Hohimer Wealth Management LLC

Item 5 – Fees and Compensation
HWM offers investment and wealth management services for an annual fee based on the amount of assets under the firm’s
management. The specific manner in which fees are charged by HWM is established in a client’s Advisory Agreement. HWM
will generally bill its fees in advance each calendar quarter based on the client’s previous quarter end value. Clients may
elect to be billed directly for fees or to authorize HWM to directly debit fees from the client’s portfolio accounts. Accounts
initiated or terminated during a calendar quarter will be charged a prorated fee. Upon termination of any account, any
prepaid, unearned fees will be promptly refunded, and any earned, unpaid fees will be due and payable.
For investment and wealth management services HWM provides with respect to certain client holdings (e.g., held-away
assets, 529 plans, etc.), HWM may negotiate a fee rate that differs from the range set forth below. HWM, may, in its sole
discretion, negotiate to charge a lesser fee based upon certain criteria, such as anticipated future earning capacity,
anticipated future additional assets, dollar amount of assets to be managed, related accounts, account composition, pre-
existing/legacy client relationship, account retention and pro bono activities. Clients should note that similar advisory
services may be available from other registered investment advisers for similar or lower fees.
HWM’s fees are exclusive of brokerage commissions, transaction fees, and other related costs and expenses which shall be
incurred by the client. Clients may incur certain charges imposed by custodians, brokers, third-party investments and other
third parties such as fees charged by independent managers, custodial fees, deferred sales charges, odd-lot differentials,
transfer taxes, wire transfer and electronic fund fees, and other fees and taxes on brokerage accounts and securities
transactions. Mutual funds and exchange traded funds also charge internal management fees, which are disclosed in a fund’s
prospectus. Such charges, fees and commissions are exclusive of and in addition to HWM’s fee, and HWM shall not receive
any portion of these commissions, fees, and costs. Clients with margin accounts are charged fees based on the full value of
their assets, including margin debt. This means that investments purchased on margin will increase the total fee amount.
HWM’s graduated fee schedule for investment management is as follows:

 Assets Under Management                                                     Maximum Annual Fee
 First $2,000,000                                                                     1.50%
 $2,000,000.01 – $5,000,000                                                           1.00%
 $5,000,000.01 – $10,000,000                                                          0.75%
 $10,000,000.01 – $25,000,000                                                         0.60%
 $25,000,000.01 – $50,000,000                                                         0.50%
 $50,000,000.01 – $100,000,000                                                        0.40%
 Over $100,000,000                                                                    0.35%
This fee schedule may be based on cumulative household assets under management. However, certain ERISA rules prevent
householding corporate plans with personal assets for fee reduction.
HWM generally imposes a minimum annual fee of $8,000, billed quarterly, per household for investment and wealth
management services. Existing clients may be grandfathered at the current fee rate reflected in the investment Advisory
Agreement. You should refer to your Advisory Agreement for your specific fee rate(s).
Clients engaging in Private Fund investments must be aware of the various fee structures involved. These may include
management fees, performance-based fees, and other associated expenses, all of which are outlined in the relevant offering
documents. A thorough review of these documents is paramount for comprehensive understanding of all fund-related costs.

Separate Financial Planning and Consulting Fee
Fees for financial planning services and consulting services are billed on a flat/project rate or hourly rate. The hourly fee
rate ranges between $150–$500 depending on the complexity of the services to be provided. HWM will request a retainer to
begin services and final payment is due after services are rendered. The maximum fee charged for financial planning
services is $50,000. In the event your financial planning or consulting agreement is terminated, and the fee is based on a flat
or project rate, the fee will be prorated based on the services provided through the date of termination.
HWM considers numerous factors when determining fees, including, without limitation:

Hohimer Wealth Management LLC • Form ADV Part 2A Brochure • March 2026                                                      Page 8

     •    The anticipated amount of time that will be spent completing the financial plan or consulting service and other
          related advice;
     •    The complexity of the client’s needs, issues and/or goals;
     •    The extensiveness of the personal financial data needed to complete the financial plan;
     •    The client’s net worth or value of investment accounts and/or other assets that are the subject of the financial plan
          or consulting services; and/or
     •    Special circumstances, such as life changes, marital status, special income needs, or needs related to a personal
          business.

Other Types of Compensation We Receive
HWM is under common control with Risk & Liability Consultants LLC (“R&LC”) and LendinCo LLC (“LendinCo”), which
provides commercial loan brokerage services, licensed mortgage brokerage services and offers insurance products through
licensed agents and insurance agencies. Certain Supervised Persons of HWM are affiliated with R&LC and LendinCo and are
...

Item 7 – Types of Clients
HWM provides portfolio management services to individuals, high net worth individuals, pension and profit-sharing plans,
trusts, estates, family entities, charitable institutions, foundations, corporations, and other business entities.
HWM generally requires a minimum account of $1,000,000 to open a portfolio. The firm, in its sole discretion, may accept
clients with smaller portfolios based upon each client’s particular circumstances as it deems appropriate. HWM may
aggregate the portfolios of family/household members to meet the minimum portfolio size.
Additionally, certain Independent Managers may impose more restrictive account requirements and varying billing
practices than HWM. In such instances, HWM may alter its corresponding account requirements and/or billing practices to
accommodate those of the Independent Managers.

Hohimer Wealth Management LLC • Form ADV Part 2A Brochure • March 2026                                                 Page 10