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| Happy Holidays!! thanks for using AUM13F!! |
| Heritage Wealth Advisors LLC
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| CRD # | 137484 |
| SEC # | 801-64803 |
| CIK # | 0001591122 |
| AUM | $4.6 B (2025-07-23) |
| Employees | 36 (47% Investors, 0% Brokers) |
| Phone | 804-643-4080 |
| Address | 919 East Main Street Richmond, VA 23219 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Microsoft Corp | 0.1 | ||
| United Technologies Corp /DE/ | 0.1 | ||
| Brookfield Asset Management Inc | 0.1 | ||
| Alphabet Inc | 0.1 | ||
| Mastercard Inc | 0.1 | ||
| Automatic Data Processing Inc | 0.1 | ||
| Apple Inc | 0.1 | ||
| Johnson & Johnson | 0.1 | ||
| Progressive Corp/Oh/ | 0.0 | ||
| Wal Mart Stores Inc | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | Heritage Private Fund LP Series 2 | [2025-03-27] | 88.2 | 4.1 |
| Other | Heritage Private Fund LP Series 2B | [2025-03-27] | 83.3 | 3.6 |
| Other | Heritage Private Fund LP Series 1 | [2023-03-29] | 75.6 | 26.4 |
| Other | Heritage Private Fund LP Series 1B | [2023-03-29] | 71.1 | 24.8 |
| Other | Ma Endowment Partners LP | [2012-03-22] | 63.7 | 87.1 |
| Other | Ma Investors Fund 1 LLC | [2012-03-22] | 3.4 | |
| Other | Ma Partners Fund LP | [2012-03-22] | 99.3 | 1.2 |
| Other | Ma Real Assets Fund 2 LP | [2012-03-22] | 25.7 | 15.4 |
| Other | Ma Resources Fund 1 LP | [2012-03-22] | 0.2 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 131 | 0.0 |
| (b) Individuals (high net worth individuals) | 234 | 2.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 0.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 17 | 1.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 34 | 0.3 |
| (n) Other | 0 | 0.0 |
| Total | 1,623 | 4.6 |
| By Discretionary | ||
| Discretionary | 1,579 | 4.5 |
| Non-Discretionary | 44 | 0.1 |
| Total | 1,623 | 4.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 4.6 | |
| Total | 1,623 | 4.6 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| Natalie Smith | 9 | |||
| Joel Mangham | 16 | |||
| Heritage Wealth Advisors LLC | 8 | |||
| John Jordan III | 8 | |||
| Dee Ann Remo | 8 | |||
| Steve Henderson | 5 | |||
| Cary Baronian | 4 | |||
| Heritage Pf GP LLC | 4 | |||
| James Sheffield | 1 | |||
| Christopher Fide | 1 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001591122] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Spire Wealth Management LLC
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|
VA | 4.6 |
|
Coastal Bridge Advisors LLC
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|
CT | 4.6 |
|
Northeast Financial Consultants LLC
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CT | 4.6 |
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BC Advisors LLC
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NJ | 4.6 |
|
RNC Capital Management LLC
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|
CA | 4.5 |
|
TCI Wealth Advisors Inc
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|
AZ | 4.5 |
|
Clearwater Advisors LLC
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|
ID | 4.5 |
|
Waldron Private Wealth LLC
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|
PA | 4.5 |
|
Private Management Group Inc
✚
|
CA | 4.5 |
|
Advance Capital Management Inc
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|
MI | 4.5 |