Hartford Investment Management Company

ITEM 5: FEES AND COMPENSATION
A. Advisory Fees and Compensation
   HIMCO typically receives a percentage of assets under management as compensation for its advisory
   services. HIMCO’s standard fee schedules for unaffiliated clients in principal strategies are provided
   below. Fee schedules for different styles of investment management will vary depending on research
   intensity, degree of active management and size of the account. HIMCO, from time to time, negotiates
   terms and charges different fees for certain accounts based on a client’s particular needs, goals, risk
   tolerance, servicing requirements, and other factors unique to the client or their mandate. Fee
   schedules change over time and thus accounts with differing inception dates can have different fee
   schedules. HIMCO retains the right to enter into agreements where the fees charged for a particular
   account will be the lowest fees charged for a given strategy. Clients that negotiate fees with differing
   breakpoints than those outlined in the standard fee schedules below could end up paying a higher or
   lower fee than that set forth below due to fluctuations in the client's assets under management and/or
   account performance.
   HIMCO’s standard fee schedules for unaffiliated clients in principal strategies are as follows. See Item
   7 for minimum account sizes.

    Asset Class          Principal Strategy                        Assets                       Fee (basis points)
    Fixed Income         Core Fixed Income                         First $75 million            25
                                                                   Next $100 million            20
                                                                   Next $300 million            18.5
    Fixed Income         High Quality High Yield                   First $25 million            50
                                                                   Next $75 million             40
                                                                   Next $100 million            35
                                                                   Over $200 million            Negotiable
    Fixed Income         Intermediate Duration Core Insurance      N/A                          20
    Fixed Income         Long Duration Corporate Fixed Income      First $25 million            30
                                                                   Next $75 million             25
                                                                   Over $100 million            20
    Fixed Income         Passive U.S. Aggregate Bond Index         First $100 million           15
                                                                   Next $400 million            7
                                                                   Over $500 million            5
    Fixed Income         Short Duration                            First $75 million            20
                                                                   Next $100 million            15
    Equity               Indexed Large Cap Equity                  First $100 million           12.5
                                                                   Next $150 million            5
                                                                   Over $250 million            3
    Alternative Assets   Asset Backed Lending
                                                                     Fees for alternative asset investment services are
    Alternative Assets   Commercial Mortgage Loans                   dependent upon the structure and nature of the
                                                                     investment. Fees are negotiable based on factors
    Alternative Assets   Infrastructure and Energy Transition        including but not limited to type of investment, size
                              •    Funds                             of account, the discretionary or non-discretionary
                              •    Equity Co-Investments             nature of the mandate, and other relationships
                                                                     with HIMCO. Total investment management fees
    Alternative Assets   Private Equity                              can be comprised of various components
                             •    Funds                              including, but not limited to, asset-based
                             •    Equity Co-Investments              management fees and carried interest or other

ITEM 7: TYPES OF CLIENTS

HIMCO provides discretionary and non-discretionary investment advisory services to institutional clients,
including its affiliates. HIMCO’s institutional clients are mainly comprised of affiliated and unaffiliated
insurance companies, corporations, and employee benefit and pension plans. In addition, HIIMCO
provides:
     • Sub-advisory services with respect to a registered investment company, which is sponsored and
        distributed by entities unaffiliated with HIMCO.
     • Sub-advisory services to unaffiliated SEC registered investment adviser(s).
     • Advisory services to private funds exempt from registration under the 1940 Act, which are
        sponsored and distributed by entities unaffiliated with HIMCO. The private funds managed by
        HIMCO are portfolios owned by unaffiliated insurance company separate accounts that meet the
        definition of private fund.
     • Portfolio consulting services for a number of unit investment trusts registered under the 1940 Act
        that are sponsored and distributed by entities unaffiliated with HIMCO. As of the date of this
        brochure HIMCO no longer provides portfolio consulting services for new unit investment trusts but
        continues to provide support for certain existing trusts launched prior to February 29, 2024, until
        such trusts mature or terminate.

As a general rule:
    • HIMCO requires: (i) a minimum of $40 million for starting or maintaining a fixed income mandate in
       an active strategy; (ii) a minimum of $100 million for starting or maintaining a fixed income mandate
       in a passive strategy.
    • HIMCO requires a minimum of $10 million for starting or maintaining a passive domestic equity
       mandate.
    • HIMCO requires a minimum of $100 million for starting or maintaining a discretionary asset backed
       lending, commercial mortgage loan, or private placement mandate. Non-discretionary asset
       backed lending, commercial mortgage loan, and private placement mandates do not have an
       investment minimum.
    • HIMCO requires a minimum of $50 million for starting or maintaining a discretionary private equity/
       equity co-investment mandate.
    • HIMCO requires a minimum of $50 million for starting or maintaining a discretionary infrastructure
       and energy transition mandate.

HIMCO retains the right to negotiate or waive its investment minimums based on a number of factors
including, without limitation:
     • Whether the strategy is investable at a certain size considering market liquidity, applicable
        regulatory constraints, and other factors;
     • Whether appropriate diversification is achievable at a certain size; and
     • Whether managing the strategy at a certain size would be profitable to HIMCO.

                                                   14       HARTFORD INVESTMENT MANAGEMENT COMPANY
                                                                          FORM ADV, PART 2 – March 27, 2026
                                                              SEC File Number 801-53542 - CRD Number 106699