Helianth Investment Management LLC

Item 5 – Fees and Compensation

     The specific manner in which fees are charged by Helianth Investment is established in an
     advisory client’s written agreement with the Firm. The Firm will generally bill its advisory
     fees on a quarterly basis, and such fees are generally based on a percentage of assets under
     management (AUM) that we advise or manage, as the case may be.

     Fees are generally payable quarterly in arrears and are due upon receipt of invoice. Either
     party may terminate the advisory agreement at any point; fees will be refunded on a pro-
     rata basis where advisory services were terminated prior to quarter-end. Upon
     termination of any account, any prepaid, unearned fees will be promptly refunded, and any
     earned, unpaid fees will be due and payable. In those instances where a part of the client's
     assets are invested in money market funds or mutual funds, the client will incur additional

HELIANTH INVESTMENT MANAGEMENT, LLC                                        ADV-PART 2 BROCHURE
                                                                           Date: 3/1/2026

     costs for the management of those funds by the funds over and above the fees charged by
     Helianth Investment. Yields for money market funds are inclusive of these fund costs.

     The fees charged by Helianth Investment for its investment advisory services is generally
     based on the total assets of the advisory client’s account using Helianth Investment's
     services. Where based on a percentage of AUM, Helianth Investment generally charges a
     percentage of assets under management ranging between 5 to 150 bps (basis points) or
     0.05%-1.50% and more specifically shall be calculated according to the following current
     schedule below:

               Assets Under Management                      Annual Advisory Fee
               $0 - $500,000                                1.75 %
               $500,001 - $1,000,000                        1.50 %
               $1,000,001 - $2,000,000                      1.25 %
               Above $2,000,000                             1.00 %

     These annual fees shall be negotiable in certain cases and be pro-rated and paid in arrears
     on a quarterly basis. No increase in the annual fee shall be effective without prior written
     notification to the Client.

     For other related advisory services, including but not limited to financial planning or
     financial/investment consulting, Helianth Investment will negotiate and charge hourly fees
     generally ranging from $100 to $800 per hour or annual fixed-fees generally ranging from
     approximately $4,000 to $500,000, depending upon the scope, extent and complexity of
     advisory services to be provided. Such advisory fees are generally negotiable within these
     ranges as set forth above. Negotiation of fees will generally be based on the range of
     investment advisory and management services to be provided by Helianth Investment to
     the advisory client or the level and scope of the service(s) required or requested.

     Additional Information

     All fees paid to Helianth Investment are separate and distinct from the fees and expenses
     charged by investment pools, including mutual funds, to their shareholders. These fees and
     expenses are described in each pool's or fund’s prospectus. These fees will generally
     include a management fee, other fund expenses, and a possible distribution fee.

     Helianth Investment’s fees are exclusive of brokerage commissions, transaction fees, and
     other related costs and expenses which are incurred by the client. Clients may also from
     time to time incur certain charges imposed by custodians, brokers, third party investment
     and other third parties such as fees charged by managers, custodial fees, deferred sales
     charges, odd-lot differentials, transfer taxes, wire transfer and electronic fund fees, and

HELIANTH INVESTMENT MANAGEMENT, LLC                                          ADV-PART 2 BROCHURE
                                                                             Date: 3/1/2026

     other fees and taxes on brokerage accounts and securities transactions. Mutual funds and
     exchange traded funds also charge internal management fees, which are disclosed in a
     fund’s prospectus. Such charges, fees and commissions are exclusive of and in addition to
     Helianth Investment’s fee, and Helianth Investment generally does not receive any portion
     of these commissions, fees, and costs.

     As indicated above, Helianth Investment may price its advisory services based upon
     various objective and subjective factors. As a result, Helianth Investment’s clients could pay
     diverse fees based upon the market value of their assets, the complexity of the engagement,
     and the level and scope of the overall investment advisory and/or financial advisory or
     planning services to be rendered. As a result of these factors, the services to be provided by
     Helianth Investment to any particular client could be available from other advisers at lower
     fees. Also, Helianth Investment, in its sole discretion, may reduce or waive any minimum
     asset requirement based upon certain criteria (e.g., anticipated future earning capacity,
     anticipated future additional assets, dollar amount of assets to be managed, related
     accounts, account composition, and/or negotiations with client, etc.).

Item 7 – Types of Clients

     Helianth Investment provides portfolio management services to individual investors, high-
     net-worth individuals, family offices, trusts, charitable organizations and foundations, and
     small business companies.