|
⚲
|
| Keyboard |
| Stacey Braun Associates Inc
✚
|
|
|---|---|
| CRD # | 105056 |
| SEC # | 801-10933 |
| CIK # | |
| AUM | 5,500.2 M (2026-03-19) |
| Employees | 17 (53% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 212-226-7707 |
| Address | 377 Broadway New York, NY 10013-3934 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 883 | 0.3 |
| (b) Individuals (high net worth individuals) | 12 | 0.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 49 | 2.8 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 60 | 0.7 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 6 | 0.1 |
| (n) Other | 81 | 1.5 |
| Total | 1,091 | 5.5 |
| By Discretionary | ||
| Discretionary | 1,089 | 5.4 |
| Non-Discretionary | 2 | 0.1 |
| Total | 1,091 | 5.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 5.5 | |
| Total | 1,091 | 5.5 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $3.2B |
| Clients | 2,500 |
| Serves | Institutional, Retail, Research |
| Comparable Firms | State | AUM |
|---|---|---|
|
Wedbush Securities Inc
✚
|
CA | 5,684.8 M |
|
Dynamic Advisor Solutions LLC
✚
|
AZ | 5,637.3 M |
|
Alesco Advisors LLC an ESL Company
✚
|
NY | 5,611.3 M |
|
Stratos Wealth Advisors LLC
✚
|
OH | 5,573.6 M |
|
Procourse Fiduciary Advisors LLC
✚
|
IN | 5,492.6 M |
|
Frontier Asset Management LLC
✚
|
WY | 5,487.9 M |
|
Sentry Management Inc
✚
|
TX | 5,440.1 M |
|
Pension Consultants Inc
✚
|
MO | 5,424.0 M |
|
Integrity Alliance LLC
✚
|
IA | 5,412.0 M |
|
Western Wealth Management LLC
✚
|
CO | 5,357.4 M |