Irvine Wealth Planning Strategies LLC

Item 5: Fees and Compensation

Firm Disclosure               How we are paid depends on the type of advisory service we are
                              performing. Please review the fee and compensation information
Requirements
                              below.

                              Effective January 1, 2025 the fee discussion to follow will be
                              applicable to new clients.

                      All prior clients will be grandfathered per their existing
                      advisory agreement until a new agreement is executed.

Advisory              We understand that not all clients need an on-going advisory
                      service and may wish to hire us for a specific analysis. We offer
Consulting
                      Project-Based Financial Planning on a fixed fee basis.
Services:
                      No on-going asset management services are included under this
                      group of planning services.
Stage 1: Initial or
                      The engagement will generally last 3-months and will cost a
Project-Based         minimum of $3,350, but may cost more if there are additional
Consulting Fee        complexities.

(Limited Scope)       The fee may vary and be negotiable based on the nature and
                      complexity and scope of the services needed. A breakdown of
                      the fee will be provided to the client as part of their proposal
                      (either electronically or on paper). The engagement will
                      automatically terminate upon completion of all consulting
                      services with respect to your requested scope of topics, unless
                      you elect to continue receiving our services under Stage 2.

                      Typically, half of the fee will be paid upon signing the
                      agreement and the remaining half will be paid in one month.
                      However, the client can agree to pay 100% of the fee up-front
                      for the initial plan. However, in no event will RPG require or
                      solicit the prepayment of more than $1,200 in fees, six months
                      or more in advance.

Advisory        This service offers a comprehensive deep-dive into our client’s
                financial lives with ongoing recurring services and may include
Consulting
                discretionary portfolio management (asset management).
Services:
                Our goal is to work actively with you throughout the year,
                continuously deepening your financial roots for a strong
Stage 2:        foundation to withstand the storms that life often brings.

Comprehensive   Fees for this service are based on an annual fixed fee, paid in
Financial       quarterly or monthly increments, as elected by the client, (that
                does not mean we have meetings quarterly or monthly), in
Planning and
                advance. Planning and Advisory fees may be directly debited
Portfolio       from client investment accounts, or the client may choose to pay
Management      by check, via electronic funds transfer (AdvicePay), or by a
                combination of these methods.

                No clients will be billed more than $1,200, six-months in
                advance.

                The agreement may be terminated with written notice to the non-
                terminating party. For clients billed on a monthly basis, the client
                will remain responsible for payment of fees through the end of
                the month in which the termination became effective. For clients
                billed on a quarterly basis, the client will remain responsible for
                payment of fees through the end of the month in which the
                termination became effective, and we will provide a refund of any
                prepaid fees for any months remaining in that quarter after the
                month of termination. Please see the Example of Fee Schedule
                Calculations Comprehensive Financial Planning and Portfolio
                Management heading below for an illustrative example.

                       This schedule may be modified for emergency situations that
                       develop.

Comprehensive Financial Planning and Portfolio Management
                         Fee Schedule and Services

● After completing Stage 1, clients can elect ongoing services. Fees generally start at
   $6,000 per year, but this minimum may be waived or reduced at our sole discretion.
   As a standard practice, your fee will automatically increase by 3% each year on
   January 1st. But we may evaluate your fee to determine whether this automatic
   increase is appropriate. To the extent we determine that your fee should be adjusted
   in a manner other than this automatic 3% increase (whether we are increasing or
   decreasing your fee), you will be provided advance notice of this adjustment, in
   accordance with your agreement with us.
● The fee may vary and be negotiable based on the nature and complexity and scope
   of the services needed. A breakdown of the fee will be provided to the client as part
   of their proposal (either electronically or on paper).

                Example of Fee Schedule Calculations
Comprehensive Financial Planning and Portfolio Management

● When you first become a client, we will begin charging you for the month in which
   the engagement began.
● If you are billed monthly, your initial fee will not be prorated, and you will be
   responsible for payment of the entire month’s fee for the month in which your
   engagement commences.

                 Example of Fee Schedule Calculations
Comprehensive Financial Planning and Portfolio Management

● If you are billed quarterly, this may result in prorating the first quarter fee, based on
...

Item 7: Types of Clients

Types of Clients        We provide financial planning and portfolio management services
                        to:
We Provide
                              ● Individuals
Services To
                              ● High net-worth individuals
                              ● Retirement business plans (i.e. profit sharing, pension,
                                 SIMPLE, SEP, and 401k)

                        We do not have a minimum account size requirement, we do have
                        minimum fees as noted above.

                        Alternatively, we may agree to negotiate a lower fee for simpler
                        situations.

                        Note that clients who engaged us prior to January of 2025 may be
                        subject to grandfathered fee arrangements that are no longer
                        offered and are no longer described in this Brochure. Such clients
                        are urged to refer to their investment advisory services agreement
                        with RPG for specific details on their fee arrangement.

                        As a result, clients under a legacy fee arrangement may have a
                        lower fee than our current minimum and are not subject to the

                  new higher minimum fee until their consent is acquired with a
                  new advisory agreement.