Investment Managers Group LLC

Item 5: Fees & Compensation

Compensation for Our Advisory Services

Comprehensive Portfolio Management:

The maximum annual fee charged for this service will not exceed 2.25%. Fees to be assessed will be
outlined in the advisory agreement to be signed by the Client. Annualized fees are billed on a pro-
rata basis quarterly in advance based on the value of the account(s) on the last day of the previous
quarter. Fees are negotiable and will be deducted from client account(s). In rare cases, our firm will
agree to directly invoice. Further, it is important to note that our firm assesses advisory fees on all
assets held in client accounts including cash and cash equivalents. As part of this process, Clients
understand the following:

    a) The client’s independent custodian sends statements at least quarterly showing the market
       values for each security included in the Assets and all account disbursements, including the
       amount of the advisory fees paid to our firm;
    b) Clients will provide authorization permitting our firm to be directly paid by these terms. Our
       firm will send an invoice directly to the custodian; and
    c) If our firm sends a copy of our invoice to the client, a legend urging the comparison of
       information provided in our statement with those from the qualified custodian will be
       included

Other Types of Fees & Expenses

Clients will incur transaction fees for trades executed by their chosen custodian via individual
transaction charges. These transaction fees are separate from our firm’s advisory fees and will be
disclosed by the chosen custodian. Charles Schwab & Co., Inc. (“Schwab”) does not charge transaction
fees for U.S. listed equities and exchange traded funds. Clients may also pay holdings charges imposed
by the chosen custodian for certain investments, charges imposed directly by a mutual fund, index
fund, or exchange traded fund, which shall be disclosed in the fund’s prospectus (e.g., fund
management fees, distribution fees, surrender charges, variable annuity fees, IRA and qualified
retirement plan fees, mark-ups and mark-downs, spreads paid to market makers, fees for trades
executed away from custodian, wire transfer fees and other fees and taxes on brokerage accounts
and securities transactions). Our firm does not receive a portion of these fees.

Termination & Refunds

Either party may terminate the advisory agreement signed with our firm for our Comprehensive
Portfolio Management service in writing at any time. Upon notice of termination our firm will process
a pro-rata refund of the unearned portion of the advisory fees charged in advance.

Commissionable Securities Sales

Timothy Kay is a registered representative of Purshe Kaplan Sterlng Investments, Inc. (“PKS”),
member FINRA/SIPC. As such he may accept compensation for the sale of securities or other
investment products, including distribution or service (“trail”) fees. Clients should be aware that the
practice of accepting commissions for the sale of securities presents a conflict of interest and gives

ADV Part 2A – Firm Brochure                    Page 5                         Investment Managers Group, LLC

our firm and Mr. Kay an incentive to recommend investment products based on the compensation
received. Our firm generally addresses commissionable sales conflicts that arise when explaining to
clients these sales create an incentive to recommend based on the compensation to be earned and/or
when recommending commissionable mutual funds, explaining that “no-load” funds are also
available. Our firm does not prohibit clients from purchasing recommended investment products
through other unaffiliated brokers or agents.

Item 7: Types of Clients & Account Requirements

Our firm primarily provides investment advisory services to individuals and high-net-worth
individuals. Our firm does not impose requirements for opening and maintaining accounts or
otherwise engaging us.