Hudson House Capital Incorporated

Item 5: Fees and Compensation
Please note, unless a Client has received this brochure at least 48 hours prior to signing an Advisory
Contract, the Advisory Contract may be terminated by the Client within five (5) business days of signing the
Advisory Contract without penalty or incurring any fees.

How we are paid depends on the type of advisory services we perform. Below is a brief description of our
fees, however, you should review your executed Advisory Contract for more detailed information regarding
the exact fees you will be paying. No increase to the agreed-upon advisory fees outlined in the Advisory
Contract shall occur without prior Client consent.

Wealth Management Services

HHCI collects an initial fee, no greater than $15,000. The initial fee covers the initial construction of the
comprehensive financial plan. This work will commence immediately after the fee is paid, and the length of
time required to complete and deliver the plan is dependent on several factors including the needs of the

Client, the Client’s ability to provide any necessary information and documentation, as well as the
complexity of their financial situation. Advisor may reduce or waive the initial fee at the Advisor’s discretion.

The annual advisory fee is based on a percentage of assets under management. The annualized fees for
wealth management services are based on the following fee schedule:

                     Assets Under Management                      Annual Advisory Fee
                           Up to $1,000,000                               1.75%
                        $1,000,001 - $5,000,000                           1.50%
                           Above $5,000,001                               1.25%

The annual advisory fee is paid monthly in arrears based on the average daily balance of the Client’s
account(s). The advisory fee is a blended tier. For example, for assets under management of $2,000,000, a
Client would pay 1.75% on the first $1,000,000 and 1.50% on the remaining balance. The formula for the
monthly fee is determined by the following calculation: (($1,000,000 x 1.75%) + ($1,000,000 x 1.50%)) ÷ 12 =
$2,708.33.

Investment Management Services

The fee is based on a percentage of assets under management. The annualized fees for investment
management services are based on the following fee schedule:

                     Assets Under Management                      Annual Advisory Fee
                           Up to $1,000,000                               1.50%
                        $1,000,001 - $5,000,000                           1.25%
                           Above $5,000,001                               1.00%

The annual advisory fee is paid monthly in arrears based on the average daily balance of the Client’s
account(s). The advisory fee is a blended tier. For example, for assets under management of $2,000,000, a
Client would pay 1.50% on the first $1,000,000 and 1.25% on the remaining balance. The formula for the
monthly fee is determined by the following calculation: (($1,000,000 x 1.50%) + ($1,000,000 x 1.25%)) ÷ 12 =
$2,291.67.

In determining the advisory fee, we may allow accounts of members of the same household to be
aggregated. HHCI relies on the valuation as provided by Client’s custodian in determining assets under
management. Our advisory fee is prorated for any partial billing periods occurring during the engagement,
including the initial and terminating billing periods.

We deduct our advisory fee from one or more account(s) held at an unaffiliated third-party custodian, as
directed by the Client. Please refer to Item 15 of this Brochure regarding our policy on direct fee deduction.
Clients may also pay by electronic funds transfer (EFT). We use an independent third party payment
processor in which the Client can securely input their payment information to pay their fee. We do not have
access to the Client’s banking or credit information at any time. The Client will be provided with their own
secure portal in order to make payments.

The Advisory Contract may be terminated with written notice 30 calendar days in advance. Since fees are
paid in arrears, no refund will be needed upon termination of the Advisory Contract. Clients will be
responsible for payment of fees up to the date of termination.

Other Types of Fees and Expenses

Our fees are exclusive of brokerage commissions, transaction fees, and other related costs and expenses
which may be incurred by the Client. Clients may incur certain charges imposed by custodians, brokers, and
other third parties such as custodial fees, deferred sales charges, odd-lot differentials, transfer taxes, wire
transfer, and electronic fund fees, and other fees and taxes on brokerage accounts and securities
transactions. Mutual fund and exchange-traded funds also charge internal management fees, which are
disclosed in a fund's prospectus. Such charges, fees, and commissions are exclusive of and in addition to
our fee, and we shall not receive any portion of these commissions, fees, and costs.

Item 12 further describes the factors that we consider in selecting or recommending custodians for Client’s
transactions and determining the reasonableness of their compensation (e.g., commissions).

Clients may incur fees from third-party professionals such as accountants and attorneys that HHCI may
recommend, upon Client request. Such fees are separate and distinct from HHCI’s advisory fees.

Sale of Securities or Other Investment Products

HHCI and its supervised persons do not accept compensation for the sale of securities or other investment
products including asset-based sales charges or service fees from the sale of mutual funds.

Item 7: Types of Clients
We provide financial planning and investment management services to individuals, high net-worth
individuals, charitable organizations, corporations and other businesses.

We do not have a minimum account size requirement to open or maintain an account.