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| Hicks & Associates Wealth Management LLC
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| |
|---|---|
| CRD # | 323171 |
| SEC # | 801-126797 |
| CIK # | |
| AUM | $124.0 MM (2024-07-29) |
| Employees | 6 (67% Investors, 0% Brokers) |
| Phone | 919-851-5512 |
| Address | 1145 Executive Circle Cary, NC 27511 |
| Source | [IAPD] [Website] [Twitter] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 238 | 73.5 |
| (b) Individuals (high net worth individuals) | 43 | 50.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 881 | 124.0 |
| By Discretionary | ||
| Discretionary | 881 | 124.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 881 | 124.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 124.0 | |
| Total | 881 | 124.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Level Wealth Management LLC
✚
|
NC | 0.1 |
|
H S Dreher Capital Management LLC
✚
|
NC | 0.1 |
|
NICH Capital Partners LLC
✚
|
CA | 0.1 |
|
Wincap Financial LLC
✚
|
MA | 0.1 |
|
PTM Wealth Management LLC
✚
|
PA | 0.1 |
|
Heisten Financial LLC
✚
|
AK | 0.1 |
|
Kensington Financial Group Inc
✚
|
NC | 0.1 |
|
Catalyst Investment Management LLC
✚
|
NH | 0.1 |
|
Bennett Associates Wealth Management
✚
|
PA | 0.1 |
|
Intrinsic Investors LLC
✚
|
WI | 0.1 |