|
⚲
|
| Keyboard |
| Heritage Wealth Advisors LLC
✚
|
|
|---|---|
| CRD # | 137484 |
| SEC # | 801-64803 |
| CIK # | 0001591122 |
| AUM | 4,858.5 M (2026-05-01) |
| Employees | 36 (50% Investors, 0% Brokers) |
| Phone | 804-643-4080 |
| Address | 919 East Main Street Richmond, VA 23219 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Sprott Physical Gold Trust | 0.2 | ||
| Alphabet Inc | 0.1 | ||
| Apple Inc | 0.1 | ||
| United Technologies Corp /DE/ | 0.1 | ||
| Johnson & Johnson | 0.1 | ||
| Microsoft Corp | 0.1 | ||
| Conocophillips | 0.1 | ||
| Brookfield Asset Management Inc | 0.1 | ||
| Wal Mart Stores Inc | 0.0 | ||
| Mastercard Inc | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Heritage Private Fund LP Series 3 | [2026-05-01] | ||
| Other | Heritage Private Fund LP Series 3B | [2026-05-01] | ||
| Other | Heritage Private Fund LP Series 2 | [2025-03-27] | 88.2 M | 34.2 M |
| Filed 2024-07-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| Other | Heritage Private Fund LP Series 2B | [2025-03-27] | 83.3 M | 33.0 M |
| Filed 2024-07-31 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| Other | Heritage Private Fund LP Series 1 | [2023-03-29] | 75.6 M | 50.1 M |
| Filed 2023-02-03 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $40,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| Other | Heritage Private Fund LP Series 1B | [2023-03-29] | 71.1 M | 47.5 M |
| Filed 2023-02-03 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $40,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| Other | Ma Endowment Partners LP | [2012-03-22] | 446.3 M | 75.7 M |
| Filed 2017-12-01 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Ma Investors Fund 1 LLC | [2012-03-22] | 2.8 M | |
| Other | Ma Partners Fund LP | [2012-03-22] | 99.3 M | 1.2 M |
| Filed 2017-12-01 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Ma Real Assets Fund 2 LP | [2012-03-22] | 25.7 M | 12.1 M |
| Filed 2011-04-01 (D) · Exemption 506 · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 130 | 0.0 |
| (b) Individuals (high net worth individuals) | 254 | 2.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 7 | 0.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 19 | 1.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 41 | 0.3 |
| (n) Other | 0 | 0.0 |
| Total | 1,616 | 4.9 |
| By Discretionary | ||
| Discretionary | 1,584 | 4.7 |
| Non-Discretionary | 32 | 0.2 |
| Total | 1,616 | 4.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 4.9 | |
| Total | 1,616 | 4.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Natalie Smith | Executive Officer | 9 | 4 | |
| Joel Mangham | Director, Executive Officer | 16 | 2 | |
| Heritage Wealth Advisors LLC | Director | 8 | 2 | |
| John Jordan III | Executive Officer | 8 | 2 | |
| Dee Ann Remo | Executive Officer | 8 | 2 | |
| Steve Henderson | Director, Executive Officer | 5 | 2 | |
| Cary Baronian | Director, Executive Officer | 4 | 1 | |
| Heritage PF GP LLC | Director | 4 | 1 | |
| James Sheffield | Executive Officer | 1 | 1 | |
| Christopher Fide | Executive Officer | 1 | 1 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001591122] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.3B |
| Clients | 10 |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Texas Yale Capital Corp
✚
|
FL | 4,924.9 M |
|
Private Management Group Inc
✚
|
CA | 4,903.7 M |
|
Madison Asset Management LLC
✚
|
WI | 4,862.5 M |
|
Chicago Capital LLC
✚
|
IL | 4,823.3 M |
|
Cardinal Point Capital Management ULC
✚
|
4,808.3 M | |
|
Sowell Financial Services LLC
✚
|
AR | 4,808.2 M |
|
Cidel Asset Management Inc
✚
|
4,802.3 M | |
|
Brownson Rehmus & Foxworth Inc
✚
|
IL | 4,788.2 M |
|
Highpoint Advisor Group LLC
✚
|
IL | 4,783.0 M |
|
Foster Group Inc
✚
|
IA | 4,775.5 M |