisory account through HDI.
In addition to AUM fees, clients may be subject to brokerage and other transactional costs, which will be paid
directly to the brokerage firm associated with the particular investment advisory account, which firm also serves
as custodian of the account, and is separate, independent, and not affiliated with HDI (see Brokerage Practices,

Item 7
Harold Dance Investments will provide advisory services to various types of clients, including individuals, trusts,
charitable organizations, and corporations or other business entities. The majority of HDI’s RIA clients are
expected to be individuals seeking portfolio management services for their personal accounts. HDI does not
impose a minimum dollar value of assets or other condition for starting or maintaining an account. However,
HDI may decline to enter into an RIA agreement or terminate an existing relationship if it determines that such a
course of action is in the best interest of the firm.

Methods of Analysis, Investment Strategies and Risk of Loss