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| Horizon Technology Finance Management LLC
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|
|---|---|
| CRD # | 153052 |
| SEC # | 801-71141 |
| CIK # | 0001487428 |
| AUM | $1.0 BB (2023-03-29) |
| Employees | 32 (62% Investors, 0% Brokers) |
| Phone | 860-676-8654 |
| Address | 312 Farmington Avenue Farmington, CT 06032-2586 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 1 | 766.8 |
| (f) Pooled investment vehicles | 1 | 234.5 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2 | 1,001.4 |
| By Discretionary | ||
| Discretionary | 1 | 766.8 |
| Non-Discretionary | 1 | 234.5 |
| Total | 2 | 1,001.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,001.4 | |
| Total | 2 | 1,001.4 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 10-K | [0001487428] | |
| 10-Q | [0001487428] | |
| 3 | [0001487428] | |
| 4 | [0001487428] | |
| 8-K | [0001487428] | |
| SC 13G | [0001487428] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Advisors Asset Management Inc | Horizon Technology Finance Corp | [2015-02-11] |
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|---|---|---|
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